0001134687-16-000011.txt : 20161020 0001134687-16-000011.hdr.sgml : 20161020 20161020142950 ACCESSION NUMBER: 0001134687-16-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 EFFECTIVENESS DATE: 20161020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRENTISS SMITH & CO INC CENTRAL INDEX KEY: 0001134687 IRS NUMBER: 030292076 STATE OF INCORPORATION: VT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06387 FILM NUMBER: 161944198 BUSINESS ADDRESS: STREET 1: 38 PARK PLACE CITY: BRATTLEBORO STATE: VT ZIP: 05301 BUSINESS PHONE: 8022542913 MAIL ADDRESS: STREET 1: 38 PARK PLACE CITY: BRATTLEBORO STATE: VT ZIP: 05301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001134687 XXXXXXXX 09-30-2016 09-30-2016 PRENTISS SMITH & CO INC

38 PARK PLACE BRATTLEBORO VT 05301

13F HOLDINGS REPORT 028-06387 N Karlie Borst 802-254-2913 Karlie Borst Brattleboro VT 10-20-2016 0 258 178893 false INFORMATION TABLE 2 sec13f0916.xml 3M Company COMMON 88579Y101 5 29 SH SOLE 29 0 0 A T & T Corp. COMMON 00206R102 1154 28410 SH SOLE 28410 0 0 ABB AG ORD CHF COMMON 00256X991 53 2350 SH SOLE 2350 0 0 Abbott Labs COMMON 002824100 8757 207079 SH SOLE 207079 0 0 Abbvie Inc COMMON 00287Y109 438 6950 SH SOLE 6950 0 0 Aberdeen Indonesia Fund, COMMON 00305P106 9 1400 SH SOLE 1400 0 0 Activision Blizzard COMMON 00507V109 31 700 SH SOLE 700 0 0 AFLAC Inc. COMMON 001055102 4 62 SH SOLE 62 0 0 Air Products & Chemicals COMMON 009158106 128 850 SH SOLE 850 0 0 Akamai Technologies COMMON 00971T101 533 10056 SH SOLE 10056 0 0 Alexion Pharmaceuticals I COMMON 015351109 50 409 SH SOLE 409 0 0 Allot Communications COMMON M0854Q105 451 85648 SH SOLE 85648 0 0 Alphabet, Inc. Class A COMMON 02079K305 322 400 SH SOLE 400 0 0 Alphabet, Inc. Class C COMMON 02079K107 8428 10843 SH SOLE 10843 0 0 Amazon Com, Inc. COMMON 023135106 167 200 SH SOLE 200 0 0 Ameren Corp (Hldg Co) COMMON 023608102 25 500 SH SOLE 500 0 0 American Express COMMON 025816109 191 2976 SH SOLE 2976 0 0 American Intern'l Group COMMON 026874107 6 100 SH SOLE 100 0 0 Ameriprise Financial, Inc COMMON 031897101 104 1047 SH SOLE 1047 0 0 Amgen Inc. COMMON 031162100 25 150 SH SOLE 150 0 0 Anheuser Busch Cos. Inc. COMMON 035229103 33 250 SH SOLE 250 0 0 Apache Corp COMMON 037411105 2 37 SH SOLE 37 0 0 Apple Inc. COMMON 037833100 1183 10461 SH SOLE 10461 0 0 Astrazeneca PLC Spon ADR COMMON 046353108 48 1446 SH SOLE 1446 0 0 Autoliv COMMON 052800109 5664 53036 SH SOLE 53036 0 0 Automatic Data Processing COMMON 053015103 560 6350 SH SOLE 6350 0 0 Avista Corporation COMMON 05379B107 138 3312 SH SOLE 3312 0 0 Aviva 8.25% Pfd COMMON 05382A203 10 400 SH SOLE 400 0 0 Banco Bradesco New Adr COMMON 059460303 1 9 SH SOLE 9 0 0 Bank of America Corp COMMON 060505104 18 1127 SH SOLE 1127 0 0 Barclays Bk Plc Spon Adr COMMON 06739H362 39 1500 SH SOLE 1500 0 0 Baxter Intern'l Inc. COMMON 071813109 36 750 SH SOLE 750 0 0 BB&T Corp 5.625% Pfdpfd COMMON 054937404 26 1000 SH SOLE 1000 0 0 Becton Dickinson COMMON 075887109 585 3256 SH SOLE 3256 0 0 Berkshire Hathaway Cl B COMMON 084670207 1284 8891 SH SOLE 8891 0 0 BGC Partners 8.125% Pfd COMMON 05541t408 12 450 SH SOLE 450 0 0 Biogen IDEC Inc COMMON 09062X103 105 335 SH SOLE 335 0 0 Blackrock Inc Cl A COMMON 09247X101 48 133 SH SOLE 133 0 0 BP Plc Adr COMMON 055622104 50 1420 SH SOLE 1420 0 0 Brady Corp Cl A COMMON 104674106 69 2000 SH SOLE 2000 0 0 Brandywine Realty Trust COMMON 105368203 1151 73689 SH SOLE 73689 0 0 Bristol-Myers Squibb COMMON 110122108 491 9113 SH SOLE 9113 0 0 Build America Bond Portfo COMMON 73937B407 46 1475 SH SOLE 1475 0 0 Canadian National Railway COMMON 136375102 92 1400 SH SOLE 1400 0 0 Canon Inc Adr Japan COMMON 138006309 9 300 SH SOLE 300 0 0 Celgene Corp COMMON 151020104 1121 10726 SH SOLE 10726 0 0 Cerner Corp. COMMON 156782104 8233 133336 SH SOLE 133336 0 0 Charles Schwab Pfd 6% Ser COMMON 808513402 156 5666 SH SOLE 5666 0 0 Chevron Corp Com COMMON 166764100 190 1842 SH SOLE 1842 0 0 Chipotle Mexican Grill COMMON 169656105 64 150 SH SOLE 150 0 0 Cisco Systems Inc. COMMON 17275R102 6139 193547 SH SOLE 193547 0 0 Citigroup COMMON 172967424 104 2195 SH SOLE 2195 0 0 Coca Cola Company COMMON 191216100 326 7703 SH SOLE 7703 0 0 Comcast Corp New Cl A COMMON 20030N101 33 500 SH SOLE 500 0 0 Conocophillips COMMON 20825C104 8 192 SH SOLE 192 0 0 Core Laboratories NV COMMON N22717107 112 1000 SH SOLE 1000 0 0 Corning Inc. COMMON 219350105 2 67 SH SOLE 67 0 0 Costco Wholesale COMMON 22160K105 5 31 SH SOLE 31 0 0 CPFL Energia SA CPL COMMON 126153105 2 157 SH SOLE 157 0 0 CSX Corp COMMON 126408103 11 363 SH SOLE 363 0 0 Cummins Inc COMMON 231021106 38 300 SH SOLE 300 0 0 CVS Health Corporation COMMON 126650100 5609 63025 SH SOLE 63025 0 0 Dana Holding Corporation COMMON 235825205 16 1000 SH SOLE 1000 0 0 Danaher Corp Del COMMON 235851102 7 87 SH SOLE 87 0 0 Deere & Co. COMMON 244199105 539 6314 SH SOLE 6314 0 0 Devon Energy Corp New COMMON 25179M103 53 1211 SH SOLE 1211 0 0 Disney Walt Co Disney Com COMMON 254687106 700 7535 SH SOLE 7535 0 0 Dominion Resources COMMON 25746U109 59 790 SH SOLE 790 0 0 Du Pont De Nemours COMMON 263534109 121 1800 SH SOLE 1800 0 0 Duke Energy Corp COMMON 26441C105 103 1288 SH SOLE 1288 0 0 Eastman Chemical COMMON 277432100 8 116 SH SOLE 116 0 0 Eaton Corp PLC Com COMMON G29183103 46 700 SH SOLE 700 0 0 Eaton Vance Tax Managed COMMON 27828N102 16 1500 SH SOLE 1500 0 0 Eli Lilly COMMON 532457108 1674 20857 SH SOLE 20857 0 0 Emerson Electric COMMON 291011104 909 16668 SH SOLE 16668 0 0 ETFS Gold Trust Etf COMMON 26922Y105 119 930 SH SOLE 930 0 0 Eversource Energy COMMON 30040W108 77 1413 SH SOLE 1413 0 0 Exxon Mobil Corporation COMMON 30231G102 2286 26195 SH SOLE 26195 0 0 F5 Networks Inc COMMON 315616102 1202 9641 SH SOLE 9641 0 0 Facebook Inc Class A COMMON 30303M102 668 5211 SH SOLE 5211 0 0 FDX Corp COMMON 31428X106 7313 41865 SH SOLE 41865 0 0 Fifth Street Finance Corp COMMON 31678A103 12 2000 SH SOLE 2000 0 0 First Solar Inc COMMON 336433107 3448 87310 SH SOLE 87310 0 0 First Tr Nasdaq Clean Edg COMMON 33733E500 17 1125 SH SOLE 1125 0 0 Fiserv Inc. COMMON 337738108 7 75 SH SOLE 75 0 0 Ford Motor Company COMMON 345370860 36 3000 SH SOLE 3000 0 0 Fortive Corporation COMMON 34959J108 2 43 SH SOLE 43 0 0 Foundation Medicine Inc, COMMON 350465100 23 1000 SH SOLE 1000 0 0 Fs Investment Corp COMMON 302635107 19 1994 SH SOLE 1994 0 0 Fs Invst Corp III Advsry COMMON 30299K235 26 3179 SH SOLE 3179 0 0 Gazprom OAO adr COMMON 368287207 12 2900 SH SOLE 2900 0 0 General Electric COMMON 369604103 1713 57824 SH SOLE 57824 0 0 General Motors Corp. COMMON 37045V100 81 2550 SH SOLE 2550 0 0 Genuine Parts COMMON 372460105 502 5000 SH SOLE 5000 0 0 Glaxosmithkline Plc Adrf COMMON 832378301 20 467 SH SOLE 467 0 0 Glycomimetics COMMON 38000Q102 50 7000 SH SOLE 7000 0 0 Goldman Sachs 6.2% Pfdpfd COMMON 38144X500 26 1000 SH SOLE 1000 0 0 Gorman Rupp Company COMMON 383082104 158 6184 SH SOLE 6184 0 0 Hain Foods COMMON 405217100 80 2250 SH SOLE 2250 0 0 Heineken Hldg New Ord COMMON N39338194 139 1726 SH SOLE 1726 0 0 Hess Corporation COMMON 42809H107 12 225 SH SOLE 225 0 0 Hewlett Packard Enterpris COMMON 42824C109 18 800 SH SOLE 800 0 0 Honda Motor Co Ltd Adr COMMON 438128308 147 5074 SH SOLE 5074 0 0 Honeywell Inc. COMMON 438506107 5 45 SH SOLE 45 0 0 HP Inc. COMMON 428236103 8 500 SH SOLE 500 0 0 HSBC Hldgs 8% Pfd COMMON 404280802 12 450 SH SOLE 450 0 0 HSBC Hldgs Plc Perpetual COMMON 404280703 41 1500 SH SOLE 1500 0 0 HSBC Holdings PLC COMMON 404280406 11 300 SH SOLE 300 0 0 Hubbell Inc COMMON 443510607 16 150 SH SOLE 150 0 0 Hydrogenics Corp COMMON 448882100 2 261 SH SOLE 261 0 0 Hyster-Yale Mh Cl A COMMON 449172105 74 1225 SH SOLE 1225 0 0 Hyster-Yale Mh Cl B COMMON 449172998 20 325 SH SOLE 325 0 0 Id Systems Inc COMMON 449489103 1 100 SH SOLE 100 0 0 IDEX Corp. COMMON 45167R104 16 170 SH SOLE 170 0 0 Illumina Inc COMMON 452327109 36 200 SH SOLE 200 0 0 Immunogen Inc. COMMON 45253H101 3 1000 SH SOLE 1000 0 0 Immunovaccine Inc COMMON 45254B103 61 110000 SH SOLE 110000 0 0 Intel Corp. COMMON 458140100 669 17730 SH SOLE 17730 0 0 International Business Ma COMMON 459200101 847 5332 SH SOLE 5332 0 0 Interval Leisure Group COMMON 46113M108 2 120 SH SOLE 120 0 0 Invensense Inc COMMON 46123D205 1 200 SH SOLE 200 0 0 IPG Photonics COMMON 44980X109 424 5154 SH SOLE 5154 0 0 Ishares Iboxx Investment COMMON 464287242 126 1026 SH SOLE 1026 0 0 Ishares MSCI KLD 400 Soci COMMON 464288570 118 1460 SH SOLE 1460 0 0 Ishares Select Dividend E COMMON 464287168 33 382 SH SOLE 382 0 0 Ishares Tr Dj US Energy COMMON 464287796 42 1081 SH SOLE 1081 0 0 Ishares Tr Dj US Hlthcar COMMON 464287762 61 409 SH SOLE 409 0 0 Ishares Tr Mbs ETF COMMON 464288588 160 1450 SH SOLE 1450 0 0 Ishares Tr Msci Eafe Fd COMMON 464287465 5 80 SH SOLE 80 0 0 Ishares Tr S&P Global COMMON 464287275 48 770 SH SOLE 770 0 0 Ishares Tr S&P US Pfd Stk COMMON 464288687 79 2000 SH SOLE 2000 0 0 Isis Pharmaceuticals COMMON 464330109 7 200 SH SOLE 200 0 0 J.P. Morgan Chase & Co COMMON 46625H100 269 4036 SH SOLE 4036 0 0 Johnson & Johnson COMMON 478160104 8667 73366 SH SOLE 73366 0 0 Johnson Controls COMMON 478366107 6 125 SH SOLE 125 0 0 Jp Morgan Exch Traded Nt COMMON 46625H365 13 425 SH SOLE 425 0 0 Kellogg Co. COMMON 487836108 6 79 SH SOLE 79 0 0 Kinder Morgan Inc COMMON 49455P101 35 1523 SH SOLE 1523 0 0 Kraft Heinz Co. COMMON 500754106 45 506 SH SOLE 506 0 0 Kubota Corp Adr COMMON 501173207 4785 63207 SH SOLE 63207 0 0 Laboratory Corp Of Amer H COMMON 50540R409 27 200 SH SOLE 200 0 0 Lancaster Colony COMMON 513847103 4 30 SH SOLE 30 0 0 Leucadia National Corp COMMON 527288104 13 706 SH SOLE 706 0 0 Lindsay Corporation COMMON 535555106 2439 32973 SH SOLE 32973 0 0 Lowe's Cos. COMMON 548661107 11 155 SH SOLE 155 0 0 Lumentum Holdings COMMON 55024U109 3 80 SH SOLE 80 0 0 Magellan Midstream Ptnrs COMMON 559080106 40 560 SH SOLE 560 0 0 Magna International COMMON 559222401 7475 174031 SH SOLE 174031 0 0 Marriott Intl Inc COMMON 571900109 15 222 SH SOLE 222 0 0 Mastercard Inc COMMON 57636Q104 280 2750 SH SOLE 2750 0 0 Mercadolibre Inc COMMON 58733R102 111 601 SH SOLE 601 0 0 Merchants Bancshares Inc. COMMON 588448100 1026 31679 SH SOLE 31679 0 0 Merck & Co. COMMON 589331107 309 4957 SH SOLE 4957 0 0 Meridian Bioscience, Inc. COMMON 589584101 4 200 SH SOLE 200 0 0 Metabolix, Inc. (new) COMMON 591018882 1 108 SH SOLE 108 0 0 Metlife Inc COMMON 59156R108 4 96 SH SOLE 96 0 0 Microsoft Corp. COMMON 594918104 479 8320 SH SOLE 8320 0 0 Mosaic Co New COMMON 61945C103 1 31 SH SOLE 31 0 0 Mplx Lp Lp COMMON 55336V100 53 1557 SH SOLE 1557 0 0 Nestle S A Sponsored ADR COMMON 641069406 128 1615 SH SOLE 1615 0 0 Netflix Inc COMMON 64110L106 59 600 SH SOLE 600 0 0 Nfj Dividend Interest Fd COMMON 65337H109 19 1500 SH SOLE 1500 0 0 Nike Inc. COMMON 654106103 5 100 SH SOLE 100 0 0 Noble Corp Plc F COMMON G65431101 1 46 SH SOLE 46 0 0 Norfolk Southern COMMON 655844108 55 568 SH SOLE 568 0 0 Novartis A G Spon Adr COMMON 66987V109 10665 135071 SH SOLE 135071 0 0 Novo Nordisk A/S ADR COMMON 670100205 4 100 SH SOLE 100 0 0 Occidental Petroleum COMMON 674599105 57 776 SH SOLE 776 0 0 OneMain Holdings COMMON 68268W103 31 1000 SH SOLE 1000 0 0 Oracle Systems Corp. COMMON 68389X105 5 120 SH SOLE 120 0 0 Orbotech Ltd COMMON M75253100 4711 159090 SH SOLE 159090 0 0 Owens & Minor Inc. COMMON 690730106 117 3375 SH SOLE 3375 0 0 Paccar Inc. COMMON 693718108 53 902 SH SOLE 902 0 0 Patterson Co COMMON 703412106 145 3150 SH SOLE 3150 0 0 Pepsico Inc. COMMON 713448108 537 4935 SH SOLE 4935 0 0 Perkinelmer Inc COMMON 714046109 587 10458 SH SOLE 10458 0 0 Pfizer Inc. COMMON 717081103 524 15473 SH SOLE 15473 0 0 PNC Financial Services 5. COMMON 693475832 26 1000 SH SOLE 1000 0 0 PNC Financial Services Gr COMMON 693475105 2203 24448 SH SOLE 24448 0 0 Potash Corp of Saskatchew COMMON 73755L107 25 1533 SH SOLE 1533 0 0 Powershares DB Oil COMMON 73936B507 1 100 SH SOLE 100 0 0 Powershs Exch Trad Fd Tr COMMON 73935X575 2 100 SH SOLE 100 0 0 Powershs Exch Trad Fd Tr COMMON 73935X500 2 500 SH SOLE 500 0 0 Procter & Gamble COMMON 742718109 3605 40169 SH SOLE 40169 0 0 Progressive Corp Ohio COMMON 743315103 120 3800 SH SOLE 3800 0 0 Proshs Ultrashort Lehman COMMON 74347R297 1 6 SH SOLE 6 0 0 Proto Labs Inc COMMON 743713109 36 600 SH SOLE 600 0 0 Public Serv. Enterprise COMMON 744573106 92 2200 SH SOLE 2200 0 0 Public Storage COMMON 74460D109 16 73 SH SOLE 73 0 0 Qualcomm Inc COMMON 747525103 3282 47913 SH SOLE 47913 0 0 Regeneron Pharmaceuticls COMMON 75886F107 70 175 SH SOLE 175 0 0 Republic First Bancorp In COMMON 760416107 94 22795 SH SOLE 22795 0 0 Resmed Inc COMMON 761152107 8 125 SH SOLE 125 0 0 Rowan Co. COMMON 779382100 2 140 SH SOLE 140 0 0 Royal Dutch Shell A Adrf COMMON 780259206 158 3153 SH SOLE 3153 0 0 Sandridge Permian Trust COMMON 714265105 2 650 SH SOLE 650 0 0 Sanofi Aventis Adr COMMON 80105N105 6849 179328 SH SOLE 179328 0 0 Sarepta Therapeutics COMMON 803607100 25 410 SH SOLE 410 0 0 Schlumberger Ltd. COMMON 806857108 47 601 SH SOLE 601 0 0 Shire Plc COMMON 82481R106 22 111 SH SOLE 111 0 0 Silver Wheaton Corp COMMON 828336107 11 400 SH SOLE 400 0 0 SLM Corp. 1.8855% Pfd COMMON 78442p601 12 500 SH SOLE 500 0 0 Sma Solar Tech Ord COMMON D7008K108 15 475 SH SOLE 475 0 0 Smith & Nephew Adr New COMMON 83175M205 49 1500 SH SOLE 1500 0 0 Smuckers, J.M. COMMON 832696207 477 3516 SH SOLE 3516 0 0 Sprint Nextel COMMON 852061506 3 392 SH SOLE 392 0 0 Statoil Asa Adr COMMON 85771P102 9 525 SH SOLE 525 0 0 Stericycle Inc COMMON 858912108 4 56 SH SOLE 56 0 0 STERIS Corp COMMON G84720104 188 2565 SH SOLE 2565 0 0 Stillwater Mining Corp COMMON 86074Q102 13 1000 SH SOLE 1000 0 0 Stryker Corp COMMON 863667101 517 4440 SH SOLE 4440 0 0 Suffolk Bancorp COMMON 864739107 49 1400 SH SOLE 1400 0 0 Sumitomo Mitsu Financial COMMON 86562M209 7 1000 SH SOLE 1000 0 0 Sunopta Inc COMMON 8676EP108 37 5202 SH SOLE 5202 0 0 Suntrust Banks Inc COMMON 867914103 38 875 SH SOLE 875 0 0 Synaptics. Inc. COMMON 8715D109 12 200 SH SOLE 200 0 0 T J X Cos Inc COMMON 872540109 150 2000 SH SOLE 2000 0 0 Target Corp COMMON 87612E106 266 3877 SH SOLE 3877 0 0 Templeton Dragon Fund Inc COMMON 88018T101 18 1000 SH SOLE 1000 0 0 Tesla Motors Inc COMMON 88160R101 28 135 SH SOLE 135 0 0 Texas Instruments COMMON 882508104 3 40 SH SOLE 40 0 0 The Priceline Group COMMON 741503403 265 180 SH SOLE 180 0 0 Time Warner Inc. COMMON 887317303 215 2706 SH SOLE 2706 0 0 Tompkins Financial COMMON 890110109 13 175 SH SOLE 175 0 0 Toyota Corp COMMON 892331307 17 150 SH SOLE 150 0 0 Tractor Supply Company COMMON 892356106 40 600 SH SOLE 600 0 0 Travelers Companies Inc. COMMON 894190107 28 248 SH SOLE 248 0 0 Trimble Navigation Ltd COMMON 896239100 2 75 SH SOLE 75 0 0 Tronox Ltd Class A COMMON Q9235V101 7 700 SH SOLE 700 0 0 TrustCo Bank Corp COMMON 898349105 3 354 SH SOLE 354 0 0 U S Bancorp Del New COMMON 902973304 8426 196445 SH SOLE 196445 0 0 Ultralife Batteries Inc COMMON 903899102 3 700 SH SOLE 700 0 0 Under Armour Inc COMMON 904311107 33 850 SH SOLE 850 0 0 Union Pacific COMMON 907818108 375 3840 SH SOLE 3840 0 0 United Parcel Service Inc COMMON 911312106 405 3705 SH SOLE 3705 0 0 Vanguard Bond Index Fund COMMON 921937827 81 1000 SH SOLE 1000 0 0 Vanguard Health Care COMMON 92204A504 24 180 SH SOLE 180 0 0 Verizon Communications COMMON 92343V104 1577 30336 SH SOLE 30336 0 0 VF Corp COMMON 918204108 3 60 SH SOLE 60 0 0 Viavi COMMON 925550105 3 400 SH SOLE 400 0 0 Visa Inc Com Cl A COMMON 92826C839 331 4000 SH SOLE 4000 0 0 Vodafone Group PLC COMMON 92857W308 1 21 SH SOLE 21 0 0 W P Carey & Co L L C COMMON 92930Y107 65 1000 SH SOLE 1000 0 0 Walgreens Boots Alliance COMMON 931427108 770 9547 SH SOLE 9547 0 0 Waters Corp COMMON 941848103 36 225 SH SOLE 225 0 0 Wave Life Sciences COMMON Y95308105 16 500 SH SOLE 500 0 0 Wells Fargo & Co COMMON 949746101 9152 206690 SH SOLE 206690 0 0 Wells Fargo Pfd 6% Ser V COMMON 94988U730 155 5776 SH SOLE 5776 0 0 Weyerhaeuser Co. COMMON 962166104 21 648 SH SOLE 648 0 0 WGL Holdings COMMON 92924F106 19 310 SH SOLE 310 0 0 Whole Foods Market Inc. COMMON 966837106 6337 223540 SH SOLE 223540 0 0 Williams Companies Inc. COMMON 969457100 57 1860 SH SOLE 1860 0 0 Williams Sonoma Inc COMMON 969904101 7641 149581 SH SOLE 149581 0 0 Wisdomtree Emerging ETF COMMON 97717X867 19 502 SH SOLE 502 0 0 Wolverine Worldwide COMMON 978097103 28 1200 SH SOLE 1200 0 0 WP Glimcher Pfd Ser H COMMON 379302508 12 450 SH SOLE 450 0 0 WPX Energy Inc COMMON 98212B103 1 110 SH SOLE 110 0 0 Xerox Corp. COMMON 984121103 168 16557 SH SOLE 16557 0 0