0001134687-14-000005.txt : 20141027 0001134687-14-000005.hdr.sgml : 20141027 20141027102902 ACCESSION NUMBER: 0001134687-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141027 DATE AS OF CHANGE: 20141027 EFFECTIVENESS DATE: 20141027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRENTISS SMITH & CO INC CENTRAL INDEX KEY: 0001134687 IRS NUMBER: 030292076 STATE OF INCORPORATION: VT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06387 FILM NUMBER: 141173763 BUSINESS ADDRESS: STREET 1: 45 WALNUT STREET CITY: BRATTLEBORO STATE: VT ZIP: 05301 BUSINESS PHONE: 8022542913 MAIL ADDRESS: STREET 1: 45 WALNUT STREET CITY: BRATTLEBORO STATE: VT ZIP: 05301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001134687 XXXXXXXX 09-30-2014 09-30-2014 PRENTISS SMITH & CO INC

45 WALNUT STREET BRATTLEBORO VT 05301

13F HOLDINGS REPORT 028-06387 N Prentiss C. Smith 802-254-2913 Prentiss C. Smith Brattleboro VT 10-27-2014 0 252 206967 false INFORMATION TABLE 2 sec13f0914.xml A G L Resources Inc COMMON 001204106 55 1062 SH SOLE 1062 0 0 Abbott Labs COMMON 002824100 647 15545 SH SOLE 15545 0 0 Air Products & Chemicals COMMON 009158106 137 1050 SH SOLE 1050 0 0 Alexion Pharma Inc COMMON 015351109 5 33 SH SOLE 33 0 0 Align Technology Inc COMMON 016255101 3513 67973 SH SOLE 67973 0 0 Ameren Corp (Hldg Co) COMMON 023608102 19 500 SH SOLE 500 0 0 American Express COMMON 025816109 13 150 SH SOLE 150 0 0 American Intern'l Group COMMON 026874107 5 100 SH SOLE 100 0 0 Amgen Inc. COMMON 031162100 55 392 SH SOLE 392 0 0 Apple Computer COMMON 037833100 1447 14364 SH SOLE 14364 0 0 Automatic Data Processing COMMON 053015103 550 6624 SH SOLE 6624 0 0 BB&T Corporation Com COMMON 054937107 16 436 SH SOLE 436 0 0 Bank of America Corp COMMON 060505104 17 1000 SH SOLE 1000 0 0 Bank Montreal Quebec COMMON 063671101 760 10319 SH SOLE 10319 0 0 Baxter Intern'l Inc. COMMON 071813109 7 91 SH SOLE 91 0 0 Becton Dickinson COMMON 075887109 1196 10510 SH SOLE 10510 0 0 Berkshire Hathaway Cl B COMMON 084670207 1247 9030 SH SOLE 9030 0 0 Brady Corp Cl A COMMON 104674106 45 2000 SH SOLE 2000 0 0 Bristol-Myers Squibb COMMON 110122108 135 2634 SH SOLE 2634 0 0 Brookfield Asset Manageme COMMON 112585104 157 3500 SH SOLE 3500 0 0 Cigna Corp. COMMON 125509109 91 1000 SH SOLE 1000 0 0 CPFL Energia SA CPL COMMON 126153105 2 150 SH SOLE 150 0 0 CVS Health Corporation COMMON 126650100 1092 13720 SH SOLE 13720 0 0 Canadian National Railway COMMON 136375102 99 1400 SH SOLE 1400 0 0 Canon Inc Adr Japan COMMON 138006309 10 300 SH SOLE 300 0 0 Carlsberg As Adr COMMON 142795202 2 85 SH SOLE 85 0 0 Celgene Corp COMMON 151020104 1360 14354 SH SOLE 14354 0 0 Cerner Corp. COMMON 156782104 7372 123761 SH SOLE 123761 0 0 Chevron Corp Com COMMON 166764100 271 2275 SH SOLE 2275 0 0 Citigroup COMMON 172967424 130 2512 SH SOLE 2512 0 0 Coca Cola Company COMMON 191216100 400 9382 SH SOLE 9382 0 0 Colgate Palmolive COMMON 194162103 46 700 SH SOLE 700 0 0 Con Edison Inc COMMON 209115104 1045 18439 SH SOLE 18439 0 0 Cons Freight Bankrupt 12/ COMMON 209232107 0 750 SH SOLE 750 0 0 Cree Inc COMMON 225447101 29 700 SH SOLE 700 0 0 Cullen Frost Bankers COMMON 229899109 2 29 SH SOLE 29 0 0 Cummins Inc COMMON 231021106 66 500 SH SOLE 500 0 0 Dana Holding Corporation COMMON 235825205 19 1000 SH SOLE 1000 0 0 Danaher Corp Del COMMON 235851102 16 207 SH SOLE 207 0 0 Deere & Co. COMMON 244199105 622 7588 SH SOLE 7588 0 0 Diamond Foods Inc COMMON 252603105 26 900 SH SOLE 900 0 0 Du Pont De Nemours COMMON 263534109 234 3257 SH SOLE 3257 0 0 E M C Corp COMMON 268648102 2155 73635 SH SOLE 73635 0 0 Ecolab Inc COMMON 278865100 4 33 SH SOLE 33 0 0 El Paso Pipeline Ptnr Lp COMMON 283702108 4 103 SH SOLE 103 0 0 Ennis Business Forms COMMON 293389102 32 2400 SH SOLE 2400 0 0 Express Scripts Hldgs Co COMMON 302182100 28 400 SH SOLE 400 0 0 Federal Mogul Corp COMMON 313549404 2 167 SH SOLE 167 0 0 F5 Networks Inc COMMON 315616102 694 5845 SH SOLE 5845 0 0 First Solar Inc COMMON 336433107 4 60 SH SOLE 60 0 0 Ford Motor Company COMMON 345370860 30 2000 SH SOLE 2000 0 0 Foundation Medicine Inc, COMMON 350465100 1842 97172 SH SOLE 97172 0 0 General Electric COMMON 369604103 2013 78560 SH SOLE 78560 0 0 General Mills COMMON 370334104 599 11882 SH SOLE 11882 0 0 General Motors Corp. COMMON 370442105 32 1000 SH SOLE 1000 0 0 Genuine Parts COMMON 372460105 439 5000 SH SOLE 5000 0 0 Gilead Sciences Inc COMMON 375558103 27 250 SH SOLE 250 0 0 Gorman Rupp Company COMMON 383082104 187 6226 SH SOLE 6226 0 0 Hewlett-Packard Company COMMON 428236103 28 800 SH SOLE 800 0 0 Honda Motor Co Ltd Adr COMMON 438128308 8149 237714 SH SOLE 237714 0 0 Honeywell Inc. COMMON 438506107 8 85 SH SOLE 85 0 0 Huntington Bancshares Inc COMMON 446150104 28 2852 SH SOLE 2852 0 0 Hydrogenics Corp COMMON 448882100 10 609 SH SOLE 609 0 0 Hyster-Yale Mh Cl A COMMON 449172105 23 325 SH SOLE 325 0 0 Hyster-Yale Mh Cl B COMMON 449172998 23 325 SH SOLE 325 0 0 Id Systems Inc COMMON 449489103 1 100 SH SOLE 100 0 0 Intel Corp. COMMON 458140100 3043 87387 SH SOLE 87387 0 0 International Business Ma COMMON 459200101 748 3941 SH SOLE 3941 0 0 Intuit Inc. COMMON 461202103 1501 17125 SH SOLE 17125 0 0 Ishares Msci Brazil Indx COMMON 464286400 4 100 SH SOLE 100 0 0 Ishares Iboxx Investment COMMON 464287242 35 300 SH SOLE 300 0 0 Ishares Tr S&P Global COMMON 464287275 80 1280 SH SOLE 1280 0 0 Ishares Tr Msci Eafe Fd COMMON 464287465 29 455 SH SOLE 455 0 0 Isis Pharmaceuticals COMMON 464330109 8 200 SH SOLE 200 0 0 Johnson & Johnson COMMON 478160104 7475 70133 SH SOLE 70133 0 0 Johnson Controls COMMON 478366107 22 500 SH SOLE 500 0 0 Kellogg Co. COMMON 487836108 5 79 SH SOLE 79 0 0 Kubota Corp Adr COMMON 501173207 9616 122181 SH SOLE 122181 0 0 Kyocera Ltd Adr COMMON 501556203 7448 159514 SH SOLE 159514 0 0 Eli Lilly COMMON 532457108 65 1000 SH SOLE 1000 0 0 Lindsay Corporation COMMON 535555106 5589 74768 SH SOLE 74768 0 0 Lionbridge Tech Inc COMMON 536252109 5 1000 SH SOLE 1000 0 0 Lowe's Cos. COMMON 548661107 92 1740 SH SOLE 1740 0 0 MTS Systems COMMON 553777103 18 270 SH SOLE 270 0 0 Magellan Midstream Ptnrs COMMON 559080106 135 1600 SH SOLE 1600 0 0 Markwest Energy Ptnr Lp COMMON 570759100 192 2500 SH SOLE 2500 0 0 McDonald's Corp. COMMON 580135101 161 1700 SH SOLE 1700 0 0 Medtronic Inc. COMMON 585055106 6 91 SH SOLE 91 0 0 Merchants Bancshares Inc. COMMON 588448100 1000 35474 SH SOLE 35474 0 0 Merck & Co. COMMON 589331107 314 5290 SH SOLE 5290 0 0 Meridian Bioscience, Inc. COMMON 589584101 4 200 SH SOLE 200 0 0 Metabolix, Inc. COMMON 591018809 1 650 SH SOLE 650 0 0 Microsoft Corp. COMMON 594918104 4 96 SH SOLE 96 0 0 Mondelez Intl Inc Cl A COMMON 609207105 6 167 SH SOLE 167 0 0 Morgan Stanley COMMON 617446109 4 111 SH SOLE 111 0 0 Motorola Solutions Inc COMMON 620076307 34 540 SH SOLE 540 0 0 Nestle S A Sponsored ADR COMMON 641069406 119 1615 SH SOLE 1615 0 0 Newcrest Mining Adr COMMON 651191108 1 122 SH SOLE 122 0 0 Newmont Mining Corp. COMMON 651639106 18 800 SH SOLE 800 0 0 Newpark Resources Inc COMMON 651718504 25 2000 SH SOLE 2000 0 0 Norfolk Southern COMMON 655844108 51 455 SH SOLE 455 0 0 Northeast Utilities COMMON 664397106 18 413 SH SOLE 413 0 0 Northwest Natural Gas Co COMMON 667655104 4 100 SH SOLE 100 0 0 Occidental Petroleum COMMON 674599105 14 148 SH SOLE 148 0 0 Owens & Minor Inc. COMMON 690730106 110 3375 SH SOLE 3375 0 0 PNC Financial Services GP COMMON 693475105 4560 53285 SH SOLE 53285 0 0 Posco Adr COMMON 693483109 5 70 SH SOLE 70 0 0 Pembina Pipeline Corp COMMON 706327103 13 297 SH SOLE 297 0 0 Pennantpark Invt Corp COMMON 708062104 14 1300 SH SOLE 1300 0 0 Pepsico Inc. COMMON 713448108 363 3901 SH SOLE 3901 0 0 Perkinelmer Inc COMMON 714046109 87 2000 SH SOLE 2000 0 0 Permian Basin Royalty Tr COMMON 714236106 30 2200 SH SOLE 2200 0 0 Sandridge Permian Trust COMMON 714265105 6 650 SH SOLE 650 0 0 Pfizer Inc. COMMON 717081103 626 21156 SH SOLE 21156 0 0 Piedmont Natural Gas Inc COMMON 720186105 27 800 SH SOLE 800 0 0 Plains All Amern Ppln Lp COMMON 726503105 8 140 SH SOLE 140 0 0 Plum Creek Timber L.P. COMMON 729237107 12 312 SH SOLE 312 0 0 Portland General Electric COMMON 736508847 827 25759 SH SOLE 25759 0 0 Procter & Gamble COMMON 742718109 12782 152645 SH SOLE 152645 0 0 Progressive Corp Ohio COMMON 743315103 115 4560 SH SOLE 4560 0 0 Public Serv. Enterprise COMMON 744573106 82 2200 SH SOLE 2200 0 0 Qualcomm Inc COMMON 747525103 86 1149 SH SOLE 1149 0 0 Republic First Bancorp In COMMON 760416107 160 41110 SH SOLE 41110 0 0 Rio Tinto Plc COMMON 767204100 59 1200 SH SOLE 1200 0 0 Rite Aid Corp COMMON 767754104 21 4268 SH SOLE 4268 0 0 Riverbed Technology Inc COMMON 768573107 13 700 SH SOLE 700 0 0 Rowan Co. COMMON 779382100 4 140 SH SOLE 140 0 0 Royal Dutch Shell A Adrf COMMON 780259206 282 3703 SH SOLE 3703 0 0 San Juan Basin Royal Tr R COMMON 798241105 13 700 SH SOLE 700 0 0 Sapient Corporation COMMON 803062108 6147 439094 SH SOLE 439094 0 0 Schlumberger Ltd. COMMON 806857108 132 1300 SH SOLE 1300 0 0 Silver Wheaton Corp COMMON 828336107 8 400 SH SOLE 400 0 0 Glaxosmithkline Plc Adrf COMMON 832378301 31 667 SH SOLE 667 0 0 Smuckers, J.M. COMMON 832696207 361 3650 SH SOLE 3650 0 0 Spectra Energy Corp COMMON 847560109 39 1000 SH SOLE 1000 0 0 Starbucks COMMON 855244109 79 1049 SH SOLE 1049 0 0 State Street Corp COMMON 857477103 12 167 SH SOLE 167 0 0 Stryker Corp COMMON 863667101 997 12350 SH SOLE 12350 0 0 Suffolk Bancorp COMMON 864739107 27 1400 SH SOLE 1400 0 0 Suncor Energy Inc COMMON 867229106 14 384 SH SOLE 384 0 0 Suntrust Banks Inc COMMON 867914103 27 708 SH SOLE 708 0 0 Superior Energy Services COMMON 868157108 25 750 SH SOLE 750 0 0 Symantec Corp. COMMON 871503108 600 25520 SH SOLE 25520 0 0 Sysco Corp COMMON 871829107 97 2567 SH SOLE 2567 0 0 T J X Cos Inc COMMON 872540109 118 2000 SH SOLE 2000 0 0 Tenneco Inc COMMON 880349105 5 100 SH SOLE 100 0 0 Texas Instruments COMMON 882508104 2 40 SH SOLE 40 0 0 Tractor Supply Company COMMON 892356106 43 700 SH SOLE 700 0 0 Travelers Companies Inc. COMMON 894190107 23 248 SH SOLE 248 0 0 TrustCo Bank Corp COMMON 898349105 2 354 SH SOLE 354 0 0 U S Bancorp Del New COMMON 902973304 8676 207401 SH SOLE 207401 0 0 Ultralife Batteries Inc COMMON 903899102 2 700 SH SOLE 700 0 0 Union Pacific COMMON 907818108 308 2840 SH SOLE 2840 0 0 United Natural Foods COMMON 911163103 493 8028 SH SOLE 8028 0 0 United Parcel Service Inc COMMON 911312106 6077 61828 SH SOLE 61828 0 0 Vanguard Bond Index Fund COMMON 921937827 80 1000 SH SOLE 1000 0 0 Vanguard European COMMON 922042874 12 226 SH SOLE 226 0 0 Vanguard Reit Index ETF COMMON 922908553 13 175 SH SOLE 175 0 0 Vanguard Total Stock Mkt COMMON 922908769 47 460 SH SOLE 460 0 0 Vulcan Materials COMMON 929160109 36 600 SH SOLE 600 0 0 Walgreen Co. COMMON 931422109 776 13100 SH SOLE 13100 0 0 Waters Corp COMMON 941848103 22 225 SH SOLE 225 0 0 Wells Fargo COMMON 949746101 11662 224826 SH SOLE 224826 0 0 Whole Foods Market Inc. COMMON 966837106 19 500 SH SOLE 500 0 0 Williams Companies Inc. COMMON 969457100 77 1400 SH SOLE 1400 0 0 Xerox Corp. COMMON 984121103 7239 547174 SH SOLE 547174 0 0 CDK Global Inc COMMON 12508E101 0 12 SH SOLE 12 0 0 Amerisourcebergen Corp COMMON 03073E105 77 1000 SH SOLE 1000 0 0 A T & T Corp. COMMON 00206R102 926 26266 SH SOLE 26266 0 0 ABB AG ORD CHF COMMON 00256X991 53 2350 SH SOLE 2350 0 0 Abbvie Inc COMMON 00287Y109 2079 35989 SH SOLE 35989 0 0 Avista Corporation COMMON 05379B107 2211 72431 SH SOLE 72431 0 0 BCE Inc New Com Canada COMMON 05534B760 5 113 SH SOLE 113 0 0 BG Medicine Inc COMMON 08861T107 3 5000 SH SOLE 5000 0 0 Blackrock Inc Cl A COMMON 09247X101 11 33 SH SOLE 33 0 0 Carefusion Corp COMMON 14170T101 25 555 SH SOLE 555 0 0 Celldex Therapeutics Inc COMMON 15117B103 1 100 SH SOLE 100 0 0 Cisco Systems Inc. COMMON 17275R102 8571 340538 SH SOLE 340538 0 0 Comcast Corp New Cl A COMMON 20030N101 7 132 SH SOLE 132 0 0 Comcast CP New Cl A COMMON 20030N200 80 1500 SH SOLE 1500 0 0 Conocophillips COMMON 20825C104 15 192 SH SOLE 192 0 0 Costco Wholesale COMMON 22160K105 2955 23582 SH SOLE 23582 0 0 Crystal Rock Holdings COMMON 22940F103 0 600 SH SOLE 600 0 0 Devon Energy Corp New COMMON 25179M103 83 1211 SH SOLE 1211 0 0 Duke Energy Corp COMMON 26441C105 89 1188 SH SOLE 1188 0 0 Epiq Systems COMMON 26882D109 453 25819 SH SOLE 25819 0 0 ETFS Gold Trust Etf COMMON 26922Y105 58 490 SH SOLE 490 0 0 Earthshell Corp COMMON 27032B209 0 141 SH SOLE 141 0 0 Energy Transfer Partnersu COMMON 29273R109 83 1300 SH SOLE 1300 0 0 Exxon Mobil Corporation COMMON 30231G102 2544 27046 SH SOLE 27046 0 0 F E I Company COMMON 30241L109 15 200 SH SOLE 200 0 0 Facebook Inc Class A COMMON 30303M102 40 500 SH SOLE 500 0 0 Fifth Street Finance Corp COMMON 31678A103 18 2000 SH SOLE 2000 0 0 Frontline Capital Groxxx COMMON 35921N101 0 1000 SH SOLE 1000 0 0 Google Inc Class A COMMON 38259P508 461 783 SH SOLE 783 0 0 Google Inc Class C COMMON 38259P706 465 806 SH SOLE 806 0 0 HCA Holdings Inc COMMON 40412C101 71 1000 SH SOLE 1000 0 0 Hatteras Financial Corp COMMON 41902R103 9 500 SH SOLE 500 0 0 Hess Corporation COMMON 42809H107 21 225 SH SOLE 225 0 0 IDEX Corp. COMMON 45167R104 18 250 SH SOLE 250 0 0 Immunogen Inc. COMMON 45253H101 11 1000 SH SOLE 1000 0 0 Immunovaccine Inc COMMON 45254B103 16 20000 SH SOLE 20000 0 0 Invensense Inc COMMON 46123D205 1478 74929 SH SOLE 74929 0 0 J.P. Morgan Chase & Co COMMON 46625H100 333 5531 SH SOLE 5531 0 0 Kadant Inc COMMON 48282T104 5668 145160 SH SOLE 145160 0 0 Magnum Hunter Res COMMON 55973B300 34 700 SH SOLE 700 0 0 Market Vectors Etf TRUST COMMON 57060U100 26 1200 SH SOLE 1200 0 0 Metlife Inc COMMON 59156R108 26 475 SH SOLE 475 0 0 Mosaic Co New COMMON 61945C103 1 29 SH SOLE 29 0 0 Novartis A G Spon Adr COMMON 66987V109 13050 138634 SH SOLE 138634 0 0 Nvidia Corp COMMON 67066G104 5561 301427 SH SOLE 301427 0 0 Nuveen NY Div Adv Munu Fd COMMON 67070A101 37 2820 SH SOLE 2820 0 0 Oneok Partners Lp COMMON 68268N103 84 1500 SH SOLE 1500 0 0 PPL Corp Com COMMON 68351T106 39 1200 SH SOLE 1200 0 0 Pimco Canada Bond Index E COMMON 72201R759 46 480 SH SOLE 480 0 0 Potash Corp of Saskatchew COMMON 73755L107 53 1533 SH SOLE 1533 0 0 Powershs Exch Trad Fd Tr COMMON 73935X500 6 950 SH SOLE 950 0 0 Powershs Exch Trad Fd Tr COMMON 73935X575 2 100 SH SOLE 100 0 0 Powershares DB Oil COMMON 73936B507 3 100 SH SOLE 100 0 0 Procera Networks Inc New COMMON 74269U203 0 30 SH SOLE 30 0 0 Proshs Ultrashort Lehman COMMON 74347R297 0 6 SH SOLE 6 0 0 Prospect Capital Corp COMMON 74348T102 36 3600 SH SOLE 3600 0 0 Spdr Msci Acwi Ex-Us COMMON 78463X848 27 765 SH SOLE 765 0 0 Savient Pharmaceuticals COMMON 80517Q100 0 100 SH SOLE 100 0 0 Senior Housing Pptys Tr COMMON 81721M109 5 250 SH SOLE 250 0 0 Starwood Htls & Resorts COMMON 85590A401 23 279 SH SOLE 279 0 0 Statoil Asa Adr COMMON 85771P102 14 525 SH SOLE 525 0 0 Stillwater Mining Corp COMMON 86074Q102 15 1000 SH SOLE 1000 0 0 Sunopta Inc COMMON 8676EP108 63 5202 SH SOLE 5202 0 0 Unitedhealth Group Inc COMMON 91324P102 36 415 SH SOLE 415 0 0 Verizon Communications COMMON 92343V104 5487 109761 SH SOLE 109761 0 0 Vodafone Group PLC COMMON 92857W209 2 68 SH SOLE 68 0 0 WGL Holdings COMMON 92924F106 19 450 SH SOLE 450 0 0 W P Carey & Co L L C COMMON 92930Y107 64 1000 SH SOLE 1000 0 0 Warren Resources Inc COMMON 93564A100 2 400 SH SOLE 400 0 0 Wisdomtree Etf COMMON 97717W331 28 1000 SH SOLE 1000 0 0 Wisdomtree Emerging ETF COMMON 97717X867 22 500 SH SOLE 500 0 0 Daimler A G COMMON D1668R123 30 386 SH SOLE 386 0 0 Sma Solar Tech Ord COMMON D7008K108 44 1675 SH SOLE 1675 0 0 Brookfield Infrastructure COMMON G16252101 56 1475 SH SOLE 1475 0 0 Brookfield Renewable Ener COMMON G16258108 8 250 SH SOLE 250 0 0 Eaton Corp PLC Com Irelan COMMON G29183103 18 278 SH SOLE 278 0 0 Ensco PLC Cl A Com COMMON G3157S106 7 180 SH SOLE 180 0 0 Allot Communications COMMON M0854Q105 1191 104294 SH SOLE 104294 0 0 Check Pt Software Tech COMMON M22465104 4 61 SH SOLE 61 0 0 Orbotech Ltd COMMON M75253100 3349 214923 SH SOLE 214923 0 0 Heineken Hldg New Ord COMMON N39338194 114 1726 SH SOLE 1726 0 0 Tronox Ltd Class A COMMON Q9235V101 18 700 SH SOLE 700 0 0 GlycoMimetics COMMON 38000Q102 35 5000 SH SOLE 5000 0 0