0001134687-14-000002.txt : 20140121 0001134687-14-000002.hdr.sgml : 20140120 20140121145900 ACCESSION NUMBER: 0001134687-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140121 DATE AS OF CHANGE: 20140121 EFFECTIVENESS DATE: 20140121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRENTISS SMITH & CO INC CENTRAL INDEX KEY: 0001134687 IRS NUMBER: 030292076 STATE OF INCORPORATION: VT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06387 FILM NUMBER: 14537840 BUSINESS ADDRESS: STREET 1: 45 WALNUT STREET CITY: BRATTLEBORO STATE: VT ZIP: 05301 BUSINESS PHONE: 8022542913 MAIL ADDRESS: STREET 1: 45 WALNUT STREET CITY: BRATTLEBORO STATE: VT ZIP: 05301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001134687 XXXXXXXX 12-31-2013 12-31-2013 PRENTISS SMITH & CO INC

45 WALNUT STREET BRATTLEBORO VT 05301

13F HOLDINGS REPORT 028-06387 N Karlie Borst 802-254-2913 Karlie Borst Brattleboro VT 01-21-2014 0 256 191107 false INFORMATION TABLE 2 sec13f1213.xml 3 D Systems Corp COMMON 88554D205 93 1000 SH SOLE 1000 0 0 A G L Resources Inc COMMON 001204106 50 1062 SH SOLE 1062 0 0 A T & T Corp. COMMON 00206R102 1368 38901 SH SOLE 38901 0 0 ABB AG ORD CHF COMMON 00256X991 64 2394 SH SOLE 2394 0 0 Abbott Labs COMMON 002824100 827 21585 SH SOLE 21585 0 0 Abbvie Inc COMMON 00287Y109 2280 43169 SH SOLE 43169 0 0 Air Products & Chemica COMMON 009158106 117 1050 SH SOLE 1050 0 0 Alexion Pharma Inc COMMON 015351109 4 33 SH SOLE 33 0 0 Allot Communications COMMON M0854Q105 1663 109945 SH SOLE 109945 0 0 Ameren Corp (Hldg Co) COMMON 023608102 55 1516 SH SOLE 1516 0 0 American Eagle Outfitt COMMON 02553E106 1088 75585 SH SOLE 75585 0 0 American Express COMMON 025816109 14 150 SH SOLE 150 0 0 American Intern'l Grou COMMON 026874107 5 100 SH SOLE 100 0 0 Amerisourcebergen Corp COMMON 03073E105 70 1000 SH SOLE 1000 0 0 Amgen Inc. COMMON 031162100 44 388 SH SOLE 388 0 0 Annaly Capital Mgmt COMMON 035710409 5 500 SH SOLE 500 0 0 Apple Computer COMMON 037833100 1303 2322 SH SOLE 2322 0 0 Automatic Data Process COMMON 053015103 527 6523 SH SOLE 6523 0 0 Avista Corporation COMMON 05379B107 2502 88748 SH SOLE 88748 0 0 Baidu Inc Adr COMMON 056752108 4 20 SH SOLE 20 0 0 Bank Montreal Quebec COMMON 063671101 1063 15954 SH SOLE 15954 0 0 Bank of America Corp COMMON 060505104 16 1000 SH SOLE 1000 0 0 Baxter Intern'l Inc. COMMON 071813109 20 286 SH SOLE 286 0 0 BB&T Corporation Com COMMON 054937107 16 436 SH SOLE 436 0 0 BCE Inc New Com Canad COMMON 05534B760 5 113 SH SOLE 113 0 0 Becton Dickinson COMMON 075887109 1139 10305 SH SOLE 10305 0 0 Berkshire Hathaway Cl COMMON 084670207 1106 9330 SH SOLE 9330 0 0 Best Buy Co COMMON 086516101 1 1 SH SOLE 1 0 0 Blackrock Inc Cl A COMMON 09247X101 10 33 SH SOLE 33 0 0 Brady Corp Cl A COMMON 104674106 62 2000 SH SOLE 2000 0 0 Bristol-Myers Squibb COMMON 110122108 140 2634 SH SOLE 2634 0 0 Brookfield Infrastruct COMMON G16252101 43 1100 SH SOLE 1100 0 0 Canadian Natural Res COMMON 136385101 21 612 SH SOLE 612 0 0 Canon Inc Adr Japan COMMON 138006309 10 300 SH SOLE 300 0 0 Carefusion Corp COMMON 14170T101 31 767 SH SOLE 767 0 0 Carlsberg As Adr COMMON 142795202 2 85 SH SOLE 85 0 0 Celgene Corp COMMON 151020104 1470 8699 SH SOLE 8699 0 0 Celldex Therapeutics I COMMON 15117B103 2 100 SH SOLE 100 0 0 Cerner Corp. COMMON 156782104 7306 131079 SH SOLE 131079 0 0 Chevron Corp Com COMMON 166764100 234 1875 SH SOLE 1875 0 0 Church & Dwight COMMON 171340102 3 49 SH SOLE 49 0 0 Cigna Corp. COMMON 125509109 87 1000 SH SOLE 1000 0 0 Cisco Systems Inc. COMMON 17275R102 8134 362651 SH SOLE 362651 0 0 Citigroup COMMON 172967424 124 2387 SH SOLE 2387 0 0 Cliffs Natural Resourc COMMON 18683K101 26 1000 SH SOLE 1000 0 0 Coca Cola Company COMMON 191216100 388 9382 SH SOLE 9382 0 0 Colgate Palmolive COMMON 194162103 50 766 SH SOLE 766 0 0 Comcast CP New Cl A COMMON 20030N200 81 1632 SH SOLE 1632 0 0 Con Edison Inc COMMON 209115104 1281 23181 SH SOLE 23181 0 0 Conocophillips COMMON 20825C104 14 192 SH SOLE 192 0 0 Cons Freight "Bankrupt COMMON 209232107 1 750 SH SOLE 750 0 0 Corning Inc. COMMON 219350105 34 1920 SH SOLE 1920 0 0 Costco Wholesale COMMON 22160K105 3277 27534 SH SOLE 27534 0 0 CPFL Energia SA CPL COMMON 126153105 2 150 SH SOLE 150 0 0 Cree Inc COMMON 225447101 44 700 SH SOLE 700 0 0 Crystal Rock Holdings COMMON 22940F103 1 600 SH SOLE 600 0 0 Cullen Frost Bankers COMMON 229899109 2 28 SH SOLE 28 0 0 Cummins Inc COMMON 231021106 70 500 SH SOLE 500 0 0 CVS Caremark Corp COMMON 126650100 1319 18435 SH SOLE 18435 0 0 Daimler A G COMMON D1668R123 34 386 SH SOLE 386 0 0 Dana Holding Corporati COMMON 235825205 20 1000 SH SOLE 1000 0 0 Danaher Corp Del COMMON 235851102 16 207 SH SOLE 207 0 0 Deere & Co. COMMON 244199105 1000 10953 SH SOLE 10953 0 0 Devon Energy Corp New COMMON 25179M103 75 1211 SH SOLE 1211 0 0 Diamond Foods Inc COMMON 252603105 23 900 SH SOLE 900 0 0 Du Pont De Nemours COMMON 263534109 212 3257 SH SOLE 3257 0 0 Duke Energy Corp COMMON 26441C105 82 1188 SH SOLE 1188 0 0 E M C Corp COMMON 268648102 4645 184700 SH SOLE 184700 0 0 Earthshell Corp COMMON 27032B209 1 141 SH SOLE 141 0 0 Eaton Corp PLC Com Ire COMMON G29183103 21 278 SH SOLE 278 0 0 Ecolab Inc COMMON 278865100 3 33 SH SOLE 33 0 0 El Paso Pipeline Ptnr COMMON 283702108 4 103 SH SOLE 103 0 0 Eli Lilly COMMON 532457108 153 3000 SH SOLE 3000 0 0 Energy Transfer Partne COMMON 29273R109 74 1300 SH SOLE 1300 0 0 Ennis Business Forms COMMON 293389102 42 2400 SH SOLE 2400 0 0 Ensco PLC Cl A Com COMMON G3157S106 10 180 SH SOLE 180 0 0 Enterprise Prods Partn COMMON 293792107 73 1100 SH SOLE 1100 0 0 Epiq Systems COMMON 26882D109 977 60447 SH SOLE 60447 0 0 Express Scripts Hldgs COMMON 302182100 28 400 SH SOLE 400 0 0 Exxon Mobil Corporatio COMMON 30231G102 2429 24004 SH SOLE 24004 0 0 F E I Company COMMON 30241L109 18 200 SH SOLE 200 0 0 F5 Networks Inc COMMON 315616102 861 9475 SH SOLE 9475 0 0 Federal Mogul Corp COMMON 313549404 3 167 SH SOLE 167 0 0 Fenix Outdoor Ab Ord COMMON W3R63S102 192 4334 SH SOLE 4334 0 0 Fifth Street Finance C COMMON 31678A103 23 2500 SH SOLE 2500 0 0 Fifth Third Bancorp COMMON 689389104 13 603 SH SOLE 603 0 0 First Solar Inc COMMON 336433107 3 60 SH SOLE 60 0 0 Flow International COMMON 343468104 11 2850 SH SOLE 2850 0 0 Ford Motor Company COMMON 345370860 1092 70751 SH SOLE 70751 0 0 Foundation Medicine In COMMON 350465100 2456 103102 SH SOLE 103102 0 0 Frontline Capital Grox COMMON 35921N101 1 1000 SH SOLE 1000 0 0 General Electric COMMON 369604103 2088 74475 SH SOLE 74475 0 0 General Mills COMMON 370334104 885 17737 SH SOLE 17737 0 0 General Motors Corp. COMMON 370442105 41 1000 SH SOLE 1000 0 0 Genesis Energy Lp COMMON 371927104 89 1700 SH SOLE 1700 0 0 Genuine Parts COMMON 372460105 416 5000 SH SOLE 5000 0 0 Geron Corp COMMON 374163103 5 1000 SH SOLE 1000 0 0 Gilead Sciences Inc COMMON 375558103 19 250 SH SOLE 250 0 0 Glaxosmithkline Plc Ad COMMON 832378301 36 667 SH SOLE 667 0 0 Global PVQ COMMON D623R103 1 285 SH SOLE 285 0 0 Google Inc Class A COMMON 38259P508 1324 1181 SH SOLE 1181 0 0 Gorman Rupp Company COMMON 383082104 189 5642 SH SOLE 5642 0 0 Hatteras Financial Cor COMMON 41902R103 8 500 SH SOLE 500 0 0 HCA Holdings Inc COMMON 40412C101 48 1000 SH SOLE 1000 0 0 Heineken Hldg New Ord COMMON N39338194 109 1726 SH SOLE 1726 0 0 Hercules Tech Growth COMMON 427096508 49 3000 SH SOLE 3000 0 0 Hess Corporation COMMON 42809H107 19 225 SH SOLE 225 0 0 Hewlett-Packard Compan COMMON 428236103 31 1098 SH SOLE 1098 0 0 Honda Motor Co Ltd Adr COMMON 438128308 648 15676 SH SOLE 15676 0 0 Honeywell Inc. COMMON 438506107 8 85 SH SOLE 85 0 0 Huntington Bancshares COMMON 446150104 28 2852 SH SOLE 2852 0 0 Hydrogenics Corp COMMON 448882100 12 609 SH SOLE 609 0 0 Hyster-Yale Mh Cl A COMMON 449172105 30 325 SH SOLE 325 0 0 Hyster-Yale Mh Cl B COMMON 449172998 30 325 SH SOLE 325 0 0 Id Systems Inc COMMON 449489103 1 100 SH SOLE 100 0 0 IDEX Corp. COMMON 45167R104 18 250 SH SOLE 250 0 0 Immunogen Inc. COMMON 45253H101 15 1000 SH SOLE 1000 0 0 Immunovaccine Inc COMMON 45254B103 4 10360 SH SOLE 10360 0 0 Intel Corp. COMMON 458140100 4021 154925 SH SOLE 154925 0 0 International Business COMMON 459200101 741 3950 SH SOLE 3950 0 0 Intuit Inc. COMMON 461202103 1694 22200 SH SOLE 22200 0 0 Ishares Australian Ind COMMON 464286103 15 600 SH SOLE 600 0 0 IShares FTSE Xinhau HK COMMON 464287184 13 333 SH SOLE 333 0 0 Ishares Msci Brazil In COMMON 464286400 4 100 SH SOLE 100 0 0 Ishares Msci Korea Idx COMMON 464286772 65 1000 SH SOLE 1000 0 0 Ishares Tr Msci Eafe F COMMON 464287465 31 455 SH SOLE 455 0 0 Ishares Tr S&P Global COMMON 464287275 87 1280 SH SOLE 1280 0 0 Isis Pharmaceuticals COMMON 464330109 8 200 SH SOLE 200 0 0 Itron Inc New COMMON 465741106 29 695 SH SOLE 695 0 0 J.P. Morgan Chase & Co COMMON 46625H100 323 5531 SH SOLE 5531 0 0 Johnson & Johnson COMMON 478160104 6533 71333 SH SOLE 71333 0 0 Kadant Inc COMMON 48282T104 8 200 SH SOLE 200 0 0 Kellogg Co. COMMON 487836108 5 79 SH SOLE 79 0 0 Kyocera Ltd Adr COMMON 501556203 8453 168586 SH SOLE 168586 0 0 L Brands Inc Com COMMON 501797104 11 185 SH SOLE 185 0 0 Lindsay Corporation COMMON 535555106 6460 78068 SH SOLE 78068 0 0 Lionbridge Tech Inc COMMON 536252109 6 1000 SH SOLE 1000 0 0 Lowe's Cos. COMMON 548661107 86 1740 SH SOLE 1740 0 0 M & T Bank Corp. COMMON 55261F104 16 135 SH SOLE 135 0 0 Magellan Midstream Ptn COMMON 559080106 101 1600 SH SOLE 1600 0 0 Magnum Hunter Res COMMON 55973B300 33 700 SH SOLE 700 0 0 Market Vectors Etf TRU COMMON 57060U100 21 1000 SH SOLE 1000 0 0 Markwest Energy Ptnr L COMMON 570759100 165 2500 SH SOLE 2500 0 0 Mattel Inc. COMMON 577081102 22 459 SH SOLE 459 0 0 McDonald's Corp. COMMON 580135101 167 1716 SH SOLE 1716 0 0 Merchant's Bancshares COMMON 588448100 975 29109 SH SOLE 29109 0 0 Merck & Co. COMMON 589331107 251 5014 SH SOLE 5014 0 0 Meridian Bioscience, I COMMON 589584101 11 400 SH SOLE 400 0 0 Metabolix, Inc. COMMON 591018809 1 650 SH SOLE 650 0 0 Metlife Inc COMMON 59156R108 26 475 SH SOLE 475 0 0 Mondelez Intl Inc Cl A COMMON 609207105 6 167 SH SOLE 167 0 0 Mosaic Co New COMMON 61945C103 1 28 SH SOLE 28 0 0 Motorola Solutions Inc COMMON 620076307 36 540 SH SOLE 540 0 0 MTS Systems COMMON 553777103 19 270 SH SOLE 270 0 0 Nestle S A Sponsored A COMMON 641069406 122 1664 SH SOLE 1664 0 0 Newcrest Mining Adr COMMON 651191108 1 122 SH SOLE 122 0 0 Newmont Mining Corp. COMMON 651639106 18 800 SH SOLE 800 0 0 Newpark Resources Inc COMMON 651718504 25 2000 SH SOLE 2000 0 0 Northeast Utilities COMMON 664397106 18 413 SH SOLE 413 0 0 Northwest Natural Gas COMMON 667655104 4 100 SH SOLE 100 0 0 Novartis A G Spon Adr COMMON 66987V109 11768 146405 SH SOLE 146405 0 0 Nustar Energy LP COMMON 67056H102 59 1150 SH SOLE 1150 0 0 Nuveen NY Div Adv Munu COMMON 67070A101 35 2820 SH SOLE 2820 0 0 Nvidia Corp COMMON 67066G104 5127 320064 SH SOLE 320064 0 0 Occidental Petroleum COMMON 674599105 14 148 SH SOLE 148 0 0 Oneok Partners Lp COMMON 68268N103 79 1500 SH SOLE 1500 0 0 Oracle Systems Corp. COMMON 68389X105 962 25146 SH SOLE 25146 0 0 Owens & Minor Inc. COMMON 690730106 123 3375 SH SOLE 3375 0 0 Pembina Pipeline Corp COMMON 706327103 10 297 SH SOLE 297 0 0 Pennantpark Invt Corp COMMON 708062104 15 1300 SH SOLE 1300 0 0 Pepsico Inc. COMMON 713448108 306 3686 SH SOLE 3686 0 0 Perkinelmer Inc COMMON 714046109 82 2000 SH SOLE 2000 0 0 Pfizer Inc. COMMON 717081103 660 21556 SH SOLE 21556 0 0 Piedmont Natural Gas COMMON 720186105 27 800 SH SOLE 800 0 0 Plains All Amern Ppln COMMON 726503105 7 140 SH SOLE 140 0 0 Plum Creek Timber L.P. COMMON 729237107 15 312 SH SOLE 312 0 0 PNC Financial Services COMMON 693475105 4426 57047 SH SOLE 57047 0 0 Portland General Elect COMMON 736508847 1045 34600 SH SOLE 34600 0 0 Posco Adr COMMON 693483109 5 70 SH SOLE 70 0 0 Potash Corp of Saskatc COMMON 73755L107 51 1533 SH SOLE 1533 0 0 Powershs DB Multi Sect COMMON 73936B507 3 100 SH SOLE 100 0 0 Powershs Exch Trad Fd COMMON 73935X500 6 950 SH SOLE 950 0 0 Powershs Global ETF Cl COMMON 73936T615 4 340 SH SOLE 340 0 0 PPL Corp Com COMMON 68351T106 36 1200 SH SOLE 1200 0 0 Procter & Gamble COMMON 742718109 13109 161030 SH SOLE 161030 0 0 Progressive Corp Ohio COMMON 743315103 124 4560 SH SOLE 4560 0 0 Proshs Ultrashort Lehm COMMON 74347R297 1 6 SH SOLE 6 0 0 Prospect Capital Corp COMMON 74348T102 46 4100 SH SOLE 4100 0 0 Public Serv. Enterpris COMMON 744573106 70 2200 SH SOLE 2200 0 0 Qualcomm Inc COMMON 747525103 85 1149 SH SOLE 1149 0 0 Regency Energy Partner COMMON 75885Y107 53 2000 SH SOLE 2000 0 0 Republic First Bancorp COMMON 760416107 123 41110 SH SOLE 41110 0 0 Rio Tinto Plc COMMON 767204100 68 1200 SH SOLE 1200 0 0 Rite Aid Corp COMMON 767754104 22 4268 SH SOLE 4268 0 0 Riverbed Technology In COMMON 768573107 13 700 SH SOLE 700 0 0 Rowan Co. COMMON 779382100 5 140 SH SOLE 140 0 0 Royal Dutch Shell A Ad COMMON 780259206 264 3703 SH SOLE 3703 0 0 Royal Dutch Shell B Ad COMMON 780259107 53 700 SH SOLE 700 0 0 Sandridge Permian Trus COMMON 714265105 34 2850 SH SOLE 2850 0 0 Sapient Corporation COMMON 803062108 8027 462382 SH SOLE 462382 0 0 Savient Pharmaceutical COMMON 80517Q100 1 100 SH SOLE 100 0 0 Schlumberger Ltd. COMMON 806857108 135 1500 SH SOLE 1500 0 0 Senior Housing Pptys T COMMON 81721M109 11 500 SH SOLE 500 0 0 Sigma Aldrich Corp COMMON 826552101 3 30 SH SOLE 30 0 0 Silver Spring Networks COMMON 82817Q103 4033 192032 SH SOLE 192032 0 0 Silver Wheaton Corp COMMON 828336107 22 1100 SH SOLE 1100 0 0 Sma Solar Tech Ord COMMON D7008K108 53 1675 SH SOLE 1675 0 0 Smuckers, J.M. COMMON 832696207 378 3650 SH SOLE 3650 0 0 Solarworld COMMON D7045Y103 1 425 SH SOLE 425 0 0 Spectra Energy Corp COMMON 847560109 36 1000 SH SOLE 1000 0 0 Starbucks COMMON 855244109 43 549 SH SOLE 549 0 0 Starwood Htls & Resort COMMON 85590A401 22 279 SH SOLE 279 0 0 State Street Corp COMMON 857477103 12 167 SH SOLE 167 0 0 Statoil Asa Adr COMMON 85771P102 13 525 SH SOLE 525 0 0 Stericycle Inc COMMON 858912108 116 1000 SH SOLE 1000 0 0 Stillwater Mining Corp COMMON 86074Q102 12 1000 SH SOLE 1000 0 0 Stratasys Ltd COMMON M85548101 27 200 SH SOLE 200 0 0 Stryker Corp COMMON 863667101 1260 16775 SH SOLE 16775 0 0 Student Transportation COMMON 86388A108 31 5000 SH SOLE 5000 0 0 Suffolk Bancorp COMMON 864739107 29 1400 SH SOLE 1400 0 0 Suncor Energy Inc COMMON 867229106 13 384 SH SOLE 384 0 0 Sunopta Inc COMMON 8676EP108 64 6404 SH SOLE 6404 0 0 Superior Energy Servic COMMON 868157108 20 750 SH SOLE 750 0 0 Sysco Corp COMMON 871829107 93 2567 SH SOLE 2567 0 0 T J X Cos Inc COMMON 872540109 127 2000 SH SOLE 2000 0 0 Texas Instruments COMMON 882508104 2 40 SH SOLE 40 0 0 Total S A ADS COMMON 89151E109 37 600 SH SOLE 600 0 0 Tractor Supply Company COMMON 892356106 54 700 SH SOLE 700 0 0 Travelers Group Inc. COMMON 894190107 22 248 SH SOLE 248 0 0 Tronox Ltd Class A COMMON Q9235V101 16 700 SH SOLE 700 0 0 TrustCo Bank Corp COMMON 898349105 3 354 SH SOLE 354 0 0 U S Bancorp Del New COMMON 902973304 8827 218483 SH SOLE 218483 0 0 Ultralife Batteries In COMMON 903899102 2 700 SH SOLE 700 0 0 Unilever N.V. COMMON 904784501 52 1284 SH SOLE 1284 0 0 Unilever Plc Adr New COMMON 904767704 1441 34985 SH SOLE 34985 0 0 Union Pacific COMMON 907818108 239 1420 SH SOLE 1420 0 0 United Natural Foods COMMON 911163103 981 13018 SH SOLE 13018 0 0 United Parcel Service COMMON 911312106 5 45 SH SOLE 45 0 0 United States Nat Gas COMMON 912318102 1 46 SH SOLE 46 0 0 Unitedhealth Group Inc COMMON 91324P102 31 415 SH SOLE 415 0 0 Vanguard European COMMON 922042874 13 226 SH SOLE 226 0 0 Vector Group Ltd COMMON 92240M108 38 2315 SH SOLE 2315 0 0 Verizon Communications COMMON 92343V104 94 1905 SH SOLE 1905 0 0 Vodafone Group PLC COMMON 92857W209 15765 401042 SH SOLE 401042 0 0 Vulcan Materials COMMON 929160109 74 1250 SH SOLE 1250 0 0 W P Carey & Co L L C COMMON 92930Y107 61 1000 SH SOLE 1000 0 0 Walgreen Co. COMMON 931422109 758 13200 SH SOLE 13200 0 0 Warren Resources Inc COMMON 93564A100 1 400 SH SOLE 400 0 0 Waters Corp COMMON 941848103 23 225 SH SOLE 225 0 0 Wells Fargo COMMON 949746101 10789 237642 SH SOLE 237642 0 0 WGL Holdings COMMON 92924F106 18 450 SH SOLE 450 0 0 Whole Foods Market Inc COMMON 966837106 29 500 SH SOLE 500 0 0 Williams Companies In COMMON 969457100 77 2000 SH SOLE 2000 0 0 WPX Energy Inc COMMON 98212B103 32 1582 SH SOLE 1582 0 0 Xerox Corp. COMMON 984121103 7009 575952 SH SOLE 575952 0 0