0001214659-16-011588.txt : 20160516 0001214659-16-011588.hdr.sgml : 20160516 20160516090459 ACCESSION NUMBER: 0001214659-16-011588 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBF Capital, LLC CENTRAL INDEX KEY: 0001134621 IRS NUMBER: 680383896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06357 FILM NUMBER: 161650966 BUSINESS ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 415-800-8212 MAIL ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 FORMER COMPANY: FORMER CONFORMED NAME: RBF LLC DATE OF NAME CHANGE: 20010213 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001134621 XXXXXXXX 03-31-2016 03-31-2016 false RBF Capital, LLC

3047 FILLMORE ST. SAN FRANCISCO CA 94123

13F HOLDINGS REPORT 028-06357 N Richard B. Fullerton 415-800-8212 /s/Richard B. Fullerton San Francisco CA 05-11-2016 0 351 522222 INFORMATION TABLE 2 infotable.xml A. H. BELO CORPORATION CMN SERIES A Common Stock 001282102 99 20485 SH SOLE 20485 0 0 ACI WORLDWIDE INC CMN Common Stock 004498101 249 12000 SH SOLE 12000 0 0 ACUITY BRANDS INC CMN Common Stock 00508Y102 218 1000 SH SOLE 1000 0 0 AEP INDUSTRIES INC CMN Common Stock 001031103 2442 37000 SH SOLE 37000 0 0 AETNA INC CMN Common Stock 00817Y108 562 5000 SH SOLE 5000 0 0 AGILYSYS INC CMN Common Stock 00847J105 230 22505 SH SOLE 22505 0 0 ALASKA COMMUNICATIONS SYSTEMS GROUP INC. Common Stock 01167P101 534 300000 SH SOLE 300000 0 0 ALLIANCE ONE INTERNATIONAL, IN*C. CMN Common Stock 018772301 1689 96212 SH SOLE 96212 0 0 ALLIANCEBERNSTEIN HOLDING LP CMN MLP 01881G106 721 30783 SH SOLE 30783 0 0 ALPHABET INC. CMN CLASS A Common Stock 02079K305 1907 2500 SH SOLE 2500 0 0 ALPHABET INC. CMN CLASS C Common Stock 02079K107 7494 10060 SH SOLE 10060 0 0 AMAYA INC. CMN Common Stock 02314M108 230 17200 SH SOLE 17200 0 0 AMEC FOSTER WHEELER PLC SPONSORED ADR ADR 00167X205 69 10797 SH SOLE 10797 0 0 AMERCO CMN Common Stock 023586100 1000 2800 SH SOLE 2800 0 0 AMERICAN CAMPUS CMNTYS, INC CMN REIT 024835100 471 10000 SH SOLE 10000 0 0 AMERICAN CAPITAL, LTD. MUTUAL FUND Common Stock 02503Y103 2896 190000 SH SOLE 190000 0 0 AMERICAN EXPRESS CO. CMN Common Stock 025816109 921 15000 SH SOLE 15000 0 0 AMERICAN INTL GROUP, INC. CMN Common Stock 026874784 5946 110000 SH SOLE 110000 0 0 AMERICAN TOWER CORPORATION CMN REIT 03027X100 2047 20000 SH SOLE 20000 0 0 AMPCO PITTSBURG CORP CMN Common Stock 032037103 1391 100000 SH SOLE 100000 0 0 AON PLC CMN Common Stock G0408V102 428 4100 SH SOLE 4100 0 0 APOGEE ENTERPRISES INC CMN Common Stock 037598109 219 5000 SH SOLE 5000 0 0 APOLLO GLOBAL MANAGEMENT, LLC CMN CLASS A MLP 037612306 171 10000 SH SOLE 10000 0 0 APPLE, INC. CMN Common Stock 037833100 654 6000 SH SOLE 6000 0 0 ARCHROCK PARTNERS, L.P. CMN MLP 03957U100 526 47500 SH SOLE 47500 0 0 ARCHROCK, INC. CMN Common Stock 03957W106 999 124857 SH SOLE 124857 0 0 ARROW ELECTRONICS INC. CMN Common Stock 042735100 1288 20000 SH SOLE 20000 0 0 ASPEN INSURANCE HOLDINGS LTD CMN Common Stock G05384105 1193 25000 SH SOLE 25000 0 0 ASTA FUNDING INC CMN Common Stock 046220109 3429 384897 SH SOLE 384897 0 0 AUTODESK INC CMN Common Stock 052769106 583 10000 SH SOLE 10000 0 0 AVNET INC. CMN Common Stock 053807103 975 22000 SH SOLE 22000 0 0 AXIS CAPITAL HOLDINGS, LTD. CMN Common Stock G0692U109 277 5000 SH SOLE 5000 0 0 BAKER HUGHES INC CMN Common Stock 057224107 219 5000 SH SOLE 5000 0 0 BANK OF AMERICA CORP CMN Common Stock 060505104 10275 760000 SH SOLE 760000 0 0 BANK OF MARIN BANCORP CMN Common Stock 063425102 248 5046 SH SOLE 5046 0 0 BEASLEY BROADCAST GROUP INC CMN CLASS A Common Stock 074014101 114 32469 SH SOLE 32469 0 0 BENCHMARK ELECTRONICS INC CMN Common Stock 08160H101 231 10000 SH SOLE 10000 0 0 BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A Common Stock 084670108 46532 218 SH SOLE 218 0 0 BERRY PLASTICS GROUP, INC. CMN Common Stock 08579W103 362 10000 SH SOLE 10000 0 0 BLACKROCK, INC. CMN Common Stock 09247X101 2043 6000 SH SOLE 6000 0 0 BROADWIND ENERGY INC. CMN Common Stock 11161T207 392 130194 SH SOLE 130194 0 0 BRUNSWICK CORP. CMN Common Stock 117043109 240 5000 SH SOLE 5000 0 0 C D I CORP CMN Common Stock 125071100 294 46894 SH SOLE 46894 0 0 CAMBREX CORPORATION CMN Common Stock 132011107 440 10000 SH SOLE 10000 0 0 CAMPBELL SOUP CO CMN Common Stock 134429109 638 10000 SH SOLE 10000 0 0 CAPITAL ONE FINANCIAL CORP CMN Common Stock 14040H105 1386 20000 SH SOLE 20000 0 0 CAREER EDUCATION CORP CMN Common Stock 141665109 182 40000 SH SOLE 40000 0 0 CARRIAGE SERVICES, INC. CMN Common Stock 143905107 4042 187032 SH SOLE 187032 0 0 CARROLS RESTAURANT GROUP INC CMN Common Stock 14574X104 3133 217000 SH SOLE 217000 0 0 CECO ENVIRONMENTAL CORP CMN Common Stock 125141101 294 47293 SH SOLE 47293 0 0 CENTENE CORPORATION CMN Common Stock 15135B101 1532 24880 SH SOLE 24880 0 0 CENTRAL GARDEN & PET CO CMN Common Stock 153527106 1290 78967 SH SOLE 78967 0 0 CENTRAL GARDEN & PET COMPANY CMN CLASS A NON VOTING SHARES Common Stock 153527205 534 32764 SH SOLE 32764 0 0 CENTURY CASINOS INC CMN Common Stock 156492100 616 100000 SH SOLE 100000 0 0 CENVEO INC CMN Common Stock 15670S105 198 438000 SH SOLE 438000 0 0 CHRISTOPHER & BANKS CORPORATIO*N CMN Common Stock 171046105 131 54863 SH SOLE 54863 0 0 CISCO SYSTEMS, INC. CMN Common Stock 17275R102 569 20000 SH SOLE 20000 0 0 CITIZENS FINANCIAL GROUP INC CMN Common Stock 174610105 1406 67100 SH SOLE 67100 0 0 CNINSURE INC SPONSORED ADR CMN ADR 18976M103 1959 244263 SH SOLE 244263 0 0 CNO FINANCIAL GROUP INC CMN Common Stock 12621E103 5376 300000 SH SOLE 300000 0 0 CNX COAL RESOURCES LP CMN MLP 12592V100 88 12200 SH SOLE 12200 0 0 COCA-COLA COMPANY (THE) CMN Common Stock 191216100 5799 125000 SH SOLE 125000 0 0 COGENT COMMUNICATIONS HLDGS CMN Common Stock 19239V302 781 20000 SH SOLE 20000 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CORP CLASS A Common Stock 192446102 2571 41000 SH SOLE 41000 0 0 COLUMBUS MCKINNON CORP CMN Common Stock 199333105 790 50140 SH SOLE 50140 0 0 COMMUNITY HEALTH SYS INC CMN Common Stock 203668108 793 44000 SH SOLE 44000 0 0 CONOCOPHILLIPS CMN Common Stock 20825C104 403 10000 SH SOLE 10000 0 0 CONSOL ENERGY INC. CMN Common Stock 20854P109 903 80000 SH SOLE 80000 0 0 CONSUMER PORTFOLIO SVCS INC CMN Common Stock 210502100 254 60000 SH SOLE 60000 0 0 CONTINENTAL MATERIALS CORP CMN Common Stock 211615307 306 26190 SH SOLE 26190 0 0 COVISINT CORPORATION CMN Common Stock 22357R103 89 44713 SH SOLE 44713 0 0 COWEN GROUP, INC. CMN Common Stock 223622101 489 128434 SH SOLE 128434 0 0 CRAWFORD & CO CL-A CMN CLASS A Common Stock 224633206 163 27089 SH SOLE 27089 0 0 CREDIT SUISSE GROUP SPON ADR SPONSORED ADR CMN ADR 225401108 650 46000 SH SOLE 46000 0 0 CSG SYSTEMS INTL INC CMN Common Stock 126349109 1356 30032 SH SOLE 30032 0 0 CTRIP.COM INTERNATIONAL, LTD. ADR CMN ADR 22943F100 1107 25000 SH SOLE 25000 0 0 CULP INC CMN Common Stock 230215105 262 10000 SH SOLE 10000 0 0 CVS HEALTH CORP CMN Common Stock 126650100 5187 50000 SH SOLE 50000 0 0 DANA HOLDING CORPORATION CMN Common Stock 235825205 282 20000 SH SOLE 20000 0 0 DATALINK CORP CMN Common Stock 237934104 91 10000 SH SOLE 10000 0 0 DCP MIDSTREAM PARTNERS LP CMN MLP 23311P100 256 9400 SH SOLE 9400 0 0 DELUXE CORP CMN Common Stock 248019101 625 10000 SH SOLE 10000 0 0 DENBURY RESOURCES INC CMN Common Stock 247916208 222 100000 SH SOLE 100000 0 0 DESWELL INDUSTRIES INC CMN Common Stock 250639101 51 30000 SH SOLE 30000 0 0 DEUTSCHE BANK AG CMN Common Stock D18190898 513 30300 SH SOLE 30300 0 0 DHT HOLDINGS INC CMN Common Stock Y2065G121 346 60000 SH SOLE 60000 0 0 DIANA SHIPPING INC CMN Common Stock Y2066G104 105 39239 SH SOLE 39239 0 0 DISCOVER FINANCIAL SERVICES CMN Common Stock 254709108 769 15100 SH SOLE 15100 0 0 DOVER DOWNS GAMING & ENTMT INC CMN Common Stock 260095104 187 174713 SH SOLE 174713 0 0 DOVER MOTORSPORTS INC CMN Common Stock 260174107 169 74663 SH SOLE 74663 0 0 DST SYSTEM INC COMMON STOCK Common Stock 233326107 1015 9000 SH SOLE 9000 0 0 DXP ENTERPRISES INC CMN Common Stock 233377407 524 29850 SH SOLE 29850 0 0 E Z CORP INC CL-A NON VTG CMN CLASS A Common Stock 302301106 1211 407714 SH SOLE 407714 0 0 E*TRADE FINANCIAL CORPORATION CMN Common Stock 269246401 245 10000 SH SOLE 10000 0 0 EASTERN VA BANKSHARES INC CMN Common Stock 277196101 252 37642 SH SOLE 37642 0 0 EBAY INC. CMN Common Stock 278642103 954 40000 SH SOLE 40000 0 0 ELECTRO RENT CORP CMN Common Stock 285218103 319 34431 SH SOLE 34431 0 0 ENABLE MIDSTREAM PARTNERS, LP CMN MLP 292480100 94 11000 SH SOLE 11000 0 0 ENDURANCE SPECIALTY HLDGS LTD CMN Common Stock G30397106 1634 25000 SH SOLE 25000 0 0 ENERGY TRANSFER EQUITY L P CMN MLP 29273V100 130 18238 SH SOLE 18238 0 0 ENGLOBAL CORPORATION CMN Common Stock 293306106 163 158168 SH SOLE 158168 0 0 ENTEGRIS, INC. CMN Common Stock 29362U104 136 10000 SH SOLE 10000 0 0 ENTERCOM COMMS. CORP CLASS A COMMON STOCK Common Stock 293639100 106 10000 SH SOLE 10000 0 0 ENTRAVISION COMMUNICATIONS CP CMN CLASS A Common Stock 29382R107 3727 500977 SH SOLE 500977 0 0 EPLUS INC CMN Common Stock 294268107 201 2500 SH SOLE 2500 0 0 EQUIFAX INC CMN Common Stock 294429105 1143 10000 SH SOLE 10000 0 0 EV ENERGY PARTNERS LP CMN MLP 26926V107 963 496433 SH SOLE 496433 0 0 EVEREST RE GROUP LTD CMN Common Stock G3223R108 987 5000 SH SOLE 5000 0 0 FACEBOOK, INC. CMN CLASS A Common Stock 30303M102 9892 86700 SH SOLE 86700 0 0 FAIR ISAAC INC CMN Common Stock 303250104 2122 20000 SH SOLE 20000 0 0 FEDERATED NATL HLDG CO CMN Common Stock 31422T101 492 25000 SH SOLE 25000 0 0 FENIX PARTS INC CMN Common Stock 31446L100 401 87100 SH SOLE 87100 0 0 FIESTA RESTAURANT GROUP, INC. CMN Common Stock 31660B101 4917 150000 SH SOLE 150000 0 0 FIFTH THIRD BANCORP CMN Common Stock 316773100 501 30000 SH SOLE 30000 0 0 FIRST CMNTY CORP S C CMN Common Stock 319835104 1009 70000 SH SOLE 70000 0 0 FIRST OF LONG ISLAND CORP CMN Common Stock 320734106 299 10500 SH SOLE 10500 0 0 FIRSTMERIT CORP CMN Common Stock 337915102 2411 114533 SH SOLE 114533 0 0 FISERV INC CMN Common Stock 337738108 205 2000 SH SOLE 2000 0 0 FIVE STAR QUALITY CARE INC CMN Common Stock 33832D106 344 150000 SH SOLE 150000 0 0 FLAGSTAR BANCORP, INC. CMN Common Stock 337930705 322 15000 SH SOLE 15000 0 0 FLEXSTEEL INDUSTRIES INC CMN Common Stock 339382103 2402 55000 SH SOLE 55000 0 0 FLUSHING FINANCIAL CORPORATION CMN Common Stock 343873105 237 10983 SH SOLE 10983 0 0 FRIEDMAN INDS INC CMN Common Stock 358435105 78 14449 SH SOLE 14449 0 0 FTD COMPANIES, INC. CMN Common Stock 30281V108 1050 40000 SH SOLE 40000 0 0 GANNETT CO, INC. CMN Common Stock 36473H104 379 25000 SH SOLE 25000 0 0 GCP APPLIED TECHNOLOGIES INC. CMN Common Stock 36164Y101 449 22500 SH SOLE 22500 0 0 GENCOR INDUSTRIES INC CMN Common Stock 368678108 888 60758 SH SOLE 60758 0 0 GENERAL CABLE CORP CMN Common Stock 369300108 199 16300 SH SOLE 16300 0 0 GIBRALTAR INDUSTRIES INC CMN Common Stock 374689107 4004 140000 SH SOLE 140000 0 0 GLOBAL SOURCES LIMITED CMN ISIN: BMG393001018 Common Stock G39300101 237 29217 SH SOLE 29217 0 0 GOLDMAN SACHS GROUP, INC.(THE) CMN Common Stock 38141G104 3611 23000 SH SOLE 23000 0 0 GRAND CANYON EDUCATION, INC. CMN Common Stock 38526M106 641 15000 SH SOLE 15000 0 0 GRAPHIC PACKAGING HLDGCO CMN Common Stock 388689101 514 40000 SH SOLE 40000 0 0 GUIDANCE SOFTWARE INC. CMN Common Stock 401692108 173 40300 SH SOLE 40300 0 0 GULF ISLAND FABRICATION INC CMN Common Stock 402307102 236 30000 SH SOLE 30000 0 0 H & R BLOCK INC. CMN Common Stock 093671105 528 20000 SH SOLE 20000 0 0 H&E EQUIPMENT SERVICES INC CMN Common Stock 404030108 484 27600 SH SOLE 27600 0 0 HALLIBURTON COMPANY CMN Common Stock 406216101 2500 70000 SH SOLE 70000 0 0 HANMI FINANCIAL CORPORATION CMN Common Stock 410495204 1652 75000 SH SOLE 75000 0 0 HARDINGE INC. COMMON STOCK Common Stock 412324303 873 70000 SH SOLE 70000 0 0 HARTE-HANKS COMMUNICATIONS,INC COMMON STOCK Common Stock 416196103 100 39371 SH SOLE 39371 0 0 HAWTHORN BANCSHARES INC CMN Common Stock 420476103 428 28987 SH SOLE 28987 0 0 HCA HOLDINGS, INC. CMN Common Stock 40412C101 5854 75000 SH SOLE 75000 0 0 HERTZ GLOBAL HOLDINGS, INC. CMN Common Stock 42805T105 211 20000 SH SOLE 20000 0 0 HIGHER ONE HOLDINGS, INC. CMN Common Stock 42983D104 3519 900000 SH SOLE 900000 0 0 HOLLYFRONTIER CORP CMN Common Stock 436106108 714 20214 SH SOLE 20214 0 0 HOOPER HOLMES INC CMN Common Stock 439104100 86 615190 SH SOLE 615190 0 0 HORACE MANN EDUCATORS CORP CMN Common Stock 440327104 317 10000 SH SOLE 10000 0 0 HORMEL FOODS CORP CMN Common Stock 440452100 865 20000 SH SOLE 20000 0 0 HRG GROUP INC CMN Common Stock 40434J100 2786 200000 SH SOLE 200000 0 0 HUBBELL INCORPORATED CMN Common Stock 443510607 477 4500 SH SOLE 4500 0 0 HUDSON GLOBAL, INC. CMN Common Stock 443787106 36 15000 SH SOLE 15000 0 0 HUNTINGTON BANCSHARES INCORPOR*ATED CMN Common Stock 446150104 1360 142600 SH SOLE 142600 0 0 HUTTIG BUILDING PRODUCTS INC CMN Common Stock 448451104 2084 566276 SH SOLE 566276 0 0 INDEPENDENCE HOLDING COMPANY (NEW) Common Stock 453440307 239 15000 SH SOLE 15000 0 0 INDEPENDENT BANK CORP MASS CMN Common Stock 453836108 1379 30000 SH SOLE 30000 0 0 INFUSYSTEM HOLDINGS, INC. CMN Common Stock 45685K102 3549 1008255 SH SOLE 1008255 0 0 INTEGRATED ELECTRICAL SVC INC CMN Common Stock 45811E301 440 30000 SH SOLE 30000 0 0 INTL BUSINESS MACHINES CORP CMN Common Stock 459200101 4544 30000 SH SOLE 30000 0 0 INVESTORS TITLE CO CMN Common Stock 461804106 364 4000 SH SOLE 4000 0 0 ISHARES MSCI EMERGING MKTS ETF ETP 464287234 1541 45000 SH SOLE 45000 0 0 JARDEN CORPORATION CMN Common Stock 471109108 265 4500 SH SOLE 4500 0 0 JONES LANG LASALLE INC CMN Common Stock 48020Q107 880 7500 SH SOLE 7500 0 0 JPMORGAN CHASE & CO CMN Common Stock 46625H100 2724 46000 SH SOLE 46000 0 0 KELLY SERVICES INC(CL-A) CMN CLASS A Common Stock 488152208 1267 66280 SH SOLE 66280 0 0 KINDER MORGAN INC CMN CLASS P Common Stock 49456B101 1027 57500 SH SOLE 57500 0 0 KROGER COMPANY CMN Common Stock 501044101 1148 30000 SH SOLE 30000 0 0 LAKE SUNAPEE BK GROUP CMN Common Stock 510866106 2569 183765 SH SOLE 183765 0 0 LANDAUER INC CMN Common Stock 51476K103 228 6906 SH SOLE 6906 0 0 LANNETT COMPANY, INC. CMN Common Stock 516012101 717 40000 SH SOLE 40000 0 0 LEAR CORPORATION CMN Common Stock 521865204 1283 11537 SH SOLE 11537 0 0 LIBBEY INC. CMN Common Stock 529898108 186 10000 SH SOLE 10000 0 0 LINCOLN EDL SERVICES CORP CMN Common Stock 533535100 735 296243 SH SOLE 296243 0 0 LKQ CORPORATION CMN Common Stock 501889208 3623 113456 SH SOLE 113456 0 0 LSI INDUSTRIES INC CMN Common Stock 50216C108 520 44231 SH SOLE 44231 0 0 LULULEMON ATHLETICA INC. CMN Common Stock 550021109 339 5000 SH SOLE 5000 0 0 LUMBER LIQUIDATORS HOLDINGS IN*C CMN Common Stock 55003T107 1706 130000 SH SOLE 130000 0 0 LYONDELLBASELL INDUSTRIES N.V. CMN CLASS A Common Stock N53745100 1712 20000 SH SOLE 20000 0 0 MANPOWER GROUP CMN Common Stock 56418H100 244 3000 SH SOLE 3000 0 0 MARCHEX INC CMN CLASS B Common Stock 56624R108 750 168450 SH SOLE 168450 0 0 MARSH & MCLENNAN CO INC CMN Common Stock 571748102 912 15000 SH SOLE 15000 0 0 MASTERCARD INCORPORATED CMN CLASS A Common Stock 57636Q104 6379 67500 SH SOLE 67500 0 0 MBIA INC CMN Common Stock 55262C100 885 100000 SH SOLE 100000 0 0 MEDNAX INC CMN Common Stock 58502B106 465 7200 SH SOLE 7200 0 0 MEDTRONIC PUBLIC LIMITED COMPA*NY CMN Common Stock G5960L103 225 3000 SH SOLE 3000 0 0 MICROSOFT CORPORATION CMN Common Stock 594918104 1381 25000 SH SOLE 25000 0 0 MICROSTRATEGY INCORPORATED CMN CLASS A Common Stock 594972408 611 3400 SH SOLE 3400 0 0 MITCHAM INDS INC CMN Common Stock 606501104 490 160292 SH SOLE 160292 0 0 MONDELEZ INTERNATIONAL, INC. CMN Common Stock 609207105 2568 64000 SH SOLE 64000 0 0 MONSTER WORLDWIDE INC. CMN Common Stock 611742107 1016 311600 SH SOLE 311600 0 0 MORGAN STANLEY CMN Common Stock 617446448 21259 850000 SH SOLE 850000 0 0 MOVADO GROUP INC CMN Common Stock 624580106 275 10000 SH SOLE 10000 0 0 MSCI INC. CMN Common Stock 55354G100 1482 20000 SH SOLE 20000 0 0 MUELLER WATER PRODUCTS, INC. CMN SERIES A Common Stock 624758108 1342 135855 SH SOLE 135855 0 0 MYLAN NV CMN Common Stock N59465109 464 10000 SH SOLE 10000 0 0 NABORS INDUSTRIES LTD. CMN Common Stock G6359F103 736 80000 SH SOLE 80000 0 0 NASDAQ INC. CMN Common Stock 631103108 664 10000 SH SOLE 10000 0 0 NATHANS FAMOUS INC CMN Common Stock 632347100 305 7000 SH SOLE 7000 0 0 NATIONAL WESTERN LIFE GROUP IN*C. CMN Common Stock 638517102 346 1500 SH SOLE 1500 0 0 NCI BUILDING SYSTEMS, INC. CMN Common Stock 628852204 3550 250000 SH SOLE 250000 0 0 NICHOLAS FINANCIAL, INC. CMN Common Stock 65373J209 324 30000 SH SOLE 30000 0 0 NIKE CLASS-B CMN CLASS B Common Stock 654106103 492 8000 SH SOLE 8000 0 0 NN INC CMN Common Stock 629337106 137 10000 SH SOLE 10000 0 0 NORTHERN TRUST CORP CMN Common Stock 665859104 450 6900 SH SOLE 6900 0 0 OAKTREE CAPITAL GROUP, LLC CMN MLP 674001201 493 10000 SH SOLE 10000 0 0 OLIN CORPORATION CMN Common Stock 680665205 1303 75000 SH SOLE 75000 0 0 OMNICOM GROUP CMN Common Stock 681919106 832 10000 SH SOLE 10000 0 0 ONEOK PARTNERS, L.P. LIMITED PARTNERS INTEREST CMN MLP 68268N103 628 20000 SH SOLE 20000 0 0 OPTICAL CABLE CORP CMN Common Stock 683827208 78 32496 SH SOLE 32496 0 0 OWENS RLTY MORTGAGE INC CMN REIT 690828108 479 30000 SH SOLE 30000 0 0 PAPA JOHN'S INTERNATIONAL INC. CMN Common Stock 698813102 217 4000 SH SOLE 4000 0 0 PAR TECHNOLOGY CORP CMN Common Stock 698884103 635 95717 SH SOLE 95717 0 0 PARKER DRILLING CO. CMN Common Stock 701081101 1049 495000 SH SOLE 495000 0 0 PARKWAY PROPERTIES INC MD CMN REIT 70159Q104 898 57330 SH SOLE 57330 0 0 PATTERSON-UTI ENERGY, INC. ORD CMN Common Stock 703481101 1059 60100 SH SOLE 60100 0 0 PAYPAL HOLDINGS INC CMN Common Stock 70450Y103 1544 40000 SH SOLE 40000 0 0 PDL BIOPHARMA INC CMN Common Stock 69329Y104 912 273976 SH SOLE 273976 0 0 PENTAIR PLC. CMN Common Stock G7S00T104 326 6000 SH SOLE 6000 0 0 PEPSICO INC CMN Common Stock 713448108 23058 225000 SH SOLE 225000 0 0 PERCEPTRON INC CMN Common Stock 71361F100 369 76103 SH SOLE 76103 0 0 PERFORMANT FINANCIAL CORP CMN Common Stock 71377E105 255 150000 SH SOLE 150000 0 0 PERION NETWORK LTD CMN Common Stock M78673106 201 100000 SH SOLE 100000 0 0 PGT INC CMN Common Stock 69336V101 640 65000 SH SOLE 65000 0 0 PHH CORPORATION CMN Common Stock 693320202 1254 100000 SH SOLE 100000 0 0 PHILIP MORRIS INTL INC CMN Common Stock 718172109 589 6000 SH SOLE 6000 0 0 PHILLIPS 66 CMN Common Stock 718546104 4330 50000 SH SOLE 50000 0 0 PHOENIX COMPANIES INC. (THE) CMN Common Stock 71902E604 2019 54810 SH SOLE 54810 0 0 PLANET PAYMENT INC CMN Common Stock U72603118 267 75714 SH SOLE 75714 0 0 PNC FINANCIAL SERVICES GROUP CMN Common Stock 693475105 1269 15000 SH SOLE 15000 0 0 PPG INDUSTRIES, INC. CMN Common Stock 693506107 2453 22000 SH SOLE 22000 0 0 PRGX GLOBAL INC CMN CLASS Common Stock 69357C503 1086 230000 SH SOLE 230000 0 0 PRICESMART INC CMN Common Stock 741511109 211 2500 SH SOLE 2500 0 0 PROSHARES SHORT VIX SHORT-TERM FUTURES EXCHANGE TRADED FUND ETP 74347W627 3920 77583 SH SOLE 77583 0 0 PSYCHEMEDICS CORPORATION CMN Common Stock 744375205 1079 78495 SH SOLE 78495 0 0 PULTEGROUP INC. CMN Common Stock 745867101 936 50000 SH SOLE 50000 0 0 RAIT FINANCIAL TRUST CMN REIT 749227609 94 30000 SH SOLE 30000 0 0 RCM TECHNOLOGIES INC CMN Common Stock 749360400 106 20000 SH SOLE 20000 0 0 REALOGY HLDGS CORP CMN Common Stock 75605Y106 3272 90600 SH SOLE 90600 0 0 RENAISSANCE RE HOLDINGS LTD CMN Common Stock G7496G103 2481 20708 SH SOLE 20708 0 0 RENT-A-CENTER INC CMN Common Stock 76009N100 159 10000 SH SOLE 10000 0 0 RESOURCE AMERICA INC CL-A CMN CLASS A Common Stock 761195205 354 61273 SH SOLE 61273 0 0 ROCKWELL AUTOMATION INC CMN Common Stock 773903109 341 3000 SH SOLE 3000 0 0 ROSETTA STONE INC CMN Common Stock 777780107 1582 235810 SH SOLE 235810 0 0 ROYAL BANK OF SCOTLAND GROUP P*LC (THE) SPONSORED ADR CMN ADR 780097689 638 100000 SH SOLE 100000 0 0 ROYAL DUTCH SHELL PLC SPONSORED ADR CMN SERIES A ADR 780259206 969 20000 SH SOLE 20000 0 0 RPM INTERNATIONAL INC CMN Common Stock 749685103 1420 30000 SH SOLE 30000 0 0 SALEM COMMUNICATIONS CORP DEL CMN CLASS A Common Stock 794093104 115 20045 SH SOLE 20045 0 0 SANMINA-SCI CORPORATION CMN Common Stock 801056102 234 10000 SH SOLE 10000 0 0 SERVICE CORP INTERNATL CMN Common Stock 817565104 494 20000 SH SOLE 20000 0 0 SIFCO INDUSTRIES INC CMN Common Stock 826546103 171 18400 SH SOLE 18400 0 0 SINCLAIR BROADCAST GROUP INC CMN CLASS A Common Stock 829226109 308 10000 SH SOLE 10000 0 0 SL INDS INC CMN Common Stock 784413106 2833 83316 SH SOLE 83316 0 0 SOUTHWESTERN ENERGY CO. CMN Common Stock 845467109 545 67596 SH SOLE 67596 0 0 SPAR GROUP INC CMN Common Stock 784933103 880 907290 SH SOLE 907290 0 0 SPDR S&P 500 ETF TRUST ETP 78462F103 30068 146300 SH SOLE 146300 0 0 SPDR S&P MIDCAP 400 ETF TRUST ETF ETP 78467Y107 5254 20000 SH SOLE 20000 0 0 SPOK HOLDINGS INCORPORATED CMN Common Stock 84863T106 350 20000 SH SOLE 20000 0 0 SPX FLOW INC CMN Common Stock 78469X107 502 20000 SH SOLE 20000 0 0 STAR BULK CARRIERS CORP. CMN Common Stock Y8162K121 1173 1563917 SH SOLE 1563917 0 0 STARTEK, INC. CMN Common Stock 85569C107 208 49423 SH SOLE 49423 0 0 STATE STREET CORPORATION (NEW) CMN Common Stock 857477103 6379 109000 SH SOLE 109000 0 0 STEELCASE INC. CLASS A COMMON STOCK Common Stock 858155203 224 15000 SH SOLE 15000 0 0 STEWART INFORMATION SVCS CORP CMN Common Stock 860372101 2902 80000 SH SOLE 80000 0 0 STRATUS PPTYS INC CMN Common Stock 863167201 3163 133131 SH SOLE 133131 0 0 SUNTRUST BANKS INC CMN Common Stock 867914103 722 20000 SH SOLE 20000 0 0 SURMODICS INC CMN Common Stock 868873100 184 10000 SH SOLE 10000 0 0 SYMMETRY SURGICAL INC CMN Common Stock 87159G100 1167 118309 SH SOLE 118309 0 0 TAILORED BRANDS INC CMN Common Stock 87403A107 5039 281500 SH SOLE 281500 0 0 TEAM, INC. CMN Common Stock 878155100 533 17537 SH SOLE 17537 0 0 TEEKAY CORPORATION CMN Common Stock Y8564W103 433 50000 SH SOLE 50000 0 0 TEEKAY LNG PARTNERS L.P. CMN MLP Y8564M105 1196 94300 SH SOLE 94300 0 0 TEGNA INC CMN Common Stock 87901J105 1173 50000 SH SOLE 50000 0 0 TEMPUR SEALY INTERNATIONAL INC CMN Common Stock 88023U101 1520 25000 SH SOLE 25000 0 0 TESORO CORPORATION CMN Common Stock 881609101 2150 25000 SH SOLE 25000 0 0 TESSCO TECHNOLOGIES INC CMN Common Stock 872386107 179 10723 SH SOLE 10723 0 0 THE BANK OF NY MELLON CORP CMN Common Stock 064058100 3867 105000 SH SOLE 105000 0 0 THE E.W. SCRIPPS COMPANY CMN CLASS A Common Stock 811054402 161 10352 SH SOLE 10352 0 0 THE KRAFT HEINZ CO CMN Common Stock 500754106 1571 20000 SH SOLE 20000 0 0 TOLL BROTHERS, INC. CMN Common Stock 889478103 3099 105000 SH SOLE 105000 0 0 TOTAL SYS SVC INC. CMN Common Stock 891906109 476 10000 SH SOLE 10000 0 0 TREMOR VIDEO, INC. CMN Common Stock 89484Q100 362 205423 SH SOLE 205423 0 0 TRINITY BIOTECH PLC SPONSORED ADR CMN ADR 896438306 175 15000 SH SOLE 15000 0 0 TUCOWS, INC. CMN CLASS A Common Stock 898697206 285 12683 SH SOLE 12683 0 0 TYCO INTERNATIONAL PLC CMN Common Stock G91442106 918 25000 SH SOLE 25000 0 0 U.S. CONCRETE INC CMN Common Stock 90333L201 3468 58211 SH SOLE 58211 0 0 U.S. PHYSICAL THERAPY, INC. CMN Common Stock 90337L108 3481 69999 SH SOLE 69999 0 0 UFP TECHNOLOGIES INC CMN Common Stock 902673102 2167 97300 SH SOLE 97300 0 0 UNILEVER N.V. NY SHS (NEW) ADR CMN NY Reg Shrs 904784709 1340 30000 SH SOLE 30000 0 0 UNITED BANCSHARES INC OHIO CMN Common Stock 909458101 1070 57500 SH SOLE 57500 0 0 UNITED CONTINENTAL HOLDING INC CMN Common Stock 910047109 4190 70000 SH SOLE 70000 0 0 UNITED ONLINE, INC. CMN Common Stock 911268209 330 28571 SH SOLE 28571 0 0 UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK Common Stock 911312106 1055 10000 SH SOLE 10000 0 0 UNITED RENTALS, INC. CMN Common Stock 911363109 311 5000 SH SOLE 5000 0 0 UNITED TECHNOLOGIES CORP CMN Common Stock 913017109 250 2500 SH SOLE 2500 0 0 UNITEDHEALTH GROUP INCORPORATE*D CMN Common Stock 91324P102 7090 55000 SH SOLE 55000 0 0 UNIVERSAL HEALTH SVC CL B CMN CLASS B Common Stock 913903100 1335 10700 SH SOLE 10700 0 0 UNIVERSAL TECHNICAL INSTITUTE CMN Common Stock 913915104 1549 359401 SH SOLE 359401 0 0 USA COMPRESSION PARTNERS LP CMN MLP 90290N109 200 17000 SH SOLE 17000 0 0 VALEANT PHARMACEUTICALS INTL CMN Common Stock 91911K102 3419 130000 SH SOLE 130000 0 0 VALSPAR CORP CMN Common Stock 920355104 1605 15000 SH SOLE 15000 0 0 VELOCITYSHARES DAILY INVERSE VIX MEDIUM TERM ETN ETP 22542D829 244 6000 SH SOLE 6000 0 0 VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETN ETP 22542D795 259 10000 SH SOLE 10000 0 0 VERINT SYSTEMS INC CMN Common Stock 92343X100 668 20000 SH SOLE 20000 0 0 VF CORP CMN Common Stock 918204108 2072 32000 SH SOLE 32000 0 0 VIAD CORP CMN Common Stock 92552R406 1166 40000 SH SOLE 40000 0 0 VISA INC. CMN CLASS A Common Stock 92826C839 7189 94000 SH SOLE 94000 0 0 VISHAY INTERTECHNOLOGY CMN Common Stock 928298108 1984 162500 SH SOLE 162500 0 0 W.R. GRACE & CO (NEW) CMN Common Stock 38388F108 1602 22500 SH SOLE 22500 0 0 WAL MART STORES INC CMN Common Stock 931142103 1370 20000 SH SOLE 20000 0 0 WALGREENS BOOTS ALLIANCE, INC. CMN Common Stock 931427108 2527 30000 SH SOLE 30000 0 0 WALT DISNEY COMPANY (THE) CMN Common Stock 254687106 489 4926 SH SOLE 4926 0 0 WELLCARE HEALTH PLANS INC CMN Common Stock 94946T106 464 5000 SH SOLE 5000 0 0 WESCO INTERNATIONAL INC. CMN Common Stock 95082P105 547 10000 SH SOLE 10000 0 0 WESTERN DIGITAL CORPORATION CMN Common Stock 958102105 331 7000 SH SOLE 7000 0 0 WI-LAN INC CMN Common Stock 928972108 531 231810 SH SOLE 231810 0 0 WILLDAN GROUP INC CMN Common Stock 96924N100 1864 193159 SH SOLE 193159 0 0 WILLIAMS PARTNERS L.P. CMN MLP 96949L105 307 15000 SH SOLE 15000 0 0 WILLIS LEASE FINANCE CORP CMN Common Stock 970646105 648 30000 SH SOLE 30000 0 0 WILLIS TOWERS WATSON PLC CMN Common Stock G96629103 593 5000 SH SOLE 5000 0 0 XEROX CORPORATION CMN Common Stock 984121103 2455 220000 SH SOLE 220000 0 0 YAHOO INC CMN Common Stock 984332106 1539 41800 SH SOLE 41800 0 0 YPF SOCIEDAD ANONIMA SPONSORED ADR REPSTG CL D ADR 984245100 179 10000 SH SOLE 10000 0 0 CALL/MS @ 25 EXP 01/20/2017 Equity Option 617446908 80 322 SH Call SOLE 322 0 0 RTS/COMMUNITY HEALTH SYSTEMS, INC. EXP04/01/2016 Right 203668116 0 30000 SH SOLE 30000 0 0 MFC BANCORP LTD Common Stock 55278T105 72 36570 SH SOLE 36570 0 0 MIND CTI LTD YOQNEAM COM STK Common Stock M70240102 77 38357 SH SOLE 38357 0 0 GLOBALSCAPE INC COM STK Common Stock 37940G109 174 45812 SH SOLE 45812 0 0 BLOUNT INTL INC NEW COM STK Common Stock 095180105 289 29000 SH SOLE 29000 0 0 SHILOH INDUSTRIES INC COM STK Common Stock 824543102 67 13150 SH SOLE 13150 0 0 EVOLVING SYS INC COM STK Common Stock 30049R209 141 24496 SH SOLE 24496 0 0 ZIX CORP COM STK Common Stock 98974P100 185 47000 SH SOLE 47000 0 0 NEWPORT CORP COM STK Common Stock 651824104 230 10000 SH SOLE 10000 0 0 AGROFRESH SOLUTIONS INC COM STK Common Stock 00856G109 160 25000 SH SOLE 25000 0 0 SORL AUTO PTS INC COM STK Common Stock 78461U101 20 10945 SH SOLE 10945 0 0 EXFO INC COM Common Stock 302046107 106 28442 SH SOLE 28442 0 0 SCHNITZER STEEL INDS INC CL A COM STK Common Stock 806882106 203 11000 SH SOLE 11000 0 0 CIVEO CORP HOUSTON TX COM STK Common Stock 17878Y108 42 34000 SH SOLE 34000 0 0 PFD SONUS NETWORK INC COM STK Common Stock 835916503 105 14000 SH SOLE 14000 0 0 ORBOTECH LTD COM STK Common Stock M75253100 234 9827 SH SOLE 9827 0 0 BLACK BOX CORP DEL COM STK Common Stock 091826107 139 10300 SH SOLE 10300 0 0 ECOLOGY & ENVIRONMENT INC CL A COM STK Common Stock 278878103 119 11894 SH SOLE 11894 0 0 VERASTEM INC Common Stock 92337C104 55 35000 SH SOLE 35000 0 0 SYNERON MED Common Stock M87245102 137 18700 SH SOLE 18700 0 0 GSI TECHNOLOGY INC COM STK Common Stock 36241U106 143 34900 SH SOLE 34900 0 0 EMC CORPORATION Common Stock 268648102 333 12500 SH SOLE 12500 0 0 HWLT PCKRD ENTRP Common Stock 42824C109 239 13500 SH SOLE 13500 0 0 LUXFER HOLDINGS PLC ADR 550678106 149 14000 SH SOLE 14000 0 0 REAL INDUSTRY INC COM STK Common Stock 75601W104 149 17128 SH SOLE 17128 0 0 IMATION CORP COM STK Common Stock 45245A107 41 26500 SH SOLE 26500 0 0 CRESTWOOD EQUITY PARTNERS LP COM STK MLP 226344208 123 10500 SH SOLE 10500 0 0 AVID TECHNOLOGY INC COM STK Common Stock 05367P100 135 20000 SH SOLE 20000 0 0