0001062993-17-004961.txt : 20171114
0001062993-17-004961.hdr.sgml : 20171114
20171114164014
ACCESSION NUMBER: 0001062993-17-004961
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBF Capital, LLC
CENTRAL INDEX KEY: 0001134621
IRS NUMBER: 680383896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06357
FILM NUMBER: 171202236
BUSINESS ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
BUSINESS PHONE: 415-800-8212
MAIL ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
FORMER COMPANY:
FORMER CONFORMED NAME: RBF LLC
DATE OF NAME CHANGE: 20010213
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001134621
XXXXXXXX
09-30-2017
09-30-2017
RBF Capital, LLC
3047 FILLMORE ST.
SAN FRANCISCO
CA
94123
13F HOLDINGS REPORT
028-06357
N
Richard B. Fullerton
President
415-800-8212
/s/Richard B. Fullerton
San Francisco
CA
11-08-2017
0
366
790573
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
21VIANET GROUP INC
SPONSORED ADR
90138A103
115
19874
SH
SOLE
19874
0
0
A H BELO CORP
COM CL A
001282102
94
20485
SH
SOLE
20485
0
0
ABBOTT LABS
COM
002824100
534
10000
SH
SOLE
10000
0
0
ACCO BRANDS CORP
COM
00081T108
119
10000
SH
SOLE
10000
0
0
ACI WORLDWIDE INC
COM
004498101
273
12000
SH
SOLE
12000
0
0
ADIENT PLC
ORD SHS
G0084W101
232
2763
SH
SOLE
2763
0
0
ADVANSIX INC
COM
00773T101
356
8700
SH
SOLE
8700
0
0
ADVISORY BRD CO
COM
00762W107
215
4000
SH
SOLE
4000
0
0
AEGEAN MARINE PETROLEUM NETW
SHS
Y0017S102
248
50000
SH
SOLE
50000
0
0
AEGION CORP
COM
00770F104
215
9119
SH
SOLE
9119
0
0
AETNA INC NEW
COM
00817Y108
795
5000
SH
SOLE
5000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
321
5000
SH
SOLE
5000
0
0
AGILYSYS INC
COM
00847J105
269
22505
SH
SOLE
22505
0
0
AGROFRESH SOLUTIONS
COM
00856G109
183
26100
SH
SOLE
26100
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
681
300000
SH
SOLE
300000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
17271
100000
SH
SOLE
100000
0
0
ALJ REGIONAL HLDGS INC
COM
001627108
92
26117
SH
SOLE
26117
0
0
ALLERGAN PLC
SHS
G0177J108
1025
5000
SH
SOLE
5000
0
0
ALLIANCE ONE INTL INC
COM NEW
018772301
1722
158025
SH
SOLE
158025
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
729
30000
SH
SOLE
30000
0
0
ALLY FINL INC
COM
02005N100
250
10225
SH
SOLE
10225
0
0
ALPHABET INC
CAP STK CL A
02079K305
2434
2500
SH
SOLE
2500
0
0
ALPHABET INC
CAP STK CL C
02079K107
9649
10060
SH
SOLE
10060
0
0
ALTABA INC
COM
021346101
3078
46400
SH
SOLE
46400
0
0
AMEC FOSTER WHEELER PLC
SPONSORED ADR
00167X205
73
10797
SH
SOLE
10797
0
0
AMERCO
COM
023586100
1050
2800
SH
SOLE
2800
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
442
10000
SH
SOLE
10000
0
0
AMERICAN EXPRESS CO
COM
025816109
1357
15000
SH
SOLE
15000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
6250
101800
SH
SOLE
101800
0
0
AMERICAN LORAIN CORP
COM
027297100
13
35039
SH
SOLE
35039
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
2734
20000
SH
SOLE
20000
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
881
50656
SH
SOLE
50656
0
0
AMTRUST FINL SVCS INC
COM
032359309
1750
130000
SH
SOLE
130000
0
0
ANALOG DEVICES INC
COM
032654105
862
10000
SH
SOLE
10000
0
0
ANDEAVOR
COM
03349M105
6395
62000
SH
SOLE
62000
0
0
AON PLC
SHS CL A
G0408V102
599
4100
SH
SOLE
4100
0
0
APOGEE ENTERPRISES INC
COM
037598109
241
5000
SH
SOLE
5000
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
301
10000
SH
SOLE
10000
0
0
APTEVO THERAPEUTICS INC
COM
03835L108
24
11000
SH
SOLE
11000
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
56
13629
SH
SOLE
13629
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
570
40000
SH
SOLE
40000
0
0
ARCHROCK INC
COM
03957W106
784
62494
SH
SOLE
62494
0
0
ARES CAP CORP
COM
04010L103
1504
91770
SH
SOLE
91770
0
0
ARROW ELECTRS INC
COM
042735100
1608
20000
SH
SOLE
20000
0
0
ASPEN AEROGELS INC
COM
04523Y105
173
41111
SH
SOLE
41111
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
1010
25000
SH
SOLE
25000
0
0
ASTA FDG INC
COM
046220109
3020
400000
SH
SOLE
400000
0
0
AUTODESK INC
COM
052769106
1123
10000
SH
SOLE
10000
0
0
AVNET INC
COM
053807103
590
15000
SH
SOLE
15000
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
287
5000
SH
SOLE
5000
0
0
BANK AMER CORP
COM
060505104
21210
837000
SH
SOLE
837000
0
0
BANK OF MARIN BANCORP
COM
063425102
346
5046
SH
SOLE
5046
0
0
BAR HBR BANKSHARES
COM
066849100
4299
137070
SH
SOLE
137070
0
0
BASIC ENERGY SVCS INC NEW
COM NEW
06985P209
5185
268644
SH
SOLE
268644
0
0
BEASLEY BROADCAST GROUP INC
CL A
074014101
380
32469
SH
SOLE
32469
0
0
BEL FUSE INC
CL B
077347300
256
8100
SH
SOLE
8100
0
0
BENCHMARK ELECTRS INC
COM
08160H101
342
10000
SH
SOLE
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
59893
218
SH
SOLE
218
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
228
1241
SH
SOLE
1241
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
3355
59229
SH
SOLE
59229
0
0
BLACKROCK INC
COM
09247X101
4605
10300
SH
SOLE
10300
0
0
BMC STK HLDGS INC
COM
05591B109
48793
2285383
SH
SOLE
2285383
0
0
BOSTON BEER INC
CL A
100557107
936
5995
SH
SOLE
5995
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
422
130194
SH
SOLE
130194
0
0
BRUNSWICK CORP
COM
117043109
364
6500
SH
SOLE
6500
0
0
CAMBREX CORP
COM
132011107
550
10000
SH
SOLE
10000
0
0
CAMPBELL SOUP CO
COM
134429109
468
10000
SH
SOLE
10000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2540
30000
SH
SOLE
30000
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
82
23595
SH
SOLE
23595
0
0
CAREER EDUCATION CORP
COM
141665109
416
40000
SH
SOLE
40000
0
0
CARRIAGE SVCS INC
COM
143905107
4663
182157
SH
SOLE
182157
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
2180
200000
SH
SOLE
200000
0
0
CARS COM INC
COM
14575E105
552
20699
SH
SOLE
20699
0
0
CATERPILLAR INC DEL
COM
149123101
1871
15000
SH
SOLE
15000
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
400
47293
SH
SOLE
47293
0
0
CELGENE CORP
COM
151020104
1377
9440
SH
SOLE
9440
0
0
CENTENE CORP DEL
COM
15135B101
2408
24880
SH
SOLE
24880
0
0
CENTRAL GARDEN & PET CO
COM
153527106
3067
78967
SH
SOLE
78967
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
1218
32764
SH
SOLE
32764
0
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
401
5000
SH
SOLE
5000
0
0
CENTURY CASINOS INC
COM
156492100
821
100000
SH
SOLE
100000
0
0
CENVEO INC
COM NEW
15670S402
164
47406
SH
SOLE
47406
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
3062
70000
SH
SOLE
70000
0
0
CHRISTOPHER & BANKS CORP
COM
171046105
41
30000
SH
SOLE
30000
0
0
CISCO SYS INC
COM
17275R102
504
15000
SH
SOLE
15000
0
0
CITIZENS FINL GROUP INC
COM
174610105
379
10000
SH
SOLE
10000
0
0
CNO FINL GROUP INC
COM
12621E103
7001
299969
SH
SOLE
299969
0
0
COCA COLA CO
COM
191216100
5851
130000
SH
SOLE
130000
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
978
20000
SH
SOLE
20000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
2974
41000
SH
SOLE
41000
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
1899
50140
SH
SOLE
50140
0
0
CONCURRENT COMPUTER CORP NEW
COM PAR $.01
206710402
108
18035
SH
SOLE
18035
0
0
CONOCOPHILLIPS
COM
20825C104
250
5000
SH
SOLE
5000
0
0
CONSOL ENERGY INC
COM
20854P109
1267
74800
SH
SOLE
74800
0
0
CONSUMER PORTFOLIO SVCS INC
COM
210502100
274
60000
SH
SOLE
60000
0
0
CONTINENTAL MATLS CORP
COM PAR $0.25
211615307
505
26190
SH
SOLE
26190
0
0
COUSINS PPTYS INC
COM
222795106
873
93447
SH
SOLE
93447
0
0
COWEN INC
CL A NEW
223622606
447
25108
SH
SOLE
25108
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
224
9000
SH
SOLE
9000
0
0
CROCS INC
COM
227046109
485
50000
SH
SOLE
50000
0
0
CSG SYS INTL INC
COM
126349109
1204
30032
SH
SOLE
30032
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1055
20000
SH
SOLE
20000
0
0
CULP INC
COM
230215105
328
10000
SH
SOLE
10000
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
203
20600
SH
SOLE
20600
0
0
CVS HEALTH CORP
COM
126650100
3253
40000
SH
SOLE
40000
0
0
DANA INCORPORATED
COM
235825205
3689
131934
SH
SOLE
131934
0
0
DAVITA INC
COM
23918K108
505
8400
SH
SOLE
8400
0
0
DAWSON GEOPHYSICAL CO NEW
COM
239360100
512
113111
SH
SOLE
113111
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
326
9400
SH
SOLE
9400
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
3182
41193
SH
SOLE
41193
0
0
DELUXE CORP
COM
248019101
730
10000
SH
SOLE
10000
0
0
DESWELL INDS INC
COM
250639101
79
30000
SH
SOLE
30000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
337
84500
SH
SOLE
84500
0
0
DILLARDS INC
CL A
254067101
280
5000
SH
SOLE
5000
0
0
DIODES INC
COM
254543101
317
10400
SH
SOLE
10400
0
0
DISCOVER FINL SVCS
COM
254709108
974
15100
SH
SOLE
15100
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
180
174713
SH
SOLE
174713
0
0
DOVER MOTORSPORTS INC
COM
260174107
153
74663
SH
SOLE
74663
0
0
DST SYS INC DEL
COM
233326107
988
18000
SH
SOLE
18000
0
0
DXC TECHNOLOGY CO
COM
23355L106
253
2959
SH
SOLE
2959
0
0
EZCORP INC
CL A NON VTG
302301106
3778
397714
SH
SOLE
397714
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
436
10000
SH
SOLE
10000
0
0
EBAY INC
COM
278642103
1538
40000
SH
SOLE
40000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
176
11000
SH
SOLE
11000
0
0
ENGLOBAL CORP
COM
293306106
201
158168
SH
SOLE
158168
0
0
ENTEGRIS INC
COM
29362U104
3174
110000
SH
SOLE
110000
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
115
10000
SH
SOLE
10000
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
2856
500977
SH
SOLE
500977
0
0
EPLUS INC
COM
294268107
470
5000
SH
SOLE
5000
0
0
EQUIFAX INC
COM
294429105
1060
10000
SH
SOLE
10000
0
0
EV ENERGY PARTNERS LP
COM UNITS
26926V107
165
259743
SH
SOLE
259743
0
0
EVEREST RE GROUP LTD
COM
G3223R108
1142
5000
SH
SOLE
5000
0
0
EVOLVING SYS INC
COM NEW
30049R209
114
24496
SH
SOLE
24496
0
0
FACEBOOK INC
CL A
30303M102
14814
86700
SH
SOLE
86700
0
0
FAIR ISAAC CORP
COM
303250104
2810
20000
SH
SOLE
20000
0
0
FANHUA INC
SPONSORED ADR
30712A103
2765
220000
SH
SOLE
220000
0
0
FEDERATED NATL HLDG CO
COM
31422T101
390
25000
SH
SOLE
25000
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
2850
150000
SH
SOLE
150000
0
0
FIFTH THIRD BANCORP
COM
316773100
828
29600
SH
SOLE
29600
0
0
FIRST CMNTY CORP S C
COM
319835104
1432
70000
SH
SOLE
70000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
180
10000
SH
SOLE
10000
0
0
FIRST INTERNET BANCORP
COM
320557101
969
30000
SH
SOLE
30000
0
0
FIRST LONG IS CORP
COM
320734106
480
15750
SH
SOLE
15750
0
0
FIRST SOLAR INC
COM
336433107
236
5000
SH
SOLE
5000
0
0
FISERV INC
COM
337738108
258
2000
SH
SOLE
2000
0
0
FIVE STAR SENIOR LIVING INC
COM
33832D106
427
275655
SH
SOLE
275655
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
532
15000
SH
SOLE
15000
0
0
FLEXSTEEL INDS INC
COM
339382103
2789
55000
SH
SOLE
55000
0
0
FLUSHING FINL CORP
COM
343873105
326
10983
SH
SOLE
10983
0
0
FRIEDMAN INDS INC
COM
358435105
89
14449
SH
SOLE
14449
0
0
GANNETT CO INC
COM
36473H104
90
10000
SH
SOLE
10000
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
691
22500
SH
SOLE
22500
0
0
GENCOR INDS INC
COM
368678108
1609
91137
SH
SOLE
91137
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
194
10300
SH
SOLE
10300
0
0
GIBRALTAR INDS INC
COM
374689107
4361
140000
SH
SOLE
140000
0
0
GLOBALSCAPE INC
COM
37940G109
105
27000
SH
SOLE
27000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5455
23000
SH
SOLE
23000
0
0
GRAND CANYON ED INC
COM
38526M106
1362
15000
SH
SOLE
15000
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
419
30000
SH
SOLE
30000
0
0
GULF ISLAND FABRICATION INC
COM
402307102
381
30000
SH
SOLE
30000
0
0
BLOCK H & R INC
COM
093671105
530
20000
SH
SOLE
20000
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
584
20000
SH
SOLE
20000
0
0
HALLIBURTON CO
COM
406216101
921
20000
SH
SOLE
20000
0
0
HANMI FINL CORP
COM NEW
410495204
2321
75000
SH
SOLE
75000
0
0
HARDINGE INC
COM
412324303
1069
70000
SH
SOLE
70000
0
0
HAWTHORN BANCSHARES INC
COM
420476103
649
31351
SH
SOLE
31351
0
0
HCA HEALTHCARE INC
COM
40412C101
5969
75000
SH
SOLE
75000
0
0
HD SUPPLY HLDGS INC
COM
40416M105
369
10000
SH
SOLE
10000
0
0
HOLLYFRONTIER CORP
COM
436106108
360
10000
SH
SOLE
10000
0
0
HONEYWELL INTL INC
COM
438516106
1417
10000
SH
SOLE
10000
0
0
HORACE MANN EDUCATORS CORP N
COM
440327104
394
10000
SH
SOLE
10000
0
0
HORMEL FOODS CORP
COM
440452100
643
20000
SH
SOLE
20000
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
87
16200
SH
SOLE
16200
0
0
HRG GROUP INC
COM
40434J100
3122
200000
SH
SOLE
200000
0
0
HUBBELL INC
COM
443510607
522
4500
SH
SOLE
4500
0
0
HUDSON GLOBAL INC
COM
443787106
22
15000
SH
SOLE
15000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
4741
339596
SH
SOLE
339596
0
0
HUTTIG BLDG PRODS INC
COM
448451104
3998
566276
SH
SOLE
566276
0
0
IES HLDGS INC
COM
44951W106
519
30000
SH
SOLE
30000
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
379
15000
SH
SOLE
15000
0
0
INDEPENDENT BANK CORP MASS
COM
453836108
2240
30000
SH
SOLE
30000
0
0
INFUSYSTEM HLDGS INC
COM
45685K102
113
55031
SH
SOLE
55031
0
0
INTERMOLECULAR INC
COM
45882D109
45
43071
SH
SOLE
43071
0
0
INVESTORS TITLE CO
COM
461804106
716
4000
SH
SOLE
4000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2241
50000
SH
SOLE
50000
0
0
ITURAN LOCATION AND CONTROL
SHS
M6158M104
215
5922
SH
SOLE
5922
0
0
JD COM INC
SPON ADR CL A
47215P106
45639
1194744
SH
SOLE
1194744
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
962
23875
SH
SOLE
23875
0
0
JONES LANG LASALLE INC
COM
48020Q107
254
2000
SH
SOLE
2000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3916
41000
SH
SOLE
41000
0
0
KELLY SVCS INC
CL A
488152208
1663
66280
SH
SOLE
66280
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
1274
96710
SH
SOLE
96710
0
0
KINDER MORGAN INC DEL
COM
49456B101
1610
84000
SH
SOLE
84000
0
0
KROGER CO
COM
501044101
602
30000
SH
SOLE
30000
0
0
LANDAUER INC
COM
51476K103
465
6906
SH
SOLE
6906
0
0
LANDSTAR SYS INC
COM
515098101
997
10000
SH
SOLE
10000
0
0
LANNET INC
COM
516012101
738
40000
SH
SOLE
40000
0
0
LEAR CORP
COM NEW
521865204
1997
11537
SH
SOLE
11537
0
0
LEE ENTERPRISES INC
COM
523768109
281
127742
SH
SOLE
127742
0
0
LENDINGCLUB CORP
COM
52603A109
305
50000
SH
SOLE
50000
0
0
LENDINGTREE INC NEW
COM
52603B107
244
1000
SH
SOLE
1000
0
0
LIBBEY INC
COM
529898108
93
10000
SH
SOLE
10000
0
0
LIBERTY GLOBAL PLC
LILAC SHS CL A
G5480U138
209
8325
SH
SOLE
8325
0
0
LINCOLN EDL SVCS CORP
COM
533535100
741
296243
SH
SOLE
296243
0
0
LKQ CORP
COM
501889208
4083
113456
SH
SOLE
113456
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
7574
194300
SH
SOLE
194300
0
0
LUXFER HLDGS PLC
SPONSORED ADR
550678106
172
14000
SH
SOLE
14000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1981
20000
SH
SOLE
20000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
755
20211
SH
SOLE
20211
0
0
MANPOWERGROUP INC
COM
56418H100
353
3000
SH
SOLE
3000
0
0
MARCHEX INC
CL B
56624R108
839
271499
SH
SOLE
271499
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1257
15000
SH
SOLE
15000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
9531
67500
SH
SOLE
67500
0
0
MBIA INC
COM
55262C100
365
42000
SH
SOLE
42000
0
0
MEDNAX INC
COM
58502B106
310
7200
SH
SOLE
7200
0
0
MICROSOFT CORP
COM
594918104
3352
45000
SH
SOLE
45000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
319
2500
SH
SOLE
2500
0
0
MIND C T I LTD
ORD
M70240102
107
40982
SH
SOLE
40982
0
0
MITCHAM INDS INC
COM
606501104
557
159592
SH
SOLE
159592
0
0
MODEL N INC
COM
607525102
227
15287
SH
SOLE
15287
0
0
MONDELEZ INTL INC
CL A
609207105
2602
64000
SH
SOLE
64000
0
0
MORGAN STANLEY
COM NEW
617446448
38536
800000
SH
SOLE
800000
0
0
MOVADO GROUP INC
COM
624580106
280
10000
SH
SOLE
10000
0
0
MSCI INC
COM
55354G100
2338
20000
SH
SOLE
20000
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
1739
135855
SH
SOLE
135855
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
515
63948
SH
SOLE
63948
0
0
NASDAQ INC
COM
631103108
776
10000
SH
SOLE
10000
0
0
NATHANS FAMOUS INC NEW
COM
632347100
518
7000
SH
SOLE
7000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
715
20000
SH
SOLE
20000
0
0
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
524
1500
SH
SOLE
1500
0
0
NCI BUILDING SYS INC
COM NEW
628852204
3547
227400
SH
SOLE
227400
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
432
4900
SH
SOLE
4900
0
0
NEWELL BRANDS INC
COM
651229106
208
4879
SH
SOLE
4879
0
0
NEWS CORP NEW
CL A
65249B109
372
28000
SH
SOLE
28000
0
0
NICHOLAS FINANCIAL INC
COM NEW
65373J209
260
30000
SH
SOLE
30000
0
0
NN INC
COM
629337106
290
10000
SH
SOLE
10000
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
224
14900
SH
SOLE
14900
0
0
NORTHERN TR CORP
COM
665859104
919
10000
SH
SOLE
10000
0
0
NUCOR CORP
COM
670346105
224
4000
SH
SOLE
4000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
771
16300
SH
SOLE
16300
0
0
OFFICE DEPOT INC
COM
676220106
386
85000
SH
SOLE
85000
0
0
OLIN CORP
COM PAR $1
680665205
2055
60000
SH
SOLE
60000
0
0
OMNICOM GROUP INC
COM
681919106
741
10000
SH
SOLE
10000
0
0
ONEOK INC NEW
COM
682680103
1092
19700
SH
SOLE
19700
0
0
OPTICAL CABLE CORP
COM NEW
683827208
70
32496
SH
SOLE
32496
0
0
OWENS RLTY MTG INC
COM
690828108
546
30000
SH
SOLE
30000
0
0
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
286
117179
SH
SOLE
117179
0
0
PAPA JOHNS INTL INC
COM
698813102
292
4000
SH
SOLE
4000
0
0
PAR TECHNOLOGY CORP
COM
698884103
738
70685
SH
SOLE
70685
0
0
PARKWAY INC
COM
70156Q107
269
11680
SH
SOLE
11680
0
0
PATTERSON UTI ENERGY INC
COM
703481101
1258
60100
SH
SOLE
60100
0
0
PAYCHEX INC
COM
704326107
600
10000
SH
SOLE
10000
0
0
PAYPAL HLDGS INC
COM
70450Y103
2561
40000
SH
SOLE
40000
0
0
PDL BIOPHARMA INC
COM
69329Y104
602
177445
SH
SOLE
177445
0
0
PENTAIR PLC
SHS
G7S00T104
408
6000
SH
SOLE
6000
0
0
PEPSICO INC
COM
713448108
26743
240000
SH
SOLE
240000
0
0
PERCEPTRON INC
COM
71361F100
732
92679
SH
SOLE
92679
0
0
PERFORMANT FINL CORP
COM
71377E105
273
150000
SH
SOLE
150000
0
0
PERION NETWORK LTD
SHS
M78673106
86
74000
SH
SOLE
74000
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
416
6500
SH
SOLE
6500
0
0
PGT INNOVATIONS INC
COM
69336V101
972
65000
SH
SOLE
65000
0
0
PHH CORP
COM NEW
693320202
1075
77166
SH
SOLE
77166
0
0
PHILIP MORRIS INTL INC
COM
718172109
666
6000
SH
SOLE
6000
0
0
PHILLIPS 66
COM
718546104
4581
50000
SH
SOLE
50000
0
0
PICO HLDGS INC
COM NEW
693366205
668
40000
SH
SOLE
40000
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
155
25000
SH
SOLE
25000
0
0
PLANET PAYMENT INC
SHS
U72603118
325
75714
SH
SOLE
75714
0
0
PNC FINL SVCS GROUP INC
COM
693475105
2022
15000
SH
SOLE
15000
0
0
PPG INDS INC
COM
693506107
2391
22000
SH
SOLE
22000
0
0
PREFORMED LINE PRODS CO
COM
740444104
318
4650
SH
SOLE
4650
0
0
PRGX GLOBAL INC
COM NEW
69357C503
2029
289800
SH
SOLE
289800
0
0
PRICESMART INC
COM
741511109
223
2500
SH
SOLE
2500
0
0
PRIMEENERGY CORP
COM
74158E104
245
5615
SH
SOLE
5615
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
3561
37980
SH
SOLE
37980
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
1447
78495
SH
SOLE
78495
0
0
PULTE GROUP INC
COM
745867101
1367
50000
SH
SOLE
50000
0
0
QUARTERHILL INC
COM
747713105
306
231810
SH
SOLE
231810
0
0
RCM TECHNOLOGIES INC
COM NEW
749360400
114
20000
SH
SOLE
20000
0
0
RADIAN GROUP INC
COM
750236101
1869
100000
SH
SOLE
100000
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
15
21000
SH
SOLE
21000
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
2798
20708
SH
SOLE
20708
0
0
ROCKWELL AUTOMATION INC
COM
773903109
535
3000
SH
SOLE
3000
0
0
ROSETTA STONE INC
COM
777780107
601
58864
SH
SOLE
58864
0
0
ROSS STORES INC
COM
778296103
304
4700
SH
SOLE
4700
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1212
20000
SH
SOLE
20000
0
0
RPM INTL INC
COM
749685103
3394
66105
SH
SOLE
66105
0
0
S&P GLOBAL INC
COM
78409V104
7816
50000
SH
SOLE
50000
0
0
SALEM MEDIA GROUP INC
CL A
794093104
132
20045
SH
SOLE
20045
0
0
SANMINA CORPORATION
COM
801056102
372
10000
SH
SOLE
10000
0
0
SANOFI
SPONSORED ADR
80105N105
2520
50606
SH
SOLE
50606
0
0
SCYNEXIS INC
COM
811292101
27
11100
SH
SOLE
11100
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
335
10100
SH
SOLE
10100
0
0
SENOMYX INC
COM
81724Q107
23
34500
SH
SOLE
34500
0
0
SERVICE CORP INTL
COM
817565104
690
20000
SH
SOLE
20000
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
935
20000
SH
SOLE
20000
0
0
SIERRA ONCOLOGY INC
COM
82640U107
39
24800
SH
SOLE
24800
0
0
SIFCO INDS INC
COM
826546103
1003
175958
SH
SOLE
175958
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
321
10000
SH
SOLE
10000
0
0
SOUTHERN MO BANCORP INC
COM
843380106
219
6000
SH
SOLE
6000
0
0
SOUTHERN NATL BANCORP OF VA
COM
843395104
404
23763
SH
SOLE
23763
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
187
30596
SH
SOLE
30596
0
0
SPAR GROUP INC
COM
784933103
962
907290
SH
SOLE
907290
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
36755
146300
SH
SOLE
146300
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
6527
20000
SH
SOLE
20000
0
0
SPIRIT AIRLS INC
COM
848577102
1336
40000
SH
SOLE
40000
0
0
SPOK HLDGS INC
COM
84863T106
307
20000
SH
SOLE
20000
0
0
SPX FLOW INC
COM
78469X107
771
20000
SH
SOLE
20000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
3753
386597
SH
SOLE
386597
0
0
STARS GROUP INC
COM
85570W100
410
20000
SH
SOLE
20000
0
0
STARTEK INC
COM
85569C107
581
49423
SH
SOLE
49423
0
0
STATE STR CORP
COM
857477103
10509
110000
SH
SOLE
110000
0
0
STEELCASE INC
CL A
858155203
231
15000
SH
SOLE
15000
0
0
STEWART INFORMATION SVCS COR
COM
860372101
3021
80000
SH
SOLE
80000
0
0
STRATUS PPTYS INC
COM NEW
863167201
4034
133131
SH
SOLE
133131
0
0
SUNTRUST BKS INC
COM
867914103
1195
20000
SH
SOLE
20000
0
0
SUPPORT COM INC
COM NEW
86858W200
51
21949
SH
SOLE
21949
0
0
SURMODICS INC
COM
868873100
310
10000
SH
SOLE
10000
0
0
SYNCHRONY FINL
COM
87165B103
346
11000
SH
SOLE
11000
0
0
TAILORED BRANDS INC
COM
87403A107
722
50000
SH
SOLE
50000
0
0
TEEKAY CORPORATION
COM
Y8564W103
268
30000
SH
SOLE
30000
0
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
1549
87000
SH
SOLE
87000
0
0
TEGNA INC
COM
87901J105
826
62100
SH
SOLE
62100
0
0
TELARIA INC
COM
879181105
220
50361
SH
SOLE
50361
0
0
TESSCO TECHNOLOGIES INC
COM
872386107
205
16429
SH
SOLE
16429
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5302
100000
SH
SOLE
100000
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
198
10352
SH
SOLE
10352
0
0
KRAFT HEINZ CO
COM
500754106
1551
20000
SH
SOLE
20000
0
0
TOLL BROTHERS INC
COM
889478103
4976
120000
SH
SOLE
120000
0
0
TOTAL SYS SVCS INC
COM
891906109
655
10000
SH
SOLE
10000
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
84
15000
SH
SOLE
15000
0
0
U S CONCRETE INC
COM NEW
90333L201
398
5211
SH
SOLE
5211
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
4301
69999
SH
SOLE
69999
0
0
UNDER ARMOUR INC
CL C
904311206
451
30000
SH
SOLE
30000
0
0
UNILEVER N V
N Y SHS NEW
904784709
1771
30000
SH
SOLE
30000
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
1294
57500
SH
SOLE
57500
0
0
UNITED CMNTY BKS BLAIRSVLE G
COM
90984P303
1427
50000
SH
SOLE
50000
0
0
UNITED CONTL HLDGS INC
COM
910047109
4262
70000
SH
SOLE
70000
0
0
UNITED RENTALS INC
COM
911363109
694
5000
SH
SOLE
5000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
290
2500
SH
SOLE
2500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
10772
55000
SH
SOLE
55000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
1109
10000
SH
SOLE
10000
0
0
UNIVERSAL TECHNICAL INST INC
COM
913915104
779
224538
SH
SOLE
224538
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
284
17000
SH
SOLE
17000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
2187
152400
SH
SOLE
152400
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX MDTERM
22542D829
450
6000
SH
SOLE
6000
0
0
VERASTEM INC
COM
92337C104
55
11580
SH
SOLE
11580
0
0
VERINT SYS INC
COM
92343X100
837
20000
SH
SOLE
20000
0
0
V F CORP
COM
918204108
2034
32000
SH
SOLE
32000
0
0
VIAD CORP
COM NEW
92552R406
2436
40000
SH
SOLE
40000
0
0
VICAL INC
COM NEW
925602203
34
13385
SH
SOLE
13385
0
0
VISA INC
COM CL A
92826C839
9998
95000
SH
SOLE
95000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
2887
153538
SH
SOLE
153538
0
0
VMWARE INC
CL A COM
928563402
1638
15000
SH
SOLE
15000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
1623
22500
SH
SOLE
22500
0
0
WAL-MART STORES INC
COM
931142103
8009
102500
SH
SOLE
102500
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1606
20800
SH
SOLE
20800
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
859
5000
SH
SOLE
5000
0
0
WELLS FARGO CO NEW
COM
949746101
1103
20000
SH
SOLE
20000
0
0
WESCO INTL INC
COM
95082P105
466
8000
SH
SOLE
8000
0
0
WESTERN UN CO
COM
959802109
1920
100000
SH
SOLE
100000
0
0
WILLDAN GROUP INC
COM
96924N100
6270
193159
SH
SOLE
193159
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
584
15000
SH
SOLE
15000
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
738
30000
SH
SOLE
30000
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
771
5000
SH
SOLE
5000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
223
10000
SH
SOLE
10000
0
0
ZIX CORP
COM
98974P100
114
21900
SH
SOLE
21900
0
0