0001062993-17-002577.txt : 20170515
0001062993-17-002577.hdr.sgml : 20170515
20170515163241
ACCESSION NUMBER: 0001062993-17-002577
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBF Capital, LLC
CENTRAL INDEX KEY: 0001134621
IRS NUMBER: 680383896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06357
FILM NUMBER: 17844789
BUSINESS ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
BUSINESS PHONE: 415-800-8212
MAIL ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
FORMER COMPANY:
FORMER CONFORMED NAME: RBF LLC
DATE OF NAME CHANGE: 20010213
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001134621
XXXXXXXX
03-31-2017
03-31-2017
RBF Capital, LLC
3047 FILLMORE ST.
SAN FRANCISCO
CA
94123
13F HOLDINGS REPORT
028-06357
N
Richard B. Fullerton
President
415-800-8212
/s/Richard B. Fullerton
San Francisco
CA
04-24-2017
0
369
730311
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
21VIANET GROUP INC
SPONSORED ADR
90138A103
423
77074
SH
SOLE
77074
0
0
A H BELO CORP
COM CL A
001282102
126
20485
SH
SOLE
20485
0
0
ABBOTT LABS
COM
002824100
444
10000
SH
SOLE
10000
0
0
ACCO BRANDS CORP
COM
00081T108
132
10000
SH
SOLE
10000
0
0
ACI WORLDWIDE INC
COM
004498101
257
12000
SH
SOLE
12000
0
0
ACUITY BRANDS INC
COM
00508Y102
204
1000
SH
SOLE
1000
0
0
ADIENT PLC
ORD SHS
G0084W101
201
2763
SH
SOLE
2763
0
0
ADVANSIX INC
COM
00773T101
238
8700
SH
SOLE
8700
0
0
AEGION CORP
COM
00770F104
209
9119
SH
SOLE
9119
0
0
AETNA INC NEW
COM
00817Y108
638
5000
SH
SOLE
5000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
264
5000
SH
SOLE
5000
0
0
AGILYSYS INC
COM
00847J105
213
22505
SH
SOLE
22505
0
0
AGROFRESH SOLUTIONS
COM
00856G109
114
26100
SH
SOLE
26100
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
555
300000
SH
SOLE
300000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7548
70000
SH
SOLE
70000
0
0
ALLERGAN PLC
SHS
G0177J108
1672
7000
SH
SOLE
7000
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
686
30000
SH
SOLE
30000
0
0
ALPHABET INC
CAP STK CL A
02079K305
2120
2500
SH
SOLE
2500
0
0
ALPHABET INC
CAP STK CL C
02079K107
8345
10060
SH
SOLE
10060
0
0
AMAYA INC
COM
02314M108
340
20000
SH
SOLE
20000
0
0
AMEC FOSTER WHEELER PLC
SPONSORED ADR
00167X205
71
10797
SH
SOLE
10797
0
0
AMERCO
COM
023586100
1067
2800
SH
SOLE
2800
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
476
10000
SH
SOLE
10000
0
0
AMERICAN EXPRESS CO
COM
025816109
1187
15000
SH
SOLE
15000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
6355
101800
SH
SOLE
101800
0
0
AMERICAN LORAIN CORP
COM
027297100
20
35039
SH
SOLE
35039
0
0
AMERICAN PUBLIC EDUCATION IN
COM
02913V103
206
9000
SH
SOLE
9000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
2431
20000
SH
SOLE
20000
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
984
70000
SH
SOLE
70000
0
0
AON PLC
SHS CL A
G0408V102
487
4100
SH
SOLE
4100
0
0
APOGEE ENTERPRISES INC
COM
037598109
298
5000
SH
SOLE
5000
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
243
10000
SH
SOLE
10000
0
0
APTEVO THERAPEUTICS INC
COM
03835L108
23
11000
SH
SOLE
11000
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
47
13629
SH
SOLE
13629
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
686
40000
SH
SOLE
40000
0
0
ARCHROCK INC
COM
03957W106
775
62494
SH
SOLE
62494
0
0
ARES CAP CORP
COM
04010L103
1595
91770
SH
SOLE
91770
0
0
ARROW ELECTRS INC
COM
042735100
1468
20000
SH
SOLE
20000
0
0
ASPEN AEROGELS INC
COM
04523Y105
171
41111
SH
SOLE
41111
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
1301
25000
SH
SOLE
25000
0
0
ASTA FDG INC
COM
046220109
3260
400000
SH
SOLE
400000
0
0
AUTODESK INC
COM
052769106
865
10000
SH
SOLE
10000
0
0
AVNET INC
COM
053807103
915
20000
SH
SOLE
20000
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
335
5000
SH
SOLE
5000
0
0
BANK AMER CORP
COM
060505104
21231
900000
SH
SOLE
900000
0
0
BANK OF MARIN BANCORP
COM
063425102
325
5046
SH
SOLE
5046
0
0
BAR HBR BANKSHARES
COM
066849100
4534
137070
SH
SOLE
137070
0
0
BASIC ENERGY SVCS INC NEW
COM NEW
06985P209
9743
292071
SH
SOLE
292071
0
0
BEASLEY BROADCAST GROUP INC
CL A
074014101
377
32469
SH
SOLE
32469
0
0
BEL FUSE INC
CL B
077347300
207
8100
SH
SOLE
8100
0
0
BENCHMARK ELECTRS INC
COM
08160H101
318
10000
SH
SOLE
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
54467
218
SH
SOLE
218
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
207
1241
SH
SOLE
1241
0
0
BERRY PLASTICS GROUP INC
COM
08579W103
2877
59229
SH
SOLE
59229
0
0
BLACK DIAMOND INC
COM
09202G101
152
27976
SH
SOLE
27976
0
0
BLACKROCK INC
COM
09247X101
2301
6000
SH
SOLE
6000
0
0
BMC STK HLDGS INC
COM
05591B109
51650
2285383
SH
SOLE
2285383
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
1085
130194
SH
SOLE
130194
0
0
BRUNSWICK CORP
COM
117043109
398
6500
SH
SOLE
6500
0
0
C D I CORP
COM
125071100
370
43222
SH
SOLE
43222
0
0
CAMBREX CORP
COM
132011107
551
10000
SH
SOLE
10000
0
0
CAMPBELL SOUP CO
COM
134429109
572
10000
SH
SOLE
10000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2167
25000
SH
SOLE
25000
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
84
23595
SH
SOLE
23595
0
0
CARDTRONICS PLC
SHS CL A
G1991C105
234
5000
SH
SOLE
5000
0
0
CAREER EDUCATION CORP
COM
141665109
348
40000
SH
SOLE
40000
0
0
CARRIAGE SVCS INC
COM
143905107
4940
182157
SH
SOLE
182157
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
2830
200000
SH
SOLE
200000
0
0
CATERPILLAR INC DEL
COM
149123101
1855
20000
SH
SOLE
20000
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
497
47293
SH
SOLE
47293
0
0
CELGENE CORP
COM
151020104
1548
12440
SH
SOLE
12440
0
0
CENTENE CORP DEL
COM
15135B101
1773
24880
SH
SOLE
24880
0
0
CENTRAL GARDEN & PET CO
COM
153527106
2927
78967
SH
SOLE
78967
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
1138
32764
SH
SOLE
32764
0
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
304
5000
SH
SOLE
5000
0
0
CENTURY CASINOS INC
COM
156492100
756
100000
SH
SOLE
100000
0
0
CENVEO INC
COM NEW
15670S402
250
49750
SH
SOLE
49750
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
2857
70000
SH
SOLE
70000
0
0
CHRISTOPHER & BANKS CORP
COM
171046105
44
30000
SH
SOLE
30000
0
0
CISCO SYS INC
COM
17275R102
507
15000
SH
SOLE
15000
0
0
CITIZENS FINL GROUP INC
COM
174610105
346
10000
SH
SOLE
10000
0
0
CNO FINL GROUP INC
COM
12621E103
6149
299969
SH
SOLE
299969
0
0
COCA COLA CO
COM
191216100
5097
120100
SH
SOLE
120100
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
861
20000
SH
SOLE
20000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
2440
41000
SH
SOLE
41000
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
1244
50140
SH
SOLE
50140
0
0
CONCURRENT COMPUTER CORP NEW
COM PAR $.01
206710402
83
17135
SH
SOLE
17135
0
0
CONOCOPHILLIPS
COM
20825C104
249
5000
SH
SOLE
5000
0
0
CONSOL ENERGY INC
COM
20854P109
1255
74800
SH
SOLE
74800
0
0
CONSUMER PORTFOLIO SVCS INC
COM
210502100
283
60000
SH
SOLE
60000
0
0
CONTINENTAL MATLS CORP
COM PAR $0.25
211615307
678
26190
SH
SOLE
26190
0
0
COUSINS PPTYS INC
COM
222795106
773
93447
SH
SOLE
93447
0
0
COVISINT CORP
COM
22357R103
92
44713
SH
SOLE
44713
0
0
COWEN GROUP INC NEW
CL A NEW
223622606
375
25108
SH
SOLE
25108
0
0
CPI CARD GROUP INC
COM
12634H101
84
20100
SH
SOLE
20100
0
0
CRAWFORD & CO
CL A
224633206
221
27089
SH
SOLE
27089
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
276
10500
SH
SOLE
10500
0
0
CROSSROADS CAP INC
COM
227656105
25
10736
SH
SOLE
10736
0
0
CSG SYS INTL INC
COM
126349109
1136
30032
SH
SOLE
30032
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
983
20000
SH
SOLE
20000
0
0
CULP INC
COM
230215105
312
10000
SH
SOLE
10000
0
0
CVS HEALTH CORP
COM
126650100
3140
40000
SH
SOLE
40000
0
0
DANA INCORPORATED
COM
235825205
2548
131934
SH
SOLE
131934
0
0
DAVITA INC
COM
23918K108
571
8400
SH
SOLE
8400
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
369
9400
SH
SOLE
9400
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
2640
41193
SH
SOLE
41193
0
0
DELUXE CORP
COM
248019101
722
10000
SH
SOLE
10000
0
0
DESWELL INDS INC
COM
250639101
59
30000
SH
SOLE
30000
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
268
60000
SH
SOLE
60000
0
0
DIODES INC
COM
254543101
250
10400
SH
SOLE
10400
0
0
DISCOVER FINL SVCS
COM
254709108
1033
15100
SH
SOLE
15100
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
183
174713
SH
SOLE
174713
0
0
DOVER MOTORSPORTS INC
COM
260174107
164
74663
SH
SOLE
74663
0
0
DST SYS INC DEL
COM
233326107
1103
9000
SH
SOLE
9000
0
0
EZCORP INC
CL A NON VTG
302301106
3241
397714
SH
SOLE
397714
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
349
10000
SH
SOLE
10000
0
0
EASTERN VA BANKSHARES INC
COM
277196101
394
37642
SH
SOLE
37642
0
0
EBAY INC
COM
278642103
1343
40000
SH
SOLE
40000
0
0
ECOLOGY & ENVIRONMENT INC
CL A
278878103
119
11894
SH
SOLE
11894
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
184
11000
SH
SOLE
11000
0
0
ENGLOBAL CORP
COM
293306106
293
158168
SH
SOLE
158168
0
0
ENTEGRIS INC
COM
29362U104
784
33522
SH
SOLE
33522
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
143
10000
SH
SOLE
10000
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
3106
500977
SH
SOLE
500977
0
0
EPLUS INC
COM
294268107
338
2500
SH
SOLE
2500
0
0
EQUIFAX INC
COM
294429105
1367
10000
SH
SOLE
10000
0
0
EV ENERGY PARTNERS LP
COM UNITS
26926V107
462
312212
SH
SOLE
312212
0
0
EVEREST RE GROUP LTD
COM
G3223R108
1169
5000
SH
SOLE
5000
0
0
EVOLVING SYS INC
COM NEW
30049R209
119
24496
SH
SOLE
24496
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1318
20000
SH
SOLE
20000
0
0
FACEBOOK INC
CL A
30303M102
12316
86700
SH
SOLE
86700
0
0
FAIR ISAAC CORP
COM
303250104
2579
20000
SH
SOLE
20000
0
0
FANHUA INC
SPONSORED ADR
30712A103
2199
254813
SH
SOLE
254813
0
0
FEDERATED NATL HLDG CO
COM
31422T101
436
25000
SH
SOLE
25000
0
0
FENIX PTS INC
COM
31446L100
135
87100
SH
SOLE
87100
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
3630
150000
SH
SOLE
150000
0
0
FIFTH THIRD BANCORP
COM
316773100
752
29600
SH
SOLE
29600
0
0
FIRST CMNTY CORP S C
COM
319835104
1540
70000
SH
SOLE
70000
0
0
FIRST LONG IS CORP
COM
320734106
426
15750
SH
SOLE
15750
0
0
FISERV INC
COM
337738108
231
2000
SH
SOLE
2000
0
0
FIVE STAR SENIOR LIVING INC
COM
33832D106
529
246076
SH
SOLE
246076
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
423
15000
SH
SOLE
15000
0
0
FLEXSTEEL INDS INC
COM
339382103
2772
55000
SH
SOLE
55000
0
0
FLUSHING FINL CORP
COM
343873105
295
10983
SH
SOLE
10983
0
0
FRIEDMAN INDS INC
COM
358435105
93
14449
SH
SOLE
14449
0
0
GANNETT CO INC
COM
36473H104
84
10000
SH
SOLE
10000
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
735
22500
SH
SOLE
22500
0
0
GENCOR INDS INC
COM
368678108
1362
91137
SH
SOLE
91137
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
185
10300
SH
SOLE
10300
0
0
GIBRALTAR INDS INC
COM
374689107
5768
140000
SH
SOLE
140000
0
0
GLOBAL SOURCES LTD
ORD
G39300101
241
29217
SH
SOLE
29217
0
0
GLOBALSCAPE INC
COM
37940G109
180
45812
SH
SOLE
45812
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5284
23000
SH
SOLE
23000
0
0
GRAND CANYON ED INC
COM
38526M106
1074
15000
SH
SOLE
15000
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
386
30000
SH
SOLE
30000
0
0
GUIDANCE SOFTWARE INC
COM
401692108
95
16019
SH
SOLE
16019
0
0
GULF ISLAND FABRICATION INC
COM
402307102
347
30000
SH
SOLE
30000
0
0
BLOCK H & R INC
COM
093671105
465
20000
SH
SOLE
20000
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
490
20000
SH
SOLE
20000
0
0
HALLIBURTON CO
COM
406216101
984
20000
SH
SOLE
20000
0
0
HANMI FINL CORP
COM NEW
410495204
2306
75000
SH
SOLE
75000
0
0
HARDINGE INC
COM
412324303
787
70000
SH
SOLE
70000
0
0
HAWTHORN BANCSHARES INC
COM
420476103
636
30146
SH
SOLE
30146
0
0
HCA HOLDINGS INC
COM
40412C101
6674
75000
SH
SOLE
75000
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
320
13500
SH
SOLE
13500
0
0
HOLLYFRONTIER CORP
COM
436106108
283
10000
SH
SOLE
10000
0
0
HOOPER HOLMES INC
COM NEW
439104209
18
21650
SH
SOLE
21650
0
0
HORACE MANN EDUCATORS CORP N
COM
440327104
411
10000
SH
SOLE
10000
0
0
HORMEL FOODS CORP
COM
440452100
693
20000
SH
SOLE
20000
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
88
13100
SH
SOLE
13100
0
0
HRG GROUP INC
COM
40434J100
3864
200000
SH
SOLE
200000
0
0
HUBBELL INC
COM
443510607
540
4500
SH
SOLE
4500
0
0
HUDSON GLOBAL INC
COM
443787106
19
15000
SH
SOLE
15000
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
4547
339596
SH
SOLE
339596
0
0
HUTTIG BLDG PRODS INC
COM
448451104
4609
566276
SH
SOLE
566276
0
0
IES HLDGS INC
COM
44951W106
543
30000
SH
SOLE
30000
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
279
15000
SH
SOLE
15000
0
0
INDEPENDENT BANK CORP MASS
COM
453836108
1950
30000
SH
SOLE
30000
0
0
INFUSYSTEM HLDGS INC
COM
45685K102
127
55031
SH
SOLE
55031
0
0
INTERMOLECULAR INC
COM
45882D109
40
43071
SH
SOLE
43071
0
0
INVESTORS TITLE CO
COM
461804106
633
4000
SH
SOLE
4000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1182
30000
SH
SOLE
30000
0
0
JD COM INC
SPON ADR CL A
47215P106
37168
1194744
SH
SOLE
1194744
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
1006
23875
SH
SOLE
23875
0
0
JONES LANG LASALLE INC
COM
48020Q107
223
2000
SH
SOLE
2000
0
0
JPMORGAN CHASE & CO
COM
46625H100
3601
41000
SH
SOLE
41000
0
0
KELLY SVCS INC
CL A
488152208
1449
66280
SH
SOLE
66280
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
2081
89607
SH
SOLE
89607
0
0
KINDER MORGAN INC DEL
COM
49456B101
2500
115000
SH
SOLE
115000
0
0
KROGER CO
COM
501044101
885
30000
SH
SOLE
30000
0
0
LANDAUER INC
COM
51476K103
337
6906
SH
SOLE
6906
0
0
LANDSTAR SYS INC
COM
515098101
857
10000
SH
SOLE
10000
0
0
LANNET INC
COM
516012101
894
40000
SH
SOLE
40000
0
0
LEAR CORP
COM NEW
521865204
1633
11537
SH
SOLE
11537
0
0
LENDINGCLUB CORP
COM
52603A109
275
50000
SH
SOLE
50000
0
0
LIBBEY INC
COM
529898108
146
10000
SH
SOLE
10000
0
0
LINCOLN EDL SVCS CORP
COM
533535100
832
296243
SH
SOLE
296243
0
0
LKQ CORP
COM
501889208
3321
113456
SH
SOLE
113456
0
0
LSI INDS INC
COM
50216C108
446
44231
SH
SOLE
44231
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
1891
90100
SH
SOLE
90100
0
0
LUXFER HLDGS PLC
SPONSORED ADR
550678106
170
14000
SH
SOLE
14000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
1824
20000
SH
SOLE
20000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
891
20000
SH
SOLE
20000
0
0
MANPOWERGROUP INC
COM
56418H100
308
3000
SH
SOLE
3000
0
0
MARCHEX INC
CL B
56624R108
412
151499
SH
SOLE
151499
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1108
15000
SH
SOLE
15000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
7592
67500
SH
SOLE
67500
0
0
MBIA INC
COM
55262C100
932
110000
SH
SOLE
110000
0
0
MDC PARTNERS INC
CL A SUB VTG
552697104
141
15000
SH
SOLE
15000
0
0
MEDNAX INC
COM
58502B106
500
7200
SH
SOLE
7200
0
0
MICROSOFT CORP
COM
594918104
988
15000
SH
SOLE
15000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
470
2500
SH
SOLE
2500
0
0
MIND C T I LTD
ORD
M70240102
100
40982
SH
SOLE
40982
0
0
MITCHAM INDS INC
COM
606501104
782
159592
SH
SOLE
159592
0
0
MODEL N INC
COM
607525102
160
15287
SH
SOLE
15287
0
0
MONDELEZ INTL INC
CL A
609207105
2757
64000
SH
SOLE
64000
0
0
MORGAN STANLEY
COM NEW
617446448
34808
812500
SH
SOLE
812500
0
0
MOVADO GROUP INC
COM
624580106
250
10000
SH
SOLE
10000
0
0
MSCI INC
COM
55354G100
1944
20000
SH
SOLE
20000
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
1606
135855
SH
SOLE
135855
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
3934
301000
SH
SOLE
301000
0
0
NASDAQ INC
COM
631103108
695
10000
SH
SOLE
10000
0
0
NATHANS FAMOUS INC NEW
COM
632347100
439
7000
SH
SOLE
7000
0
0
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
456
1500
SH
SOLE
1500
0
0
NCI BUILDING SYS INC
COM NEW
628852204
4288
250000
SH
SOLE
250000
0
0
NCR CORP NEW
COM
62886E108
297
6500
SH
SOLE
6500
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
296
4900
SH
SOLE
4900
0
0
NEWELL BRANDS INC
COM
651229106
230
4879
SH
SOLE
4879
0
0
NEWS CORP NEW
CL A
65249B109
364
28000
SH
SOLE
28000
0
0
NICHOLAS FINANCIAL INC
COM NEW
65373J209
319
30000
SH
SOLE
30000
0
0
NIKE INC
CL B
654106103
1672
30000
SH
SOLE
30000
0
0
NN INC
COM
629337106
252
10000
SH
SOLE
10000
0
0
NOMAD HLDGS LTD
USD ORD SHS
G6564A105
171
14900
SH
SOLE
14900
0
0
NORTHERN TR CORP
COM
665859104
866
10000
SH
SOLE
10000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
738
16300
SH
SOLE
16300
0
0
OFFICE DEPOT INC
COM
676220106
520
111500
SH
SOLE
111500
0
0
OLIN CORP
COM PAR $1
680665205
1972
60000
SH
SOLE
60000
0
0
OMNICOM GROUP INC
COM
681919106
862
10000
SH
SOLE
10000
0
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
1080
20000
SH
SOLE
20000
0
0
OPTICAL CABLE CORP
COM NEW
683827208
101
32496
SH
SOLE
32496
0
0
OWENS RLTY MTG INC
COM
690828108
534
30000
SH
SOLE
30000
0
0
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
400
117179
SH
SOLE
117179
0
0
PAPA JOHNS INTL INC
COM
698813102
320
4000
SH
SOLE
4000
0
0
PAR TECHNOLOGY CORP
COM
698884103
686
95717
SH
SOLE
95717
0
0
PARKER DRILLING CO
COM
701081101
525
300264
SH
SOLE
300264
0
0
PARKWAY INC
COM
70156Q107
232
11680
SH
SOLE
11680
0
0
PATTERSON UTI ENERGY INC
COM
703481101
1459
60100
SH
SOLE
60100
0
0
PAYPAL HLDGS INC
COM
70450Y103
1721
40000
SH
SOLE
40000
0
0
PDL BIOPHARMA INC
COM
69329Y104
403
177445
SH
SOLE
177445
0
0
PENTAIR PLC
SHS
G7S00T104
377
6000
SH
SOLE
6000
0
0
PEPSICO INC
COM
713448108
26846
240000
SH
SOLE
240000
0
0
PERCEPTRON INC
COM
71361F100
773
92679
SH
SOLE
92679
0
0
PERFORMANT FINL CORP
COM
71377E105
440
150000
SH
SOLE
150000
0
0
PERION NETWORK LTD
SHS
M78673106
132
74000
SH
SOLE
74000
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
476
6500
SH
SOLE
6500
0
0
PGT INNOVATIONS INC
COM
69336V101
699
65000
SH
SOLE
65000
0
0
PHH CORP
COM NEW
693320202
600
47166
SH
SOLE
47166
0
0
PHILIP MORRIS INTL INC
COM
718172109
677
6000
SH
SOLE
6000
0
0
PHILLIPS 66
COM
718546104
3961
50000
SH
SOLE
50000
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
65
25000
SH
SOLE
25000
0
0
PLANET PAYMENT INC
SHS
U72603118
301
75714
SH
SOLE
75714
0
0
PNC FINL SVCS GROUP INC
COM
693475105
1804
15000
SH
SOLE
15000
0
0
PPG INDS INC
COM
693506107
2312
22000
SH
SOLE
22000
0
0
PRGX GLOBAL INC
COM NEW
69357C503
1472
230000
SH
SOLE
230000
0
0
PRICESMART INC
COM
741511109
231
2500
SH
SOLE
2500
0
0
PRIMEENERGY CORP
COM
74158E104
278
5615
SH
SOLE
5615
0
0
PROSHARES TR II
SHT VIX ST TRM
74347W627
2823
20000
SH
SOLE
20000
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
1574
78495
SH
SOLE
78495
0
0
PULTE GROUP INC
COM
745867101
1178
50000
SH
SOLE
50000
0
0
RCM TECHNOLOGIES INC
COM NEW
749360400
95
20000
SH
SOLE
20000
0
0
RADIAN GROUP INC
COM
750236101
1796
100000
SH
SOLE
100000
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
67
21000
SH
SOLE
21000
0
0
REAL IND INC
COM
75601W104
49
17128
SH
SOLE
17128
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
2995
20708
SH
SOLE
20708
0
0
RENTECH INC
COM NEW
760112201
26
51824
SH
SOLE
51824
0
0
ROCKWELL AUTOMATION INC
COM
773903109
467
3000
SH
SOLE
3000
0
0
ROSETTA STONE INC
COM
777780107
574
58864
SH
SOLE
58864
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1055
20000
SH
SOLE
20000
0
0
RPM INTL INC
COM
749685103
2201
40000
SH
SOLE
40000
0
0
S&P GLOBAL INC
COM
78409V104
6537
50000
SH
SOLE
50000
0
0
SAFE BULKERS INC
COM
Y7388L103
48
22000
SH
SOLE
22000
0
0
SALEM MEDIA GROUP INC
CL A
794093104
149
20045
SH
SOLE
20045
0
0
SANMINA CORPORATION
COM
801056102
406
10000
SH
SOLE
10000
0
0
SANOFI
SPONSORED ADR
80105N105
2290
50606
SH
SOLE
50606
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
101
22800
SH
SOLE
22800
0
0
SCYNEXIS INC
COM
811292101
31
11100
SH
SOLE
11100
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
923
20100
SH
SOLE
20100
0
0
SENOMYX INC
COM
81724Q107
34
34500
SH
SOLE
34500
0
0
SERVICE CORP INTL
COM
817565104
618
20000
SH
SOLE
20000
0
0
SIERRA ONCOLOGY INC
COM
82640U107
38
24800
SH
SOLE
24800
0
0
SIFCO INDS INC
COM
826546103
1348
166419
SH
SOLE
166419
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
405
10000
SH
SOLE
10000
0
0
SNAP INC
CL A
83304A106
1014
45000
SH
SOLE
45000
0
0
SOUTHERN MO BANCORP INC
COM
843380106
213
6000
SH
SOLE
6000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
250
30596
SH
SOLE
30596
0
0
SPAR GROUP INC
COM
784933103
925
907290
SH
SOLE
907290
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
34489
146300
SH
SOLE
146300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9430
40000
SH
Put
SOLE
40000
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
6248
20000
SH
SOLE
20000
0
0
SPOK HLDGS INC
COM
84863T106
380
20000
SH
SOLE
20000
0
0
SPX FLOW INC
COM
78469X107
694
20000
SH
SOLE
20000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
4277
360027
SH
SOLE
360027
0
0
STARTEK INC
COM
85569C107
429
49423
SH
SOLE
49423
0
0
STATE STR CORP
COM
857477103
8757
110000
SH
SOLE
110000
0
0
STEELCASE INC
CL A
858155203
251
15000
SH
SOLE
15000
0
0
STEWART INFORMATION SVCS COR
COM
860372101
3534
80000
SH
SOLE
80000
0
0
STRATUS PPTYS INC
COM NEW
863167201
3648
133131
SH
SOLE
133131
0
0
SUNTRUST BKS INC
COM
867914103
1106
20000
SH
SOLE
20000
0
0
SUPPORT COM INC
COM NEW
86858W200
48
21949
SH
SOLE
21949
0
0
SURMODICS INC
COM
868873100
241
10000
SH
SOLE
10000
0
0
TEAM INC
COM
878155100
474
17537
SH
SOLE
17537
0
0
TEEKAY CORPORATION
COM
Y8564W103
275
30000
SH
SOLE
30000
0
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
1527
87000
SH
SOLE
87000
0
0
TEGNA INC
COM
87901J105
1281
50000
SH
SOLE
50000
0
0
TEMPUR SEALY INTL INC
COM
88023U101
465
10000
SH
SOLE
10000
0
0
TESORO CORP
COM
881609101
4864
60000
SH
SOLE
60000
0
0
TESSCO TECHNOLOGIES INC
COM
872386107
181
11523
SH
SOLE
11523
0
0
BANK NEW YORK MELLON CORP
COM
064058100
4723
100000
SH
SOLE
100000
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
243
10352
SH
SOLE
10352
0
0
KRAFT HEINZ CO
COM
500754106
1816
20000
SH
SOLE
20000
0
0
TOLL BROTHERS INC
COM
889478103
4333
120000
SH
SOLE
120000
0
0
TOTAL SYS SVCS INC
COM
891906109
535
10000
SH
SOLE
10000
0
0
TOWNSQUARE MEDIA INC
CL A
892231101
132
10867
SH
SOLE
10867
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
149
12000
SH
SOLE
12000
0
0
TREMOR VIDEO INC
COM
89484Q100
101
50361
SH
SOLE
50361
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
89
15000
SH
SOLE
15000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
648
20000
SH
SOLE
20000
0
0
U S CONCRETE INC
COM NEW
90333L201
336
5211
SH
SOLE
5211
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
4571
69999
SH
SOLE
69999
0
0
UNILEVER N V
N Y SHS NEW
904784709
1490
30000
SH
SOLE
30000
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
1197
57500
SH
SOLE
57500
0
0
UNITED CONTL HLDGS INC
COM
910047109
4945
70000
SH
SOLE
70000
0
0
UNITED RENTALS INC
COM
911363109
625
5000
SH
SOLE
5000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
281
2500
SH
SOLE
2500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9021
55000
SH
SOLE
55000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
1245
10000
SH
SOLE
10000
0
0
UNIVERSAL TECHNICAL INST INC
COM
913915104
775
224538
SH
SOLE
224538
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
287
17000
SH
SOLE
17000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
889
80554
SH
SOLE
80554
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
1231
111600
SH
Call
SOLE
111600
0
0
VALSPAR CORP
COM
920355104
1664
15000
SH
SOLE
15000
0
0
VCA INC
COM
918194101
201
2200
SH
SOLE
2200
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX MDTERM
22542D829
366
6000
SH
SOLE
6000
0
0
VERASTEM INC
COM
92337C104
72
35000
SH
SOLE
35000
0
0
VERINT SYS INC
COM
92343X100
868
20000
SH
SOLE
20000
0
0
VERSAR INC
COM
925297103
30
18049
SH
SOLE
18049
0
0
V F CORP
COM
918204108
1759
32000
SH
SOLE
32000
0
0
VIAD CORP
COM NEW
92552R406
1808
40000
SH
SOLE
40000
0
0
VICAL INC
COM NEW
925602203
30
13385
SH
SOLE
13385
0
0
VISA INC
COM CL A
92826C839
8443
95000
SH
SOLE
95000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
2526
153538
SH
SOLE
153538
0
0
VMWARE INC
CL A COM
928563402
2304
25000
SH
SOLE
25000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
1568
22500
SH
SOLE
22500
0
0
WAL-MART STORES INC
COM
931142103
1442
20000
SH
SOLE
20000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1727
20800
SH
SOLE
20800
0
0
DISNEY WALT CO
COM DISNEY
254687106
227
2000
SH
SOLE
2000
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
701
5000
SH
SOLE
5000
0
0
WELLS FARGO & CO NEW
COM
949746101
1113
20000
SH
SOLE
20000
0
0
WESCO INTL INC
COM
95082P105
556
8000
SH
SOLE
8000
0
0
WI-LAN INC
COM
928972108
424
231810
SH
SOLE
231810
0
0
WILLDAN GROUP INC
COM
96924N100
6231
193159
SH
SOLE
193159
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
612
15000
SH
SOLE
15000
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
671
30000
SH
SOLE
30000
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
654
5000
SH
SOLE
5000
0
0
XEROX CORP
COM
984121103
73
10000
SH
SOLE
10000
0
0
YAHOO INC
COM
984332106
2153
46400
SH
SOLE
46400
0
0
YELP INC
CL A
985817105
819
25000
SH
SOLE
25000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
243
10000
SH
SOLE
10000
0
0
ZIX CORP
COM
98974P100
226
47000
SH
SOLE
47000
0
0