0001062993-17-002577.txt : 20170515 0001062993-17-002577.hdr.sgml : 20170515 20170515163241 ACCESSION NUMBER: 0001062993-17-002577 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBF Capital, LLC CENTRAL INDEX KEY: 0001134621 IRS NUMBER: 680383896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06357 FILM NUMBER: 17844789 BUSINESS ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 415-800-8212 MAIL ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 FORMER COMPANY: FORMER CONFORMED NAME: RBF LLC DATE OF NAME CHANGE: 20010213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134621 XXXXXXXX 03-31-2017 03-31-2017 RBF Capital, LLC
3047 FILLMORE ST. SAN FRANCISCO CA 94123
13F HOLDINGS REPORT 028-06357 N
Richard B. Fullerton President 415-800-8212 /s/Richard B. Fullerton San Francisco CA 04-24-2017 0 369 730311 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 21VIANET GROUP INC SPONSORED ADR 90138A103 423 77074 SH SOLE 77074 0 0 A H BELO CORP COM CL A 001282102 126 20485 SH SOLE 20485 0 0 ABBOTT LABS COM 002824100 444 10000 SH SOLE 10000 0 0 ACCO BRANDS CORP COM 00081T108 132 10000 SH SOLE 10000 0 0 ACI WORLDWIDE INC COM 004498101 257 12000 SH SOLE 12000 0 0 ACUITY BRANDS INC COM 00508Y102 204 1000 SH SOLE 1000 0 0 ADIENT PLC ORD SHS G0084W101 201 2763 SH SOLE 2763 0 0 ADVANSIX INC COM 00773T101 238 8700 SH SOLE 8700 0 0 AEGION CORP COM 00770F104 209 9119 SH SOLE 9119 0 0 AETNA INC NEW COM 00817Y108 638 5000 SH SOLE 5000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 264 5000 SH SOLE 5000 0 0 AGILYSYS INC COM 00847J105 213 22505 SH SOLE 22505 0 0 AGROFRESH SOLUTIONS COM 00856G109 114 26100 SH SOLE 26100 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 555 300000 SH SOLE 300000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7548 70000 SH SOLE 70000 0 0 ALLERGAN PLC SHS G0177J108 1672 7000 SH SOLE 7000 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 686 30000 SH SOLE 30000 0 0 ALPHABET INC CAP STK CL A 02079K305 2120 2500 SH SOLE 2500 0 0 ALPHABET INC CAP STK CL C 02079K107 8345 10060 SH SOLE 10060 0 0 AMAYA INC COM 02314M108 340 20000 SH SOLE 20000 0 0 AMEC FOSTER WHEELER PLC SPONSORED ADR 00167X205 71 10797 SH SOLE 10797 0 0 AMERCO COM 023586100 1067 2800 SH SOLE 2800 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 476 10000 SH SOLE 10000 0 0 AMERICAN EXPRESS CO COM 025816109 1187 15000 SH SOLE 15000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 6355 101800 SH SOLE 101800 0 0 AMERICAN LORAIN CORP COM 027297100 20 35039 SH SOLE 35039 0 0 AMERICAN PUBLIC EDUCATION IN COM 02913V103 206 9000 SH SOLE 9000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2431 20000 SH SOLE 20000 0 0 AMPCO-PITTSBURGH CORP COM 032037103 984 70000 SH SOLE 70000 0 0 AON PLC SHS CL A G0408V102 487 4100 SH SOLE 4100 0 0 APOGEE ENTERPRISES INC COM 037598109 298 5000 SH SOLE 5000 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137070 0 0 BASIC ENERGY SVCS INC NEW COM NEW 06985P209 9743 292071 SH SOLE 292071 0 0 BEASLEY BROADCAST GROUP INC CL A 074014101 377 32469 SH SOLE 32469 0 0 BEL FUSE INC CL B 077347300 207 8100 SH SOLE 8100 0 0 BENCHMARK ELECTRS INC COM 08160H101 318 10000 SH SOLE 10000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 54467 218 SH SOLE 218 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 207 1241 SH SOLE 1241 0 0 BERRY PLASTICS GROUP INC COM 08579W103 2877 59229 SH SOLE 59229 0 0 BLACK DIAMOND INC COM 09202G101 152 27976 SH SOLE 27976 0 0 BLACKROCK INC COM 09247X101 2301 6000 SH SOLE 6000 0 0 BMC STK HLDGS INC COM 05591B109 51650 2285383 SH SOLE 2285383 0 0 BROADWIND ENERGY INC COM NEW 11161T207 1085 130194 SH SOLE 130194 0 0 BRUNSWICK CORP COM 117043109 398 6500 SH SOLE 6500 0 0 C D I CORP COM 125071100 370 43222 SH SOLE 43222 0 0 CAMBREX CORP COM 132011107 551 10000 SH SOLE 10000 0 0 CAMPBELL SOUP CO COM 134429109 572 10000 SH SOLE 10000 0 0 CAPITAL ONE FINL CORP COM 14040H105 2167 25000 SH SOLE 25000 0 0 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 84 23595 SH SOLE 23595 0 0 CARDTRONICS PLC SHS CL A G1991C105 234 5000 SH SOLE 5000 0 0 CAREER EDUCATION CORP COM 141665109 348 40000 SH SOLE 40000 0 0 CARRIAGE SVCS INC COM 143905107 4940 182157 SH SOLE 182157 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 2830 200000 SH SOLE 200000 0 0 CATERPILLAR INC DEL COM 149123101 1855 20000 SH SOLE 20000 0 0 CECO ENVIRONMENTAL CORP COM 125141101 497 47293 SH SOLE 47293 0 0 CELGENE CORP COM 151020104 1548 12440 SH SOLE 12440 0 0 CENTENE CORP DEL COM 15135B101 1773 24880 SH SOLE 24880 0 0 CENTRAL GARDEN & PET CO COM 153527106 2927 78967 SH SOLE 78967 0 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 1138 32764 SH SOLE 32764 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 304 5000 SH SOLE 5000 0 0 CENTURY CASINOS INC COM 156492100 756 100000 SH SOLE 100000 0 0 CENVEO INC COM NEW 15670S402 250 49750 SH SOLE 49750 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2857 70000 SH SOLE 70000 0 0 CHRISTOPHER & BANKS CORP COM 171046105 44 30000 SH SOLE 30000 0 0 CISCO SYS INC COM 17275R102 507 15000 SH SOLE 15000 0 0 CITIZENS FINL GROUP INC COM 174610105 346 10000 SH SOLE 10000 0 0 CNO FINL GROUP INC COM 12621E103 6149 299969 SH SOLE 299969 0 0 COCA COLA CO COM 191216100 5097 120100 SH SOLE 120100 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 861 20000 SH SOLE 20000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2440 41000 SH SOLE 41000 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 1244 50140 SH SOLE 50140 0 0 CONCURRENT COMPUTER CORP NEW COM PAR $.01 206710402 83 17135 SH SOLE 17135 0 0 CONOCOPHILLIPS COM 20825C104 249 5000 SH SOLE 5000 0 0 CONSOL ENERGY INC COM 20854P109 1255 74800 SH SOLE 74800 0 0 CONSUMER PORTFOLIO SVCS INC COM 210502100 283 60000 SH SOLE 60000 0 0 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 678 26190 SH SOLE 26190 0 0 COUSINS PPTYS INC COM 222795106 773 93447 SH SOLE 93447 0 0 COVISINT CORP COM 22357R103 92 44713 SH SOLE 44713 0 0 COWEN GROUP INC NEW CL A NEW 223622606 375 25108 SH SOLE 25108 0 0 CPI CARD GROUP INC COM 12634H101 84 20100 SH SOLE 20100 0 0 CRAWFORD & CO CL A 224633206 221 27089 SH SOLE 27089 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 276 10500 SH SOLE 10500 0 0 CROSSROADS CAP INC COM 227656105 25 10736 SH SOLE 10736 0 0 CSG SYS INTL INC COM 126349109 1136 30032 SH SOLE 30032 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 983 20000 SH SOLE 20000 0 0 CULP INC COM 230215105 312 10000 SH SOLE 10000 0 0 CVS HEALTH CORP COM 126650100 3140 40000 SH SOLE 40000 0 0 DANA INCORPORATED COM 235825205 2548 131934 SH SOLE 131934 0 0 DAVITA INC COM 23918K108 571 8400 SH SOLE 8400 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 369 9400 SH SOLE 9400 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 2640 41193 SH SOLE 41193 0 0 DELUXE CORP COM 248019101 722 10000 SH SOLE 10000 0 0 DESWELL INDS INC COM 250639101 59 30000 SH SOLE 30000 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 268 60000 SH SOLE 60000 0 0 DIODES INC COM 254543101 250 10400 SH SOLE 10400 0 0 DISCOVER FINL SVCS COM 254709108 1033 15100 SH SOLE 15100 0 0 DOVER DOWNS GAMING & ENTMT I COM 260095104 183 174713 SH SOLE 174713 0 0 DOVER MOTORSPORTS INC COM 260174107 164 74663 SH SOLE 74663 0 0 DST SYS INC DEL COM 233326107 1103 9000 SH SOLE 9000 0 0 EZCORP INC CL A NON VTG 302301106 3241 397714 SH SOLE 397714 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 349 10000 SH SOLE 10000 0 0 EASTERN VA BANKSHARES INC COM 277196101 394 37642 SH SOLE 37642 0 0 EBAY INC COM 278642103 1343 40000 SH SOLE 40000 0 0 ECOLOGY & ENVIRONMENT INC CL A 278878103 119 11894 SH SOLE 11894 0 0 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 184 11000 SH SOLE 11000 0 0 ENGLOBAL CORP COM 293306106 293 158168 SH SOLE 158168 0 0 ENTEGRIS INC COM 29362U104 784 33522 SH SOLE 33522 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 143 10000 SH SOLE 10000 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 3106 500977 SH SOLE 500977 0 0 EPLUS INC COM 294268107 338 2500 SH SOLE 2500 0 0 EQUIFAX INC COM 294429105 1367 10000 SH SOLE 10000 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 462 312212 SH SOLE 312212 0 0 EVEREST RE GROUP LTD COM G3223R108 1169 5000 SH SOLE 5000 0 0 EVOLVING SYS INC COM NEW 30049R209 119 24496 SH SOLE 24496 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1318 20000 SH SOLE 20000 0 0 FACEBOOK INC CL A 30303M102 12316 86700 SH SOLE 86700 0 0 FAIR ISAAC CORP COM 303250104 2579 20000 SH SOLE 20000 0 0 FANHUA INC SPONSORED ADR 30712A103 2199 254813 SH SOLE 254813 0 0 FEDERATED NATL HLDG CO COM 31422T101 436 25000 SH SOLE 25000 0 0 FENIX PTS INC COM 31446L100 135 87100 SH SOLE 87100 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 3630 150000 SH SOLE 150000 0 0 FIFTH THIRD BANCORP COM 316773100 752 29600 SH SOLE 29600 0 0 FIRST CMNTY CORP S C COM 319835104 1540 70000 SH SOLE 70000 0 0 FIRST LONG IS CORP COM 320734106 426 15750 SH SOLE 15750 0 0 FISERV INC COM 337738108 231 2000 SH SOLE 2000 0 0 FIVE STAR SENIOR LIVING INC COM 33832D106 529 246076 SH SOLE 246076 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 423 15000 SH SOLE 15000 0 0 FLEXSTEEL INDS INC COM 339382103 2772 55000 SH SOLE 55000 0 0 FLUSHING FINL CORP COM 343873105 295 10983 SH SOLE 10983 0 0 FRIEDMAN INDS INC COM 358435105 93 14449 SH SOLE 14449 0 0 GANNETT CO INC COM 36473H104 84 10000 SH SOLE 10000 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 735 22500 SH SOLE 22500 0 0 GENCOR INDS INC COM 368678108 1362 91137 SH SOLE 91137 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 185 10300 SH SOLE 10300 0 0 GIBRALTAR INDS INC COM 374689107 5768 140000 SH SOLE 140000 0 0 GLOBAL SOURCES LTD ORD G39300101 241 29217 SH SOLE 29217 0 0 GLOBALSCAPE INC COM 37940G109 180 45812 SH SOLE 45812 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 5284 23000 SH SOLE 23000 0 0 GRAND CANYON ED INC COM 38526M106 1074 15000 SH SOLE 15000 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 386 30000 SH SOLE 30000 0 0 GUIDANCE SOFTWARE INC COM 401692108 95 16019 SH SOLE 16019 0 0 GULF ISLAND FABRICATION INC COM 402307102 347 30000 SH SOLE 30000 0 0 BLOCK H & R INC COM 093671105 465 20000 SH SOLE 20000 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 490 20000 SH SOLE 20000 0 0 HALLIBURTON CO COM 406216101 984 20000 SH SOLE 20000 0 0 HANMI FINL CORP COM NEW 410495204 2306 75000 SH SOLE 75000 0 0 HARDINGE INC COM 412324303 787 70000 SH SOLE 70000 0 0 HAWTHORN BANCSHARES INC COM 420476103 636 30146 SH SOLE 30146 0 0 HCA HOLDINGS INC COM 40412C101 6674 75000 SH SOLE 75000 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 320 13500 SH SOLE 13500 0 0 HOLLYFRONTIER CORP COM 436106108 283 10000 SH SOLE 10000 0 0 HOOPER HOLMES INC COM NEW 439104209 18 21650 SH SOLE 21650 0 0 HORACE MANN EDUCATORS CORP N COM 440327104 411 10000 SH SOLE 10000 0 0 HORMEL FOODS CORP COM 440452100 693 20000 SH SOLE 20000 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 88 13100 SH SOLE 13100 0 0 HRG GROUP INC COM 40434J100 3864 200000 SH SOLE 200000 0 0 HUBBELL INC COM 443510607 540 4500 SH SOLE 4500 0 0 HUDSON GLOBAL INC COM 443787106 19 15000 SH SOLE 15000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4547 339596 SH SOLE 339596 0 0 HUTTIG BLDG PRODS INC COM 448451104 4609 566276 SH SOLE 566276 0 0 IES HLDGS INC COM 44951W106 543 30000 SH SOLE 30000 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 279 15000 SH SOLE 15000 0 0 INDEPENDENT BANK CORP MASS COM 453836108 1950 30000 SH SOLE 30000 0 0 INFUSYSTEM HLDGS INC COM 45685K102 127 55031 SH SOLE 55031 0 0 INTERMOLECULAR INC COM 45882D109 40 43071 SH SOLE 43071 0 0 INVESTORS TITLE CO COM 461804106 633 4000 SH SOLE 4000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1182 30000 SH SOLE 30000 0 0 JD COM INC SPON ADR CL A 47215P106 37168 1194744 SH SOLE 1194744 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1006 23875 SH SOLE 23875 0 0 JONES LANG LASALLE INC COM 48020Q107 223 2000 SH SOLE 2000 0 0 JPMORGAN CHASE & CO COM 46625H100 3601 41000 SH SOLE 41000 0 0 KELLY SVCS INC CL A 488152208 1449 66280 SH SOLE 66280 0 0 KEY ENERGY SVCS INC DEL COM 49309J103 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BANK NEW YORK MELLON CORP COM 064058100 4723 100000 SH SOLE 100000 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 243 10352 SH SOLE 10352 0 0 KRAFT HEINZ CO COM 500754106 1816 20000 SH SOLE 20000 0 0 TOLL BROTHERS INC COM 889478103 4333 120000 SH SOLE 120000 0 0 TOTAL SYS SVCS INC COM 891906109 535 10000 SH SOLE 10000 0 0 TOWNSQUARE MEDIA INC CL A 892231101 132 10867 SH SOLE 10867 0 0 TRANSOCEAN LTD REG SHS H8817H100 149 12000 SH SOLE 12000 0 0 TREMOR VIDEO INC COM 89484Q100 101 50361 SH SOLE 50361 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 89 15000 SH SOLE 15000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 648 20000 SH SOLE 20000 0 0 U S CONCRETE INC COM NEW 90333L201 336 5211 SH SOLE 5211 0 0 U S PHYSICAL THERAPY INC COM 90337L108 4571 69999 SH SOLE 69999 0 0 UNILEVER N V N Y SHS NEW 904784709 1490 30000 SH SOLE 30000 0 0 UNITED BANCSHARES INC OHIO COM 909458101 1197 57500 SH SOLE 57500 0 0 UNITED CONTL HLDGS INC COM 910047109 4945 70000 SH SOLE 70000 0 0 UNITED RENTALS INC COM 911363109 625 5000 SH SOLE 5000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 281 2500 SH SOLE 2500 0 0 UNITEDHEALTH GROUP INC COM 91324P102 9021 55000 SH SOLE 55000 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1245 10000 SH SOLE 10000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 775 224538 SH SOLE 224538 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 287 17000 SH SOLE 17000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 889 80554 SH SOLE 80554 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1231 111600 SH Call SOLE 111600 0 0 VALSPAR CORP COM 920355104 1664 15000 SH SOLE 15000 0 0 VCA INC COM 918194101 201 2200 SH SOLE 2200 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 366 6000 SH SOLE 6000 0 0 VERASTEM INC COM 92337C104 72 35000 SH SOLE 35000 0 0 VERINT SYS INC COM 92343X100 868 20000 SH SOLE 20000 0 0 VERSAR INC COM 925297103 30 18049 SH SOLE 18049 0 0 V F CORP COM 918204108 1759 32000 SH SOLE 32000 0 0 VIAD CORP COM NEW 92552R406 1808 40000 SH SOLE 40000 0 0 VICAL INC COM NEW 925602203 30 13385 SH SOLE 13385 0 0 VISA INC COM CL A 92826C839 8443 95000 SH SOLE 95000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 2526 153538 SH SOLE 153538 0 0 VMWARE INC CL A COM 928563402 2304 25000 SH SOLE 25000 0 0 GRACE W R & CO DEL NEW COM 38388F108 1568 22500 SH SOLE 22500 0 0 WAL-MART STORES INC COM 931142103 1442 20000 SH SOLE 20000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1727 20800 SH SOLE 20800 0 0 DISNEY WALT CO COM DISNEY 254687106 227 2000 SH SOLE 2000 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 701 5000 SH SOLE 5000 0 0 WELLS FARGO & CO NEW COM 949746101 1113 20000 SH SOLE 20000 0 0 WESCO INTL INC COM 95082P105 556 8000 SH SOLE 8000 0 0 WI-LAN INC COM 928972108 424 231810 SH SOLE 231810 0 0 WILLDAN GROUP INC COM 96924N100 6231 193159 SH SOLE 193159 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 612 15000 SH SOLE 15000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 671 30000 SH SOLE 30000 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 654 5000 SH SOLE 5000 0 0 XEROX CORP COM 984121103 73 10000 SH SOLE 10000 0 0 YAHOO INC COM 984332106 2153 46400 SH SOLE 46400 0 0 YELP INC CL A 985817105 819 25000 SH SOLE 25000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 243 10000 SH SOLE 10000 0 0 ZIX CORP COM 98974P100 226 47000 SH SOLE 47000 0 0