13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2013 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CastleRock Asset Management, Inc. Address: 101 Park Avenue, 23rd Floor New York, NY 10178 Form 13F File Number: 028-6185 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Paul P. Tanico Title: Principal Phone: 212-251-3300 Signature, Place, and Date of Signing: /s/ Paul P. Tanico New York, NY 5/14/2013 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $ 70,630 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- ABERCROMBIE & FITCH CO CL A 002896207 3,541 76,645 SH SOLE 76,645 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 4,080 105,109 SH SOLE 105,109 0 0 APPLE INC COM 037833100 4,927 11,131 SH SOLE 11,131 0 0 BIOGEN IDEC INC COM 09062X103 3,188 16,551 SH SOLE 16,551 0 0 CBS CORP NEW CL B 124857202 5,542 118,708 SH SOLE 118,708 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 3,895 62,727 SH SOLE 62,727 0 0 CLEAN HARBORS INC COM 184496107 1,680 28,918 SH SOLE 28,918 0 0 CLEVELAND BIOLABS INC COM 185860103 634 323,436 SH SOLE 323,436 0 0 ENCANA CORP COM 292505104 1,251 64,269 SH SOLE 64,269 0 0 EQUINIX INC COM NEW 29444U502 3,356 15,514 SH SOLE 15,514 0 0 GENERAL MTRS CO COM 37045V100 2,466 88,637 SH SOLE 88,637 0 0 INTERCONTINENTALEXCHANGE INC COM 45865V100 3,987 24,447 SH SOLE 24,447 0 0 INTEROIL CORP COM 460951106 1,032 13,558 SH SOLE 13,558 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 1,782 346,649 SH SOLE 346,649 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4,615 72,921 SH SOLE 72,921 0 0 MERCER INTL INC COM 588056101 967 140,004 SH SOLE 140,004 0 0 NAM TAI ELECTRS INC COM PAR $0.02 629865205 2,468 181,496 SH SOLE 181,496 0 0 RADIAN GROUP INC COM 750236101 3,362 313,895 SH SOLE 313,895 0 0 SAFEWAY INC COM NEW 786514208 2,859 108,495 SH SOLE 108,495 0 0 SELECT COMFORT CORP COM 81616X103 395 20,000 SH SOLE 20,000 0 0 STARBUCKS CORP COM 855244109 2,591 45,501 SH SOLE 45,501 0 0 UNITED RENTALS INC COM 911363109 4,968 90,377 SH SOLE 90,377 0 0 VALERO ENERGY CORP NEW COM 91913Y100 3,531 77,615 SH SOLE 77,615 0 0 ZYNGA INC CL A 98986T108 3,512 1,045,296 SH SOLE 1,045,296 0 0