0001140361-12-008099.txt : 20120214 0001140361-12-008099.hdr.sgml : 20120214 20120214155125 ACCESSION NUMBER: 0001140361-12-008099 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLEROCK ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001134576 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06185 FILM NUMBER: 12609201 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 2128787654 MAIL ADDRESS: STREET 1: 101 PARK AVENUE 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CastleRock Asset Management, Inc. Address: 101 Park Avenue, 23rd Floor New York, NY 10178 Form 13F File Number: 028-6185 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Paul P. Tanico Title: Principal Phone: 212-251-3300 Signature, Place, and Date of Signing: /s/ Paul P. Tanico New York, NY 2/14/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $ 289,722 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- AEROPOSTALE COM 007865108 4,810 315,439 SH SOLE 315,439 0 0 AMAZON COM INC COM 023135106 4,846 27,996 SH SOLE 27,996 0 0 ANADARKO PETE CORP COM 032511107 7,645 100,154 SH SOLE 100,154 0 0 APPLE INC COM 037833100 30,622 75,610 SH SOLE 75,610 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 3,988 138,198 SH SOLE 138,198 0 0 BAKER HUGHES INC COM 057224107 4,132 84,941 SH SOLE 84,941 0 0 BIOGEN IDEC INC COM 09062X103 4,551 41,350 SH SOLE 41,350 0 0 BROADCOM CORP CL A 111320107 6,587 224,337 SH SOLE 224,337 0 0 CBS CORP NEW CL B 124857202 26,718 984,450 SH SOLE 984,450 0 0 CITIGROUP INC COM NEW 172967424 3,776 143,501 SH SOLE 143,501 0 0 DANA HLDG CORP COM 235825205 6,862 564,810 SH SOLE 564,810 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 6,545 92,581 SH SOLE 92,581 0 0 ELAN PLC ADR 284131208 16,625 1,209,973 SH SOLE 1,209,973 0 0 ELECTRONIC ARTS INC COM 285512109 10,669 517,928 SH SOLE 517,928 0 0 EQUINIX INC COM NEW 29444U502 9,696 95,625 SH SOLE 95,625 0 0 FINISAR CORP COM NEW 31787A507 14,739 880,201 SH SOLE 880,201 0 0 HALLIBURTON CO COM 406216101 11,293 327,250 SH SOLE 327,250 0 0 INTL PAPER CO COM 460146103 10,333 349,085 SH SOLE 349,085 0 0 KEY ENERGY SVCS INC COM 492914106 14,442 933,565 SH SOLE 933,565 0 0 LAS VEGAS SANDS CORP COM 517834107 14,335 335,481 SH SOLE 335,481 0 0 LENNAR CORP CL A 526057104 8,637 439,522 SH SOLE 439,522 0 0 NATIONAL OILWELL VARCO INC COM 637071101 4,654 68,451 SH SOLE 68,451 0 0 ONYX PHARMACEUTICALS INC COM 683399109 15,662 356,364 SH SOLE 356,364 0 0 PRECISION CASTPARTS CORP COM 740189105 8,435 51,184 SH SOLE 51,184 0 0 PULTE GROUP INC COM 745867101 11,403 1,807,081 SH SOLE 1,807,081 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 11,382 694,016 SH SOLE 694,016 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 9,061 436,057 SH SOLE 436,057 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 7,274 496,886 SH SOLE 496,886 0 0