-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1z5MLzoH+NOsfUdXCpty7ww3nJ6Zwmp6ZPrXHQUvrcIwUbuPx0CGUPJGLf4S3mX DrCvux5hYB1hEpiV+FlduQ== 0000950159-10-000405.txt : 20100512 0000950159-10-000405.hdr.sgml : 20100512 20100512111721 ACCESSION NUMBER: 0000950159-10-000405 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASTLEROCK ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001134576 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06185 FILM NUMBER: 10823154 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 2128787654 MAIL ADDRESS: STREET 1: 101 PARK AVENUE 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 13F-HR 1 castlerock13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: ----------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CastleRock Asset Management, Inc. Address: 101 Park Avenue, 23rd Floor New York, NY 10178 Form 13F File Number: 028-6185 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Paul P. Tanico and Ellen H. Adams Title: Principals Phone: 212-251-3300 Signature, Place, and Date of Signing: /s/ Paul P. Tanico New York, NY 5/12/2010 - ------------------- ------------- ------------ [Signature] [City, State] [Date] /s/ Ellen H. Adams New York, NY 5/12/2010 - ------------------- -------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHRS/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- ------------- --------- -------- --------- -------- ---------- ------ ---------- -------- ------ APPLE INC COM 037833100 32,877 139,900 SH SOLE N/A 139,900 BANK OF AMERICA CORPORATION COM 060505104 23,219 1,300,770 SH SOLE N/A 1,300,770 BANK OF NEW YORK MELLON CORP COM 064058100 400 12,938 SH SOLE N/A 12,938 BOEING CO COM 097023105 6,532 89,965 SH SOLE N/A 89,965 CAPITALSOURCE INC COM 14055X102 8,783 1,571,114 SH SOLE N/A 1,571,114 CARTER INC COM 146229109 11,189 371,115 SH SOLE N/A 371,115 CISCO SYS INC COM 17275R102 23,682 909,802 SH SOLE N/A 909,802 CIT GROUP INC COM NEW 125581801 11,285 289,662 SH SOLE N/A 289,662 CITIGROUP INC COM 172967101 5,634 1,391,014 SH SOLE N/A 1,391,014 CROWN CASTLE INTL CORP COM 228227104 16,138 422,135 SH SOLE N/A 422,135 DANA HOLDINGS CORP COM 235825205 24,339 2,048,725 SH SOLE N/A 2,048,725 DRESS BARN INC COM 261570105 6,152 235,343 SH SOLE N/A 235,343 EDWARDS LIFESCIENCES CORP COM 28176E108 9,146 92,496 SH SOLE N/A 92,496 EQUINIX INC COM NEW 29444U502 32,034 329,092 SH SOLE N/A 329,092 FLOWSERVE CORP COM 34354P105 11,244 101,967 SH SOLE N/A 101,967 FORD MTR CO DEL COM PAR $0.01 345370860 10,388 826,419 SH SOLE N/A 826,419 GAP INC DEL COM 364760108 8,271 357,903 SH SOLE N/A 357,903 GENWORTH FINL INC COM CL A 37247D106 10,726 584,843 SH SOLE N/A 584,843 GOLDMAN SACHS GROUP INC COM 38141G104 11,565 67,776 SH SOLE N/A 67,776 INTEL CORP COM 458140100 31,848 1,428,816 SH SOLE N/A 1,428,816 INTEROIL CORP COM 460951106 21,609 333,476 SH SOLE N/A 333,476 INTL PAPER CO COM 460146103 8,618 350,186 SH SOLE N/A 350,186 JPMORGAN CHASE & CO COM 46625H100 26,096 583,143 SH SOLE N/A 583,143 LEAR CORP COM NEW 521865204 33,186 418,223 SH SOLE N/A 418,223 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 14,913 730,323 SH SOLE N/A 730,323 MASTERCARD INC CL A 57636Q104 16,747 65,933 SH SOLE N/A 65,933 MEMC ELECTR MATLS INC COM 552715104 8,862 578,104 SH SOLE N/A 578,104 MICRON TECHNOLOGY INC COM 595112103 19,164 1,848,034 SH SOLE N/A 1,848,034 MICROSOFT CORP COM 594918104 10,783 368,179 SH SOLE N/A 368,179 MORGAN STANLEY COM NEW 617446448 5,477 186,997 SH SOLE N/A 186,997 NOVELLUS SYS INC COM 670008101 19,060 762,705 SH SOLE N/A 762,705 PETROHAWK ENERGY CORP COM 716495106 3,039 149,854 SH SOLE N/A 149,854 PRECISION CASTPARTS CORP COM 740189105 17,278 136,361 SH SOLE N/A 136,361 QUANTA SVCS INC COM 74762E102 5,338 278,615 SH SOLE N/A 278,615 ROCKWELL COLLINS INC COM 774341101 5,958 95,194 SH SOLE N/A 95,194 SALIX PHARMACEUTICALS INC COM 795435106 14,663 393,635 SH SOLE N/A 393,635 UNITED PARCEL SERVICE INC CL B 911312106 13,579 210,820 SH SOLE N/A 210,820 URBAN OUTFITTERS INC COM 917047102 13,144 345,258 SH SOLE N/A 345,258 WARNER CHILCOTT PLC IRELAND SHS A G94368100 14,765 578,570 SH SOLE N/A 578,570 WARNER MUSIC GROUP CORP COM 934550104 7,219 1,044,711 SH SOLE N/A 1,044,711 WELLS FARGO & CO NEW COM 949746101 7,148 229,706 SH SOLE N/A 229,706 XL CAP LTD CL A G98255105 5,399 285,637 SH SOLE N/A 285,637 YAHOO INC COM 984332106 9,133 552,516 SH SOLE N/A 552,516 43 596,631
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 43 Form 13F Information Table Value Total: 596,631 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE -----END PRIVACY-ENHANCED MESSAGE-----