0001140361-18-007995.txt : 20180214 0001140361-18-007995.hdr.sgml : 20180214 20180214141423 ACCESSION NUMBER: 0001140361-18-007995 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 18610838 BUSINESS ADDRESS: STREET 1: 510 MADISON AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 510 MADISON AVE STREET 2: 8TH FL CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134119 XXXXXXXX 12-31-2017 12-31-2017 CLINTON GROUP INC
510 MADISON AVE 8TH FL NEW YORK NY 10022
13F HOLDINGS REPORT 028-06121 N
Francis Ruchalski CFO 212-825-0400 Francis Ruchalski New York NY 02-14-2018 2 374 1140934 false 1 0001167048 028-10034 CGI HOLDINGS INC 2 0001167051 028-10033 MADISON AVENUE CAPITAL HOLDINGS, INC.
INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 4800 20395 SH DFND 01,02 20395 0 0 ABBVIE INC COM 00287Y109 4339 44866 SH DFND 01,02 44866 0 0 ADIENT PLC ORD SHS G0084W101 460 5847 SH DFND 01,02 5847 0 0 ADOBE SYS INC COM 00724F101 8665 49445 SH DFND 01,02 49445 0 0 AGCO CORP COM 001084102 4560 63839 SH DFND 01,02 63839 0 0 ALIGN TECHNOLOGY INC COM 016255101 319 1435 SH DFND 01,02 1435 0 0 ALKERMES PLC SHS G01767105 202 3682 SH DFND 01,02 3682 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 5016 63044 SH DFND 01,02 63044 0 0 ALLERGAN PLC SHS G0177J108 1693 10351 SH DFND 01,02 10351 0 0 ALLETE INC COM NEW 018522300 1543 20745 SH DFND 01,02 20745 0 0 AMC NETWORKS INC CL A 00164V103 1308 24184 SH DFND 01,02 24184 0 0 AMEREN CORP COM 023608102 940 15930 SH DFND 01,02 15930 0 0 AMERICAN ELEC PWR INC COM 025537101 1399 19017 SH DFND 01,02 19017 0 0 AMERICAN EXPRESS CO COM 025816109 1990 20041 SH DFND 01,02 20041 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 3346 30830 SH DFND 01,02 30830 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1869 31368 SH DFND 01,02 31368 0 0 AMERISOURCEBERGEN CORP COM 03073E105 1761 19176 SH DFND 01,02 19176 0 0 AMGEN INC COM 031162100 7978 45878 SH DFND 01,02 45878 0 0 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 3173 109272 SH DFND 01,02 109272 0 0 ANTHEM INC COM 036752103 7929 35238 SH DFND 01,02 35238 0 0 AON PLC SHS CL A G0408V102 4317 32214 SH DFND 01,02 32214 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 2639 134587 SH DFND 01,02 134587 0 0 APPLIED MATLS INC COM 038222105 5297 103611 SH DFND 01,02 103611 0 0 APTARGROUP INC COM 038336103 599 6939 SH DFND 01,02 6939 0 0 APTIV PLC SHS G6095L109 2059 24271 SH DFND 01,02 24271 0 0 ARCH CAP GROUP LTD ORD G0450A105 1461 16096 SH DFND 01,02 16096 0 0 ARISTA NETWORKS INC COM 040413106 211 897 SH DFND 01,02 897 0 0 ARRIS INTL INC SHS G0551A103 11097 431948 SH DFND 01,02 431948 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 7975 112013 SH DFND 01,02 112013 0 0 ASSOCIATED BANC CORP COM 045487105 249 9794 SH DFND 01,02 9794 0 0 ASSURANT INC COM 04621X108 1441 14291 SH DFND 01,02 14291 0 0 ASSURED GUARANTY LTD COM G0585R106 924 27267 SH DFND 01,02 27267 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 497 4240 SH DFND 01,02 4240 0 0 AUTONATION INC COM 05329W102 1644 32024 SH DFND 01,02 32024 0 0 AVERY DENNISON CORP COM 053611109 2833 24664 SH DFND 01,02 24664 0 0 AVNET INC COM 053807103 7553 190627 SH DFND 01,02 190627 0 0 AVON PRODS INC COM 054303102 157 72996 SH DFND 01,02 72996 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 2561 50958 SH DFND 01,02 50958 0 0 BAKER HUGHES A GE CO CL A 05722G100 1110 35071 SH DFND 01,02 35071 0 0 BALL CORP COM 058498106 3600 95104 SH DFND 01,02 95104 0 0 BANK NEW YORK MELLON CORP COM 064058100 1516 28152 SH DFND 01,02 28152 0 0 BARRICK GOLD CORP COM 067901108 6884 475744 SH DFND 01,02 475744 0 0 BAXTER INTL INC COM 071813109 1612 24942 SH DFND 01,02 24942 0 0 BERKLEY W R CORP COM 084423102 3937 54945 SH DFND 01,02 54945 0 0 BERRY GLOBAL GROUP INC COM 08579W103 4731 80637 SH DFND 01,02 80637 0 0 BEST BUY INC COM 086516101 7620 111295 SH DFND 01,02 111295 0 0 BGC PARTNERS INC CL A 05541T101 6707 443868 SH DFND 01,02 443868 0 0 BIO RAD LABS INC CL A 090572207 11090 46464 SH DFND 01,02 46464 0 0 BIOGEN INC COM 09062X103 495 1553 SH DFND 01,02 1553 0 0 BLACKBERRY LTD COM 09228F103 1845 165198 SH DFND 01,02 165198 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 427 13351 SH DFND 01,02 13351 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 418 32369 SH DFND 01,02 32369 0 0 BOEING CO COM 097023105 7963 27003 SH DFND 01,02 27003 0 0 BOSTON SCIENTIFIC CORP COM 101137107 578 23298 SH DFND 01,02 23298 0 0 BRINKS CO COM 109696104 9742 123785 SH DFND 01,02 123785 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5218 85158 SH DFND 01,02 85158 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 2279 122147 SH DFND 01,02 122147 0 0 BRUNSWICK CORP COM 117043109 1546 27989 SH DFND 01,02 27989 0 0 BWX TECHNOLOGIES INC COM 05605H100 4268 70560 SH DFND 01,02 70560 0 0 CA INC COM 12673P105 5696 171154 SH DFND 01,02 171154 0 0 CABOT OIL & GAS CORP COM 127097103 254 8889 SH DFND 01,02 8889 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 9079 217106 SH DFND 01,02 217106 0 0 CARLISLE COS INC COM 142339100 380 3345 SH DFND 01,02 3345 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 3783 165212 SH DFND 01,02 165212 0 0 CARMAX INC COM 143130102 3648 56877 SH DFND 01,02 56877 0 0 CATERPILLAR INC DEL COM 149123101 1804 11446 SH DFND 01,02 11446 0 0 CBL & ASSOC PPTYS INC COM 124830100 73 12895 SH DFND 01,02 12895 0 0 CBRE GROUP INC CL A 12504L109 655 15135 SH DFND 01,02 15135 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 2775 42702 SH DFND 01,02 42702 0 0 CELGENE CORP COM 151020104 7880 75509 SH DFND 01,02 75509 0 0 CENTENE CORP DEL COM 15135B101 4027 39917 SH DFND 01,02 39917 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 888 44863 SH DFND 01,02 44863 0 0 CENTERPOINT ENERGY INC COM 15189T107 4035 142278 SH DFND 01,02 142278 0 0 CHEMICAL FINL CORP COM 163731102 1617 30248 SH DFND 01,02 30248 0 0 CHEMOURS CO COM 163851108 368 7347 SH DFND 01,02 7347 0 0 CHUBB LIMITED COM H1467J104 996 6819 SH DFND 01,02 6819 0 0 CIGNA CORPORATION COM 125509109 547 2692 SH DFND 01,02 2692 0 0 CINTAS CORP COM 172908105 2600 16686 SH DFND 01,02 16686 0 0 CIRRUS LOGIC INC COM 172755100 6561 126516 SH DFND 01,02 126516 0 0 CIT GROUP INC COM NEW 125581801 300 6092 SH DFND 01,02 6092 0 0 CITIGROUP INC COM NEW 172967424 658 8838 SH DFND 01,02 8838 0 0 CMS ENERGY CORP COM 125896100 2056 43475 SH DFND 01,02 43475 0 0 CNO FINL GROUP INC COM 12621E103 2894 117212 SH DFND 01,02 117212 0 0 CNX RESOURCES CORPORATION COM 12653C108 854 58380 SH DFND 01,02 58380 0 0 COCA COLA CO COM 191216100 3948 86041 SH DFND 01,02 86041 0 0 COGNEX CORP COM 192422103 2408 39368 SH DFND 01,02 39368 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 663 9333 SH DFND 01,02 9333 0 0 COHERENT INC COM 192479103 966 3422 SH DFND 01,02 3422 0 0 COLGATE PALMOLIVE CO COM 194162103 278 3687 SH DFND 01,02 3687 0 0 COLUMBIA SPORTSWEAR CO COM 198516106 4468 62161 SH DFND 01,02 62161 0 0 COMERICA INC COM 200340107 2638 30385 SH DFND 01,02 30385 0 0 CONAGRA BRANDS INC COM 205887102 282 7476 SH DFND 01,02 7476 0 0 CONCHO RES INC COM 20605P101 408 2714 SH DFND 01,02 2714 0 0 COOPER COS INC COM NEW 216648402 3205 14712 SH DFND 01,02 14712 0 0 COPA HOLDINGS SA CL A P31076105 1005 7493 SH DFND 01,02 7493 0 0 COSTCO WHSL CORP NEW COM 22160K105 1712 9199 SH DFND 01,02 9199 0 0 CRANE CO COM 224399105 572 6409 SH DFND 01,02 6409 0 0 CROWN HOLDINGS INC COM 228368106 8313 147793 SH DFND 01,02 147793 0 0 DANAHER CORP DEL COM 235851102 3354 36134 SH DFND 01,02 36134 0 0 DDR CORP COM 23317H102 2150 239934 SH DFND 01,02 239934 0 0 DEERE & CO COM 244199105 4460 28498 SH DFND 01,02 28498 0 0 DIAMONDBACK ENERGY INC COM 25278X109 760 6023 SH DFND 01,02 6023 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 5630 251548 SH DFND 01,02 251548 0 0 DISH NETWORK CORP CL A 25470M109 2109 44161 SH DFND 01,02 44161 0 0 DOLBY LABORATORIES INC COM 25659T107 4584 73938 SH DFND 01,02 73938 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 2803 33320 SH DFND 01,02 33320 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 356 3005 SH DFND 01,02 3005 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 1152 23233 SH DFND 01,02 23233 0 0 EAGLE MATERIALS INC COM 26969P108 658 5806 SH DFND 01,02 5806 0 0 EAST WEST BANCORP INC COM 27579R104 349 5738 SH DFND 01,02 5738 0 0 ECHOSTAR CORP CL A 278768106 1270 21202 SH DFND 01,02 21202 0 0 EDISON INTL COM 281020107 8488 134215 SH DFND 01,02 134215 0 0 ELECTRONIC ARTS INC COM 285512109 8633 82168 SH DFND 01,02 82168 0 0 EMCOR GROUP INC COM 29084Q100 7792 95312 SH DFND 01,02 95312 0 0 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 1323 93019 SH DFND 01,02 93019 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 749 54216 SH DFND 01,02 54216 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 1465 84874 SH DFND 01,02 84874 0 0 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 1452 81041 SH DFND 01,02 81041 0 0 ENTERGY CORP NEW COM 29364G103 4796 58927 SH DFND 01,02 58927 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2875 108433 SH DFND 01,02 108433 0 0 EPR PPTYS COM SH BEN INT 26884U109 778 11881 SH DFND 01,02 11881 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 2975 40695 SH DFND 01,02 40695 0 0 EQUINIX INC COM PAR $0.001 29444U700 454 1002 SH DFND 01,02 1002 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 1465 48032 SH DFND 01,02 48032 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 4348 68181 SH DFND 01,02 68181 0 0 ESSENT GROUP LTD COM G3198U102 3009 69308 SH DFND 01,02 69308 0 0 EURONET WORLDWIDE INC COM 298736109 3063 36349 SH DFND 01,02 36349 0 0 EVINE LIVE INC CL A 300487105 1881 1343600 SH DFND 01,02 1343600 0 0 EXELIXIS INC COM 30161Q104 6309 207519 SH DFND 01,02 207519 0 0 EXELON CORP COM 30161N101 781 19818 SH DFND 01,02 19818 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 4532 60720 SH DFND 01,02 60720 0 0 F5 NETWORKS INC COM 315616102 2956 22530 SH DFND 01,02 22530 0 0 FACEBOOK INC CL A 30303M102 869 4923 SH DFND 01,02 4923 0 0 FACTSET RESH SYS INC COM 303075105 299 1549 SH DFND 01,02 1549 0 0 FERRARI N V COM N3167Y103 1838 17531 SH DFND 01,02 17531 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 3554 90561 SH DFND 01,02 90561 0 0 FIRST AMERN FINL CORP COM 31847R102 1812 32333 SH DFND 01,02 32333 0 0 FIRST BANCORP P R COM NEW 318672706 55 10861 SH DFND 01,02 10861 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 256 8119 SH DFND 01,02 8119 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 6256 72208 SH DFND 01,02 72208 0 0 FIRST SOLAR INC COM 336433107 378 5600 SH DFND 01,02 5600 0 0 FIRSTENERGY CORP COM 337932107 3160 103205 SH DFND 01,02 103205 0 0 FISERV INC COM 337738108 1059 8073 SH DFND 01,02 8073 0 0 FITBIT INC CL A 33812L102 94 16486 SH DFND 01,02 16486 0 0 FLOWERS FOODS INC COM 343498101 1568 81188 SH DFND 01,02 81188 0 0 FOOT LOCKER INC COM 344849104 3842 81960 SH DFND 01,02 81960 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1854 148400 SH DFND 01,02 148400 0 0 FOREST CITY RLTY TR INC COM CL A 345605109 3310 137331 SH DFND 01,02 137331 0 0 FORTINET INC COM 34959E109 4963 113606 SH DFND 01,02 113606 0 0 FORTIVE CORP COM 34959J108 767 10601 SH DFND 01,02 10601 0 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 624 9114 SH DFND 01,02 9114 0 0 FREEPORT-MCMORAN INC CL B 35671D857 6276 331009 SH DFND 01,02 331009 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1029 16258 SH DFND 01,02 16258 0 0 GAP INC DEL COM 364760108 1696 49802 SH DFND 01,02 49802 0 0 GARMIN LTD SHS H2906T109 731 12275 SH DFND 01,02 12275 0 0 GENERAL MTRS CO COM 37045V100 3131 76383 SH DFND 01,02 76383 0 0 GENPACT LIMITED SHS G3922B107 319 10053 SH DFND 01,02 10053 0 0 GENTEX CORP COM 371901109 2273 108487 SH DFND 01,02 108487 0 0 GILEAD SCIENCES INC COM 375558103 309 4316 SH DFND 01,02 4316 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1786 7012 SH DFND 01,02 7012 0 0 GRAMERCY PPTY TR COM NEW 385002308 3049 114374 SH DFND 01,02 114374 0 0 GRAND CANYON ED INC COM 38526M106 5504 61482 SH DFND 01,02 61482 0 0 HANCOCK HLDG CO COM 410120109 4593 92797 SH DFND 01,02 92797 0 0 HANOVER INS GROUP INC COM 410867105 576 5333 SH DFND 01,02 5333 0 0 HARRIS CORP DEL COM 413875105 3662 25851 SH DFND 01,02 25851 0 0 HASBRO INC COM 418056107 10936 120317 SH DFND 01,02 120317 0 0 HD SUPPLY HLDGS INC COM 40416M105 8263 206409 SH DFND 01,02 206409 0 0 HERSHEY CO COM 427866108 5698 50202 SH DFND 01,02 50202 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 6736 469054 SH DFND 01,02 469054 0 0 HIGHWOODS PPTYS INC COM 431284108 1849 36324 SH DFND 01,02 36324 0 0 HORMEL FOODS CORP COM 440452100 1437 39501 SH DFND 01,02 39501 0 0 HP INC COM 40434L105 8518 405438 SH DFND 01,02 405438 0 0 HUDSON PAC PPTYS INC COM 444097109 3294 96163 SH DFND 01,02 96163 0 0 HUMANA INC COM 444859102 8585 34607 SH DFND 01,02 34607 0 0 HUNTINGTON BANCSHARES INC COM 446150104 164 11278 SH DFND 01,02 11278 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 588 2494 SH DFND 01,02 2494 0 0 HUNTSMAN CORP COM 447011107 346 10396 SH DFND 01,02 10396 0 0 IAC INTERACTIVECORP COM 44919P508 247 2023 SH DFND 01,02 2023 0 0 IBERIABANK CORP COM 450828108 348 4485 SH DFND 01,02 4485 0 0 ICON PLC SHS G4705A100 2150 19168 SH DFND 01,02 19168 0 0 IDACORP INC COM 451107106 1521 16645 SH DFND 01,02 16645 0 0 IDEX CORP COM 45167R104 234 1775 SH DFND 01,02 1775 0 0 IDEXX LABS INC COM 45168D104 5523 35320 SH DFND 01,02 35320 0 0 ILLINOIS TOOL WKS INC COM 452308109 420 2517 SH DFND 01,02 2517 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 9352 352769 SH DFND 01,02 352769 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 4191 11484 SH DFND 01,02 11484 0 0 INVESTORS BANCORP INC NEW COM 46146L101 2926 210810 SH DFND 01,02 210810 0 0 IQVIA HLDGS INC COM 46266C105 2514 25675 SH DFND 01,02 25675 0 0 IRON MTN INC NEW COM 46284V101 844 22364 SH DFND 01,02 22364 0 0 JABIL INC COM 466313103 7890 300570 SH DFND 01,02 300570 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 244 3693 SH DFND 01,02 3693 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 1888 14018 SH DFND 01,02 14018 0 0 JONES LANG LASALLE INC COM 48020Q107 1363 9155 SH DFND 01,02 9155 0 0 JUNIPER NETWORKS INC COM 48203R104 8449 296450 SH DFND 01,02 296450 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 4111 39072 SH DFND 01,02 39072 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 583 14003 SH DFND 01,02 14003 0 0 KINROSS GOLD CORP COM NO PAR 496902404 7710 1784739 SH DFND 01,02 1784739 0 0 KLA-TENCOR CORP COM 482480100 7655 72852 SH DFND 01,02 72852 0 0 KRAFT HEINZ CO COM 500754106 1328 17079 SH DFND 01,02 17079 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 436 2732 SH DFND 01,02 2732 0 0 LANDSTAR SYS INC COM 515098101 643 6173 SH DFND 01,02 6173 0 0 LAS VEGAS SANDS CORP COM 517834107 6387 91916 SH DFND 01,02 91916 0 0 LAZARD LTD SHS A G54050102 2470 47039 SH DFND 01,02 47039 0 0 LEUCADIA NATL CORP COM 527288104 1344 50748 SH DFND 01,02 50748 0 0 LIBERTY INTERACTIVE CORP QVC GP COM SER A 53071M104 201 8238 SH DFND 01,02 8238 0 0 LILLY ELI & CO COM 532457108 8301 98287 SH DFND 01,02 98287 0 0 LINCOLN ELEC HLDGS INC COM 533900106 1192 13014 SH DFND 01,02 13014 0 0 LINCOLN NATL CORP IND COM 534187109 1880 24455 SH DFND 01,02 24455 0 0 LOUISIANA PAC CORP COM 546347105 8954 340972 SH DFND 01,02 340972 0 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 1683 7981 SH DFND 01,02 7981 0 0 MARSH & MCLENNAN COS INC COM 571748102 4668 57348 SH DFND 01,02 57348 0 0 MASCO CORP COM 574599106 5569 126749 SH DFND 01,02 126749 0 0 MASIMO CORP COM 574795100 2909 34299 SH DFND 01,02 34299 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 8662 165693 SH DFND 01,02 165693 0 0 MAXIMUS INC COM 577933104 2974 41543 SH DFND 01,02 41543 0 0 MB FINANCIAL INC NEW COM 55264U108 1695 38062 SH DFND 01,02 38062 0 0 MCDONALDS CORP COM 580135101 5837 33912 SH DFND 01,02 33912 0 0 MDU RES GROUP INC COM 552690109 753 28010 SH DFND 01,02 28010 0 0 MERCK & CO INC COM 58933Y105 3048 54163 SH DFND 01,02 54163 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 1330 2147 SH DFND 01,02 2147 0 0 MGIC INVT CORP WIS COM 552848103 1067 75609 SH DFND 01,02 75609 0 0 MICRON TECHNOLOGY INC COM 595112103 1898 46157 SH DFND 01,02 46157 0 0 MICROSEMI CORP COM 595137100 2479 47988 SH DFND 01,02 47988 0 0 MKS INSTRUMENT INC COM 55306N104 474 5012 SH DFND 01,02 5012 0 0 MOLINA HEALTHCARE INC COM 60855R100 8445 110138 SH DFND 01,02 110138 0 0 MONOLITHIC PWR SYS INC COM 609839105 928 8263 SH DFND 01,02 8263 0 0 MONSANTO CO NEW COM 61166W101 69239 592900 SH DFND 01,02 592900 0 0 MOODYS CORP COM 615369105 2061 13962 SH DFND 01,02 13962 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 1228 13598 SH DFND 01,02 13598 0 0 MPLX LP COM UNIT REP LTD 55336V100 3340 94167 SH DFND 01,02 94167 0 0 MSCI INC COM 55354G100 1143 9031 SH DFND 01,02 9031 0 0 NASDAQ INC COM 631103108 773 10055 SH DFND 01,02 10055 0 0 NATIONAL BEVERAGE CORP COM 635017106 4890 50189 SH DFND 01,02 50189 0 0 NATIONAL INSTRS CORP COM 636518102 3120 74939 SH DFND 01,02 74939 0 0 NAVISTAR INTL CORP NEW COM 63934E108 250 5828 SH DFND 01,02 5828 0 0 NCR CORP NEW COM 62886E108 4638 136441 SH DFND 01,02 136441 0 0 NETAPP INC COM 64110D104 2002 36189 SH DFND 01,02 36189 0 0 NEW JERSEY RES COM 646025106 840 20891 SH DFND 01,02 20891 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 937 71967 SH DFND 01,02 71967 0 0 NEWMARKET CORP COM 651587107 278 700 SH DFND 01,02 700 0 0 NEWMONT MINING CORP COM 651639106 8606 229366 SH DFND 01,02 229366 0 0 NEWS CORP NEW CL A 65249B109 9271 571921 SH DFND 01,02 571921 0 0 NEXTERA ENERGY INC COM 65339F101 1487 9520 SH DFND 01,02 9520 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2492 68469 SH DFND 01,02 68469 0 0 NISOURCE INC COM 65473P105 2322 90471 SH DFND 01,02 90471 0 0 NOBLE CORP PLC SHS USD G65431101 108 23855 SH DFND 01,02 23855 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 1275 42566 SH DFND 01,02 42566 0 0 NVR INC COM 62944T105 3463 987 SH DFND 01,02 987 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 647 2688 SH DFND 01,02 2688 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 2616 62137 SH DFND 01,02 62137 0 0 OGE ENERGY CORP COM 670837103 2285 69418 SH DFND 01,02 69418 0 0 ONE GAS INC COM 68235P108 1401 19123 SH DFND 01,02 19123 0 0 ONEOK INC NEW COM 682680103 1189 22253 SH DFND 01,02 22253 0 0 OWENS ILL INC COM NEW 690768403 4140 186737 SH DFND 01,02 186737 0 0 PALO ALTO NETWORKS INC COM 697435105 499 3444 SH DFND 01,02 3444 0 0 PARSLEY ENERGY INC CL A 701877102 744 25281 SH DFND 01,02 25281 0 0 PAYCHEX INC COM 704326107 614 9025 SH DFND 01,02 9025 0 0 PAYPAL HLDGS INC COM 70450Y103 6045 82110 SH DFND 01,02 82110 0 0 PEGASYSTEMS INC COM 705573103 745 15803 SH DFND 01,02 15803 0 0 PENTAIR PLC SHS G7S00T104 2730 38661 SH DFND 01,02 38661 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 854 45692 SH DFND 01,02 45692 0 0 PERKINELMER INC COM 714046109 392 5365 SH DFND 01,02 5365 0 0 PFIZER INC COM 717081103 1306 36059 SH DFND 01,02 36059 0 0 PG&E CORP COM 69331C108 5587 124617 SH DFND 01,02 124617 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 2545 81924 SH DFND 01,02 81924 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 732 11039 SH DFND 01,02 11039 0 0 PINNACLE WEST CAP CORP COM 723484101 1748 20521 SH DFND 01,02 20521 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2873 139176 SH DFND 01,02 139176 0 0 POLARIS INDS INC COM 731068102 1180 9517 SH DFND 01,02 9517 0 0 PORTLAND GEN ELEC CO COM NEW 736508847 1180 25892 SH DFND 01,02 25892 0 0 POST HLDGS INC COM 737446104 788 9951 SH DFND 01,02 9951 0 0 PPL CORP COM 69351T106 12838 414804 SH DFND 01,02 414804 0 0 PREMIER INC CL A 74051N102 2434 83399 SH DFND 01,02 83399 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 3409 48309 SH DFND 01,02 48309 0 0 PROGRESSIVE CORP OHIO COM 743315103 3502 62181 SH DFND 01,02 62181 0 0 PRUDENTIAL FINL INC COM 744320102 2171 18884 SH DFND 01,02 18884 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 3755 30017 SH DFND 01,02 30017 0 0 PTC INC COM 69370C100 922 15177 SH DFND 01,02 15177 0 0 QUANTA SVCS INC COM 74762E102 282 7212 SH DFND 01,02 7212 0 0 RADIAN GROUP INC COM 750236101 348 16896 SH DFND 01,02 16896 0 0 RALPH LAUREN CORP CL A 751212101 6507 62753 SH DFND 01,02 62753 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 514 5751 SH DFND 01,02 5751 0 0 RED HAT INC COM 756577102 4816 40103 SH DFND 01,02 40103 0 0 REGENERON PHARMACEUTICALS COM 75886F107 2002 5324 SH DFND 01,02 5324 0 0 REGIONS FINL CORP NEW COM 7591EP100 1586 91802 SH DFND 01,02 91802 0 0 REINSURANCE GROUP AMER INC COM NEW 759351604 555 3560 SH DFND 01,02 3560 0 0 ROBERT HALF INTL INC COM 770323103 2245 40428 SH DFND 01,02 40428 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 792 6636 SH DFND 01,02 6636 0 0 RSP PERMIAN INC COM 74978Q105 740 18186 SH DFND 01,02 18186 0 0 RYDER SYS INC COM 783549108 777 9226 SH DFND 01,02 9226 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 820 43690 SH DFND 01,02 43690 0 0 SALESFORCE COM INC COM 79466L302 1830 17896 SH DFND 01,02 17896 0 0 SANDERSON FARMS INC COM 800013104 3864 27843 SH DFND 01,02 27843 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 1211 7415 SH DFND 01,02 7415 0 0 SEMPRA ENERGY COM 816851109 3713 34729 SH DFND 01,02 34729 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 3958 206692 SH DFND 01,02 206692 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 1358 18568 SH DFND 01,02 18568 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 29010 717000 SH Put DFND 01,02 717000 0 0 SHOPIFY INC CL A 82509L107 419 4153 SH DFND 01,02 4153 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 467 3404 SH DFND 01,02 3404 0 0 SIGNET JEWELERS LIMITED SHS G81276100 2854 50474 SH DFND 01,02 50474 0 0 SINA CORP ORD G81477104 7246 72235 SH DFND 01,02 72235 0 0 SKECHERS U S A INC CL A 830566105 2691 71110 SH DFND 01,02 71110 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 800 8430 SH DFND 01,02 8430 0 0 SL GREEN RLTY CORP COM 78440X101 1576 15613 SH DFND 01,02 15613 0 0 SLM CORP COM 78442P106 817 72305 SH DFND 01,02 72305 0 0 SONOCO PRODS CO COM 835495102 766 14407 SH DFND 01,02 14407 0 0 SOUTHERN CO COM 842587107 3043 63281 SH DFND 01,02 63281 0 0 SOUTHWEST GAS HOLDINGS INC COM 844895102 558 6937 SH DFND 01,02 6937 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 560 14174 SH DFND 01,02 14174 0 0 SPECTRUM BRANDS HLDGS INC COM 84763R101 2617 23283 SH DFND 01,02 23283 0 0 SPIRE INC COM 84857L101 952 12667 SH DFND 01,02 12667 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 880 10081 SH DFND 01,02 10081 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 2678 312168 SH DFND 01,02 312168 0 0 SPLUNK INC COM 848637104 431 5200 SH DFND 01,02 5200 0 0 SQUARE INC CL A 852234103 700 20177 SH DFND 01,02 20177 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 226 5573 SH DFND 01,02 5573 0 0 STANLEY BLACK & DECKER INC COM 854502101 1180 6955 SH DFND 01,02 6955 0 0 STORE CAP CORP COM 862121100 228 8737 SH DFND 01,02 8737 0 0 SUN CMNTYS INC COM 866674104 1532 16516 SH DFND 01,02 16516 0 0 SYNOPSYS INC COM 871607107 9115 106938 SH DFND 01,02 106938 0 0 SYNOVUS FINL CORP COM NEW 87161C501 4620 96369 SH DFND 01,02 96369 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1375 12529 SH DFND 01,02 12529 0 0 TALLGRASS ENERGY GP LP SHS CL A 874696107 780 30316 SH DFND 01,02 30316 0 0 TARGA RES CORP COM 87612G101 693 14312 SH DFND 01,02 14312 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 998 9535 SH DFND 01,02 9535 0 0 TC PIPELINES LP UT COM LTD PRT 87233Q108 692 13030 SH DFND 01,02 13030 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 686 13416 SH DFND 01,02 13416 0 0 TELEFLEX INC COM 879369106 2345 9424 SH DFND 01,02 9424 0 0 TERADYNE INC COM 880770102 394 9411 SH DFND 01,02 9411 0 0 TEREX CORP NEW COM 880779103 5203 107899 SH DFND 01,02 107899 0 0 THOR INDS INC COM 885160101 1332 8840 SH DFND 01,02 8840 0 0 TOLL BROTHERS INC COM 889478103 3896 81140 SH DFND 01,02 81140 0 0 TORO CO COM 891092108 2663 40832 SH DFND 01,02 40832 0 0 TRIMBLE INC COM 896239100 279 6874 SH DFND 01,02 6874 0 0 TUPPERWARE BRANDS CORP COM 899896104 8221 131122 SH DFND 01,02 131122 0 0 TYSON FOODS INC CL A 902494103 8543 105379 SH DFND 01,02 105379 0 0 UMPQUA HLDGS CORP COM 904214103 966 46465 SH DFND 01,02 46465 0 0 UNITED BANKSHARES INC WEST V COM 909907107 403 11592 SH DFND 01,02 11592 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7657 34733 SH DFND 01,02 34733 0 0 UNUM GROUP COM 91529Y106 5791 105493 SH DFND 01,02 105493 0 0 VAIL RESORTS INC COM 91879Q109 1104 5197 SH DFND 01,02 5197 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 2078 100000 SH DFND 01,02 100000 0 0 VERSUM MATLS INC COM 92532W103 2388 63087 SH DFND 01,02 63087 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 5776 38540 SH DFND 01,02 38540 0 0 VIACOM INC NEW CL B 92553P201 280 9085 SH DFND 01,02 9085 0 0 VISTRA ENERGY CORP COM 92840M102 443 24155 SH DFND 01,02 24155 0 0 VMWARE INC CL A COM 928563402 8563 68327 SH DFND 01,02 68327 0 0 VORNADO RLTY TR SH BEN INT 929042109 2916 37302 SH DFND 01,02 37302 0 0 WABCO HLDGS INC COM 92927K102 1792 12489 SH DFND 01,02 12489 0 0 WAL-MART STORES INC COM 931142103 819 8294 SH DFND 01,02 8294 0 0 WATERS CORP COM 941848103 2555 13223 SH DFND 01,02 13223 0 0 WATSCO INC COM 942622200 7262 42708 SH DFND 01,02 42708 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 92 21948 SH DFND 01,02 21948 0 0 WEBSTER FINL CORP CONN COM 947890109 367 6530 SH DFND 01,02 6530 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 2653 80709 SH DFND 01,02 80709 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 8554 42532 SH DFND 01,02 42532 0 0 WELLTOWER INC COM 95040Q104 504 7906 SH DFND 01,02 7906 0 0 WENDYS CO COM 95058W100 2879 175314 SH DFND 01,02 175314 0 0 WESTERN DIGITAL CORP COM 958102105 8554 107552 SH DFND 01,02 107552 0 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 2876 59797 SH DFND 01,02 59797 0 0 WESTERN UN CO COM 959802109 2853 150059 SH DFND 01,02 150059 0 0 WEYERHAEUSER CO COM 962166104 1108 31423 SH DFND 01,02 31423 0 0 WHEATON PRECIOUS METALS CORP COM 962879102 915 41359 SH DFND 01,02 41359 0 0 WILLIAMS COS INC DEL COM 969457100 702 23011 SH DFND 01,02 23011 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 2860 18978 SH DFND 01,02 18978 0 0 WINTRUST FINL CORP COM 97650W108 3973 48231 SH DFND 01,02 48231 0 0 WPX ENERGY INC COM 98212B103 752 53425 SH DFND 01,02 53425 0 0 XCEL ENERGY INC COM 98389B100 2848 59205 SH DFND 01,02 59205 0 0 XEROX CORP COM NEW 984121608 8545 293143 SH DFND 01,02 293143 0 0 XILINX INC COM 983919101 1538 22816 SH DFND 01,02 22816 0 0 YUM BRANDS INC COM 988498101 426 5222 SH DFND 01,02 5222 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 7834 75471 SH DFND 01,02 75471 0 0 ZIONS BANCORPORATION COM 989701107 631 12414 SH DFND 01,02 12414 0 0