0001140361-15-040969.txt : 20151113 0001140361-15-040969.hdr.sgml : 20151113 20151113093112 ACCESSION NUMBER: 0001140361-15-040969 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 151227180 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134119 XXXXXXXX 09-30-2015 09-30-2015 CLINTON GROUP INC

601 LEXINGTON AVE. 51ST FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-06121 N Francis Ruchalski 212-825-0400 Francis Ruchalski New York NY 11-13-2015 2 650 1060657 false 1 0001167048 028-10034 CGI HOLDINGS INC 2 0001167051 028-10033 CLINTON GROUP EQUITY CO INFORMATION TABLE 2 form13fInfoTable.xml ABAXIS INC COM 002567105 625 14204 SH DFND 01,02 14204 0 0 ABBOTT LABS COM 002824100 1347 33488 SH DFND 01,02 33488 0 0 ABBVIE INC COM 00287Y109 342 6293 SH DFND 01,02 6293 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 2333 35206 SH DFND 01,02 35206 0 0 ACADIA RLTY TR COM SH BEN INT 004239109 225 7491 SH DFND 01,02 7491 0 0 ACE LTD SHS H0023R105 2995 28969 SH DFND 01,02 28969 0 0 ACTIVISION BLIZZARD INC COM 00507V109 517 16745 SH DFND 01,02 16745 0 0 ACUITY BRANDS INC COM 00508Y102 5553 31626 SH DFND 01,02 31626 0 0 AERCAP HOLDINGS NV SHS N00985106 3254 85088 SH DFND 01,02 85088 0 0 AES CORP COM 00130H105 9625 983146 SH DFND 01,02 983146 0 0 AETNA INC NEW COM 00817Y108 9535 87146 SH DFND 01,02 87146 0 0 AGCO CORP COM 001084102 2483 53256 SH DFND 01,02 53256 0 0 AGRIUM INC COM 008916108 1585 17708 SH DFND 01,02 17708 0 0 AIR METHODS CORP COM PAR $.06 009128307 336 9863 SH DFND 01,02 9863 0 0 AIR PRODS & CHEMS INC COM 009158106 2560 20068 SH DFND 01,02 20068 0 0 AIRGAS INC COM 009363102 981 10981 SH DFND 01,02 10981 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 983 14238 SH DFND 01,02 14238 0 0 AKORN INC COM 009728106 279 9781 SH DFND 01,02 9781 0 0 ALASKA AIR GROUP INC COM 011659109 2573 32384 SH DFND 01,02 32384 0 0 ALERE INC COM 01449J105 299 6201 SH DFND 01,02 6201 0 0 ALEXANDER & BALDWIN INC NEW COM 014491104 443 12901 SH DFND 01,02 12901 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1188 14032 SH DFND 01,02 14032 0 0 ALLEGIANT TRAVEL CO COM 01748X102 1698 7854 SH DFND 01,02 7854 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 920 15962 SH DFND 01,02 15962 0 0 ALLETE INC COM NEW 018522300 898 17784 SH DFND 01,02 17784 0 0 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 245 7923 SH DFND 01,02 7923 0 0 ALLIED WRLD ASSUR COM 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