0001140361-15-006412.txt : 20150213 0001140361-15-006412.hdr.sgml : 20150213 20150213140307 ACCESSION NUMBER: 0001140361-15-006412 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 15612543 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134119 XXXXXXXX 12-31-2014 12-31-2014 CLINTON GROUP INC

601 LEXINGTON AVE. 51ST FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-06121 N Francis Ruchalski 212-825-0400 Francis Ruchalski New York NY 02-13-2015 2 448 320839 false 1 0001167048 028-10034 CGI HOLDINGS INC 2 0001167051 028-10033 CLINTON GROUP EQUITY CO INFORMATION TABLE 2 form13fInfoTable.xml 3-D SYS CORP DEL COM NEW 88554D205 318 9664 SH DFND 01,02 9664 0 0 3M CO COM 88579Y101 733 4460 SH DFND 01,02 4460 0 0 ABBVIE INC COM 00287Y109 2310 35296 SH DFND 01,02 35296 0 0 ACE LTD SHS H0023R105 357 3105 SH DFND 01,02 3105 0 0 ACUITY BRANDS INC COM 00508Y102 607 4336 SH DFND 01,02 4336 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 255 1602 SH DFND 01,02 1602 0 0 ADVENT SOFTWARE INC COM 007974108 424 13848 SH DFND 01,02 13848 0 0 AERCAP HOLDINGS NV SHS N00985106 343 8826 SH DFND 01,02 8826 0 0 AFFILIATED MANAGERS GROUP COM 008252108 732 3449 SH DFND 01,02 3449 0 0 AGCO CORP COM 001084102 337 7446 SH DFND 01,02 7446 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 223 5458 SH DFND 01,02 5458 0 0 AGNICO EAGLE MINES LTD COM 008474108 430 17262 SH DFND 01,02 17262 0 0 AIR LEASE CORP CL A 00912X302 530 15450 SH DFND 01,02 15450 0 0 AIR PRODS & CHEMS INC COM 009158106 669 4638 SH DFND 01,02 4638 0 0 ALASKA AIR GROUP INC COM 011659109 256 4281 SH DFND 01,02 4281 0 0 ALCOA INC COM 013817101 644 40778 SH DFND 01,02 40778 0 0 ALLIANCE HOLDINGS GP LP COM UNITS LP 01861G100 277 4539 SH DFND 01,02 4539 0 0 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 730 16967 SH DFND 01,02 16967 0 0 ALLIED WRLD ASSUR COM HLDG A SHS H01531104 485 12797 SH DFND 01,02 12797 0 0 ALTERA CORP COM 021441100 817 22128 SH DFND 01,02 22128 0 0 AMDOCS LTD SHS G02602103 812 17404 SH DFND 01,02 17404 0 0 AMEREN CORP COM 023608102 517 11214 SH DFND 01,02 11214 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1005 46015 SH DFND 01,02 46015 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 344 5672 SH DFND 01,02 5672 0 0 AMERIPRISE FINL INC COM 03076C106 567 4290 SH DFND 01,02 4290 0 0 AMERISAFE INC COM 03071H100 357 8433 SH DFND 01,02 8433 0 0 AMERISOURCEBERGEN CORP COM 03073E105 623 6913 SH DFND 01,02 6913 0 0 AMETEK INC NEW COM 031100100 1260 23934 SH DFND 01,02 23934 0 0 AMGEN INC COM 031162100 626 3929 SH DFND 01,02 3929 0 0 AMTRUST FINL SVCS INC COM 032359309 630 11192 SH DFND 01,02 11192 0 0 ANALOG DEVICES INC COM 032654105 2306 41540 SH DFND 01,02 41540 0 0 ANNALY CAP MGMT INC COM 035710409 1935 178974 SH DFND 01,02 178974 0 0 ANTERO RES CORP COM 03674X106 835 20575 SH DFND 01,02 20575 0 0 ANTHEM INC COM 036752103 776 6177 SH DFND 01,02 6177 0 0 AOL INC COM 00184X105 455 9862 SH DFND 01,02 9862 0 0 APOLLO ED GROUP INC CL A 037604105 391 11472 SH DFND 01,02 11472 0 0 APPLE INC COM 037833100 2427 21988 SH DFND 01,02 21988 0 0 ARAMARK COM 03852U106 597 19179 SH DFND 01,02 19179 0 0 ARCH CAP GROUP LTD ORD G0450A105 569 9629 SH DFND 01,02 9629 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1585 30473 SH DFND 01,02 30473 0 0 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 87 16140 SH DFND 01,02 16140 0 0 ARROW ELECTRS INC COM 042735100 627 10826 SH DFND 01,02 10826 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 6330 2335715 SH DFND 01,02 2335715 0 0 ATMEL CORP COM 049513104 178 21149 SH DFND 01,02 21149 0 0 AUTONATION INC COM 05329W102 500 8270 SH DFND 01,02 8270 0 0 AVNET INC COM 053807103 1673 38893 SH DFND 01,02 38893 0 0 AVON PRODS INC COM 054303102 226 24064 SH DFND 01,02 24064 0 0 BBCN BANCORP INC COM 073295107 156 10814 SH DFND 01,02 10814 0 0 BECTON DICKINSON & CO COM 075887109 2543 18274 SH DFND 01,02 18274 0 0 BED BATH & BEYOND INC COM 075896100 328 4306 SH DFND 01,02 4306 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1190 7924 SH DFND 01,02 7924 0 0 BEST BUY INC COM 086516101 741 19002 SH DFND 01,02 19002 0 0 BIO RAD LABS INC CL A 090572207 417 3460 SH DFND 01,02 3460 0 0 BIOGEN IDEC INC COM 09062X103 626 1843 SH DFND 01,02 1843 0 0 BLACK HILLS CORP COM 092113109 233 4401 SH DFND 01,02 4401 0 0 BLACKROCK INC COM 09247X101 643 1797 SH DFND 01,02 1797 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 303 17061 SH DFND 01,02 17061 0 0 BOEING CO COM 097023105 554 4265 SH DFND 01,02 4265 0 0 BOK FINL CORP COM NEW 05561Q201 865 14399 SH DFND 01,02 14399 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 213 8017 SH DFND 01,02 8017 0 0 BORGWARNER INC COM 099724106 1156 21036 SH DFND 01,02 21036 0 0 BOYD GAMING CORP COM 103304101 238 18604 SH DFND 01,02 18604 0 0 BRINKER INTL INC COM 109641100 622 10590 SH DFND 01,02 10590 0 0 BROADCOM CORP CL A 111320107 419 9672 SH DFND 01,02 9672 0 0 BROWN FORMAN CORP CL B 115637209 1066 12136 SH DFND 01,02 12136 0 0 BRUKER CORP COM 116794108 599 30555 SH DFND 01,02 30555 0 0 BUNGE LIMITED COM G16962105 753 8283 SH DFND 01,02 8283 0 0 BURLINGTON STORES INC COM 122017106 676 14309 SH DFND 01,02 14309 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1663 22205 SH DFND 01,02 22205 0 0 CABELAS INC COM 126804301 457 8672 SH DFND 01,02 8672 0 0 CAL MAINE FOODS INC COM NEW 128030202 224 5751 SH DFND 01,02 5751 0 0 CALPINE CORP COM NEW 131347304 1228 55492 SH DFND 01,02 55492 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 4528 619365 SH DFND 01,02 619365 0 0 CANADIAN NATL RY CO COM 136375102 485 7035 SH DFND 01,02 7035 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 178 14523 SH DFND 01,02 14523 0 0 CARDINAL HEALTH INC COM 14149Y108 321 3972 SH DFND 01,02 3972 0 0 CARLISLE COS INC COM 142339100 315 3492 SH DFND 01,02 3492 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 234 8492 SH DFND 01,02 8492 0 0 CARMAX INC COM 143130102 1970 29582 SH DFND 01,02 29582 0 0 CARNIVAL CORP PAIRED CTF 143658300 384 8471 SH DFND 01,02 8471 0 0 CASEYS GEN STORES INC COM 147528103 478 5292 SH DFND 01,02 5292 0 0 CATAMARAN CORP COM 148887102 625 12070 SH DFND 01,02 12070 0 0 CBRE GROUP INC CL A 12504L109 378 11029 SH DFND 01,02 11029 0 0 CENTENE CORP DEL COM 15135B101 627 6036 SH DFND 01,02 6036 0 0 CENTERPOINT ENERGY INC COM 15189T107 2052 87589 SH DFND 01,02 87589 0 0 CHIMERA INVT CORP COM 16934Q109 151 47396 SH DFND 01,02 47396 0 0 CIENA CORP COM NEW 171779309 242 12472 SH DFND 01,02 12472 0 0 CIGNA CORPORATION COM 125509109 225 2187 SH DFND 01,02 2187 0 0 CINCINNATI BELL INC NEW COM 171871106 158 49551 SH DFND 01,02 49551 0 0 CINEMARK HOLDINGS INC COM 17243V102 215 6041 SH DFND 01,02 6041 0 0 CINTAS CORP COM 172908105 1005 12812 SH DFND 01,02 12812 0 0 CLARCOR INC COM 179895107 309 4632 SH DFND 01,02 4632 0 0 CLEAN DIESEL TECHNOLOGIES IN COM PAR $.01 18449C401 91 50000 SH DFND 01,02 50000 0 0 CME GROUP INC COM 12572Q105 1267 14295 SH DFND 01,02 14295 0 0 CMS ENERGY CORP COM 125896100 466 13407 SH DFND 01,02 13407 0 0 CNO FINL GROUP INC COM 12621E103 629 36524 SH DFND 01,02 36524 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 824 15652 SH DFND 01,02 15652 0 0 COLUMBIA PPTY TR INC COM NEW 198287203 318 12541 SH DFND 01,02 12541 0 0 COMMERCE BANCSHARES INC COM 200525103 391 8999 SH DFND 01,02 8999 0 0 COMMERCIAL METALS CO COM 201723103 383 23529 SH DFND 01,02 23529 0 0 COMPASS MINERALS INTL INC COM 20451N101 256 2949 SH DFND 01,02 2949 0 0 COMPUTER SCIENCES CORP COM 205363104 726 11520 SH DFND 01,02 11520 0 0 CONAGRA FOODS INC COM 205887102 943 25979 SH DFND 01,02 25979 0 0 CONTINENTAL RESOURCES INC COM 212015101 586 15272 SH DFND 01,02 15272 0 0 CONVERGYS CORP COM 212485106 266 13071 SH DFND 01,02 13071 0 0 CORNING INC COM 219350105 399 17380 SH DFND 01,02 17380 0 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 242 3331 SH DFND 01,02 3331 0 0 CRANE CO COM 224399105 889 15147 SH DFND 01,02 15147 0 0 CREDIT ACCEP CORP MICH COM 225310101 354 2592 SH DFND 01,02 2592 0 0 CRESTWOOD MIDSTREAM PARTNERS UNIT LTD PARTNER 226378107 332 21900 SH DFND 01,02 21900 0 0 CST BRANDS INC COM 12646R105 513 11756 SH DFND 01,02 11756 0 0 CSX CORP COM 126408103 420 11591 SH DFND 01,02 11591 0 0 CUBIC CORP COM 229669106 336 6387 SH DFND 01,02 6387 0 0 CULLEN FROST BANKERS INC COM 229899109 2132 30187 SH DFND 01,02 30187 0 0 CUMMINS INC COM 231021106 1027 7125 SH DFND 01,02 7125 0 0 CVR PARTNERS LP COM 126633106 190 19468 SH DFND 01,02 19468 0 0 CVR REFNG LP COMUNIT REP LT 12663P107 524 31218 SH DFND 01,02 31218 0 0 CVS HEALTH CORP COM 126650100 3150 32711 SH DFND 01,02 32711 0 0 CYS INVTS INC COM 12673A108 90 10346 SH DFND 01,02 10346 0 0 CYTEC INDS INC COM 232820100 587 12709 SH DFND 01,02 12709 0 0 D R HORTON INC COM 23331A109 345 13656 SH DFND 01,02 13656 0 0 DANAHER CORP DEL COM 235851102 800 9334 SH DFND 01,02 9334 0 0 DARDEN RESTAURANTS INC COM 237194105 577 9847 SH DFND 01,02 9847 0 0 DARLING INGREDIENTS INC COM 237266101 766 42204 SH DFND 01,02 42204 0 0 DDR CORP COM 23317H102 301 16416 SH DFND 01,02 16416 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 731 10049 SH DFND 01,02 10049 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 461 9362 SH DFND 01,02 9362 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1951 53134 SH DFND 01,02 53134 0 0 DOLBY LABORATORIES INC COM 25659T107 446 10341 SH DFND 01,02 10341 0 0 DOMINION RES INC VA NEW COM 25746U109 345 4482 SH DFND 01,02 4482 0 0 DOMINOS PIZZA INC COM 25754A201 1085 11526 SH DFND 01,02 11526 0 0 DOVER CORP COM 260003108 2093 29179 SH DFND 01,02 29179 0 0 DRYSHIPS INC SHS Y2109Q101 182 171235 SH DFND 01,02 171235 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1061 12702 SH DFND 01,02 12702 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 410 3386 SH DFND 01,02 3386 0 0 E M C CORP MASS COM 268648102 1049 35286 SH DFND 01,02 35286 0 0 EAGLE MATERIALS INC COM 26969P108 675 8881 SH DFND 01,02 8881 0 0 EASTGROUP PPTY INC COM 277276101 461 7284 SH DFND 01,02 7284 0 0 EASTMAN CHEM CO COM 277432100 905 11930 SH DFND 01,02 11930 0 0 EATON VANCE CORP COM NON VTG 278265103 266 6490 SH DFND 01,02 6490 0 0 EBAY INC COM 278642103 2064 36782 SH DFND 01,02 36782 0 0 ECHOSTAR CORP CL A 278768106 517 9848 SH DFND 01,02 9848 0 0 ECOLAB INC COM 278865100 1838 17582 SH DFND 01,02 17582 0 0 ELECTRONIC ARTS INC COM 285512109 411 8747 SH DFND 01,02 8747 0 0 EMCOR GROUP INC COM 29084Q100 722 16235 SH DFND 01,02 16235 0 0 EMERSON ELEC CO COM 291011104 253 4103 SH DFND 01,02 4103 0 0 ENCORE CAP GROUP INC COM 292554102 272 6133 SH DFND 01,02 6133 0 0 ENCORE WIRE CORP COM 292562105 221 5911 SH DFND 01,02 5911 0 0 ENOVA INTL INC COM 29357K103 1224 55000 SH DFND 01,02 55000 0 0 ENTERGY CORP NEW COM 29364G103 526 6017 SH DFND 01,02 6017 0 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 232 2631 SH DFND 01,02 2631 0 0 EVERTEC INC COM 30040P103 242 10923 SH DFND 01,02 10923 0 0 EVINE LIVE INC CL A 300487105 7643 1159805 SH DFND 01,02 1159805 0 0 EVRYWARE GLOBAL INC COM 300439106 2362 3235727 SH DFND 01,02 3235727 0 0 EXCO RESOURCES INC COM 269279402 64 29686 SH DFND 01,02 29686 0 0 EXELON CORP COM 30161N101 341 9200 SH DFND 01,02 9200 0 0 EXPEDIA INC DEL COM NEW 30212P303 1474 17263 SH DFND 01,02 17263 0 0 EXTRA SPACE STORAGE INC COM 30225T102 1103 18809 SH DFND 01,02 18809 0 0 F5 NETWORKS INC COM 315616102 339 2596 SH DFND 01,02 2596 0 0 FACEBOOK INC CL A 30303M102 473 6065 SH DFND 01,02 6065 0 0 FEDEX CORP COM 31428X106 303 1746 SH DFND 01,02 1746 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 259 4261 SH DFND 01,02 4261 0 0 FIRST SOLAR INC COM 336433107 1005 22532 SH DFND 01,02 22532 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 1049 7054 SH DFND 01,02 7054 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 618 55255 SH DFND 01,02 55255 0 0 FNB CORP PA COM 302520101 317 23816 SH DFND 01,02 23816 0 0 FOSSIL GROUP INC COM 34988V106 308 2784 SH DFND 01,02 2784 0 0 FRANKLIN RES INC COM 354613101 866 15646 SH DFND 01,02 15646 0 0 FREEPORT-MCMORAN INC CL B 35671D857 529 22651 SH DFND 01,02 22651 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1704 255514 SH DFND 01,02 255514 0 0 GAMESTOP CORP NEW CL A 36467W109 623 18444 SH DFND 01,02 18444 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 669 22787 SH DFND 01,02 22787 0 0 GAP INC DEL COM 364760108 492 11684 SH DFND 01,02 11684 0 0 GARMIN LTD SHS H2906T109 812 15373 SH DFND 01,02 15373 0 0 GENERAL DYNAMICS CORP COM 369550108 2188 15898 SH DFND 01,02 15898 0 0 GENERAL ELECTRIC CO COM 369604103 593 23481 SH DFND 01,02 23481 0 0 GENTEX CORP COM 371901109 486 13449 SH DFND 01,02 13449 0 0 GENWORTH FINL INC COM CL A 37247D106 1232 144999 SH DFND 01,02 144999 0 0 GILEAD SCIENCES INC COM 375558103 459 4874 SH DFND 01,02 4874 0 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 378 12129 SH DFND 01,02 12129 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 235 17223 SH DFND 01,02 17223 0 0 GREEN PLAINS INC COM 393222104 225 9083 SH DFND 01,02 9083 0 0 HAIN CELESTIAL GROUP INC COM 405217100 209 3594 SH DFND 01,02 3594 0 0 HALCON RES CORP COM NEW 40537Q209 33 18723 SH DFND 01,02 18723 0 0 HANCOCK HLDG CO COM 410120109 442 14388 SH DFND 01,02 14388 0 0 HANESBRANDS INC COM 410345102 212 1899 SH DFND 01,02 1899 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 938 22501 SH DFND 01,02 22501 0 0 HCA HOLDINGS INC COM 40412C101 327 4450 SH DFND 01,02 4450 0 0 HEALTH CARE REIT INC COM 42217K106 1116 14754 SH DFND 01,02 14754 0 0 HEALTH NET INC COM 42222G108 618 11545 SH DFND 01,02 11545 0 0 HEALTHSOUTH CORP COM NEW 421924309 740 19249 SH DFND 01,02 19249 0 0 HELMERICH & PAYNE INC COM 423452101 322 4777 SH DFND 01,02 4777 0 0 HERBALIFE LTD COM USD SHS G4412G101 702 18608 SH DFND 01,02 18608 0 0 HIGHWOODS PPTYS INC COM 431284108 319 7202 SH DFND 01,02 7202 0 0 HOME DEPOT INC COM 437076102 225 2143 SH DFND 01,02 2143 0 0 HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 390 19975 SH DFND 01,02 19975 0 0 HORMEL FOODS CORP COM 440452100 1212 23258 SH DFND 01,02 23258 0 0 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 673 21711 SH DFND 01,02 21711 0 0 HOST HOTELS & RESORTS INC COM 44107P104 787 33098 SH DFND 01,02 33098 0 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 387 18705 SH DFND 01,02 18705 0 0 HSN INC COM 404303109 538 7083 SH DFND 01,02 7083 0 0 HUBBELL INC CL B 443510201 512 4788 SH DFND 01,02 4788 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 923 8206 SH DFND 01,02 8206 0 0 HUNTSMAN CORP COM 447011107 520 22809 SH DFND 01,02 22809 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 298 4899 SH DFND 01,02 4899 0 0 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 390 4220 SH DFND 01,02 4220 0 0 ICON PLC SHS G4705A100 698 13681 SH DFND 01,02 13681 0 0 ICONIX BRAND GROUP INC COM 451055107 470 13895 SH DFND 01,02 13895 0 0 IDEXX LABS INC COM 45168D104 273 1838 SH DFND 01,02 1838 0 0 ILLINOIS TOOL WKS INC COM 452308109 521 5504 SH DFND 01,02 5504 0 0 IMATION CORP COM 45245A107 2465 650435 SH DFND 01,02 650435 0 0 INGRAM MICRO INC CL A 457153104 527 19066 SH DFND 01,02 19066 0 0 INTEL CORP COM 458140100 1267 34902 SH DFND 01,02 34902 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 609 2775 SH DFND 01,02 2775 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 570 3552 SH DFND 01,02 3552 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 241 11557 SH DFND 01,02 11557 0 0 INTL PAPER CO COM 460146103 1080 20158 SH DFND 01,02 20158 0 0 INVESCO LTD SHS G491BT108 1596 40374 SH DFND 01,02 40374 0 0 JABIL CIRCUIT INC COM 466313103 809 37061 SH DFND 01,02 37061 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 269 1644 SH DFND 01,02 1644 0 0 JETBLUE AIRWAYS CORP COM 477143101 516 32543 SH DFND 01,02 32543 0 0 JONES LANG LASALLE INC COM 48020Q107 613 4086 SH DFND 01,02 4086 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 204 6959 SH DFND 01,02 6959 0 0 KATE SPADE & CO COM 485865109 207 6478 SH DFND 01,02 6478 0 0 KELLOGG CO COM 487836108 368 5624 SH DFND 01,02 5624 0 0 KENNAMETAL INC COM 489170100 383 10694 SH DFND 01,02 10694 0 0 KIMCO RLTY CORP COM 49446R109 452 17986 SH DFND 01,02 17986 0 0 KINROSS GOLD CORP COM NO PAR 496902404 288 101971 SH DFND 01,02 101971 0 0 KKR & CO L P DEL COM UNITS 48248M102 260 11193 SH DFND 01,02 11193 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 512 4743 SH DFND 01,02 4743 0 0 LAM RESEARCH CORP COM 512807108 671 8462 SH DFND 01,02 8462 0 0 LANCASTER COLONY CORP COM 513847103 247 2637 SH DFND 01,02 2637 0 0 LANDSTAR SYS INC COM 515098101 1083 14930 SH DFND 01,02 14930 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 608 15029 SH DFND 01,02 15029 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 88 12842 SH DFND 01,02 12842 0 0 LAZARD LTD SHS A G54050102 361 7224 SH DFND 01,02 7224 0 0 LEAR CORP COM NEW 521865204 663 6756 SH DFND 01,02 6756 0 0 LEGG MASON INC COM 524901105 534 10013 SH DFND 01,02 10013 0 0 LEIDOS HLDGS INC COM 525327102 253 5817 SH DFND 01,02 5817 0 0 LENNAR CORP CL A 526057104 645 14386 SH DFND 01,02 14386 0 0 LEXINGTON REALTY TRUST COM 529043101 125 11354 SH DFND 01,02 11354 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 534 15142 SH DFND 01,02 15142 0 0 LIFEPOINT HOSPITALS INC COM 53219L109 608 8453 SH DFND 01,02 8453 0 0 LILLY ELI & CO COM 532457108 1137 16486 SH DFND 01,02 16486 0 0 LINCOLN ELEC HLDGS INC COM 533900106 849 12282 SH DFND 01,02 12282 0 0 LINCOLN NATL CORP IND COM 534187109 720 12486 SH DFND 01,02 12486 0 0 LINEAR TECHNOLOGY CORP COM 535678106 1445 31685 SH DFND 01,02 31685 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 1944 191876 SH DFND 01,02 191876 0 0 LOEWS CORP COM 540424108 1020 24284 SH DFND 01,02 24284 0 0 LOWES COS INC COM 548661107 238 3454 SH DFND 01,02 3454 0 0 LULULEMON ATHLETICA INC COM 550021109 351 6287 SH DFND 01,02 6287 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 961 12109 SH DFND 01,02 12109 0 0 MACYS INC COM 55616P104 204 3100 SH DFND 01,02 3100 0 0 MAGNA INTL INC COM 559222401 611 5619 SH DFND 01,02 5619 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 179 14033 SH DFND 01,02 14033 0 0 MANPOWERGROUP INC COM 56418H100 631 9256 SH DFND 01,02 9256 0 0 MARATHON OIL CORP COM 565849106 418 14790 SH DFND 01,02 14790 0 0 MARTIN MARIETTA MATLS INC COM 573284106 327 2964 SH DFND 01,02 2964 0 0 MCCORMICK & CO INC COM NON VTG 579780206 529 7117 SH DFND 01,02 7117 0 0 MCGRAW HILL FINL INC COM 580645109 307 3452 SH DFND 01,02 3452 0 0 MCKESSON CORP COM 58155Q103 938 4518 SH DFND 01,02 4518 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 248 2465 SH DFND 01,02 2465 0 0 MEADWESTVACO CORP COM 583334107 330 7429 SH DFND 01,02 7429 0 0 MEDIVATION INC COM 58501N101 293 2946 SH DFND 01,02 2946 0 0 MEDTRONIC INC COM 585055106 2590 35871 SH DFND 01,02 35871 0 0 MERCADOLIBRE INC COM 58733R102 428 3356 SH DFND 01,02 3356 0 0 MERCK & CO INC NEW COM 58933Y105 822 14480 SH DFND 01,02 14480 0 0 MERITOR INC COM 59001K100 305 20111 SH DFND 01,02 20111 0 0 METHANEX CORP COM 59151K108 416 9076 SH DFND 01,02 9076 0 0 MFA FINL INC COM 55272X102 395 49403 SH DFND 01,02 49403 0 0 MGIC INVT CORP WIS COM 552848103 99 10573 SH DFND 01,02 10573 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 833 11087 SH DFND 01,02 11087 0 0 MICRON TECHNOLOGY INC COM 595112103 224 6395 SH DFND 01,02 6395 0 0 MID-AMER APT CMNTYS INC COM 59522J103 612 8196 SH DFND 01,02 8196 0 0 MIDDLEBY CORP COM 596278101 255 2578 SH DFND 01,02 2578 0 0 MILLER HERMAN INC COM 600544100 379 12866 SH DFND 01,02 12866 0 0 MOHAWK INDS INC COM 608190104 1393 8968 SH DFND 01,02 8968 0 0 MOLSON COORS BREWING CO CL B 60871R209 337 4526 SH DFND 01,02 4526 0 0 MONDELEZ INTL INC CL A 609207105 857 23579 SH DFND 01,02 23579 0 0 MOODYS CORP COM 615369105 296 3093 SH DFND 01,02 3093 0 0 MUELLER WTR PRODS INC COM SER A 624758108 149 14557 SH DFND 01,02 14557 0 0 MYLAN INC COM 628530107 867 15373 SH DFND 01,02 15373 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 347 37473 SH DFND 01,02 37473 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 205 9725 SH DFND 01,02 9725 0 0 NCR CORP NEW COM 62886E108 791 27144 SH DFND 01,02 27144 0 0 NETAPP INC COM 64110D104 580 13991 SH DFND 01,02 13991 0 0 NETSUITE INC COM 64118Q107 217 1988 SH DFND 01,02 1988 0 0 NEW JERSEY RES COM 646025106 292 4768 SH DFND 01,02 4768 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 276 21649 SH DFND 01,02 21649 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 186 24069 SH DFND 01,02 24069 0 0 NEWS CORP NEW CL A 65249B109 624 39748 SH DFND 01,02 39748 0 0 NEXTERA ENERGY INC COM 65339F101 1028 9671 SH DFND 01,02 9671 0 0 NIELSEN N V COM N63218106 768 17178 SH DFND 01,02 17178 0 0 NISOURCE INC COM 65473P105 667 15733 SH DFND 01,02 15733 0 0 NOBLE CORP PLC SHS USD G65431101 1302 78591 SH DFND 01,02 78591 0 0 NOBLE ENERGY INC COM 655044105 1595 33639 SH DFND 01,02 33639 0 0 NORTHEAST UTILS COM 664397106 1246 23284 SH DFND 01,02 23284 0 0 NORTHERN TR CORP COM 665859104 616 9135 SH DFND 01,02 9135 0 0 NORTHROP GRUMMAN CORP COM 666807102 2946 19988 SH DFND 01,02 19988 0 0 NRG ENERGY INC COM NEW 629377508 1368 50750 SH DFND 01,02 50750 0 0 NRG YIELD INC COM CL A 62942X108 268 5687 SH DFND 01,02 5687 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 545 38207 SH DFND 01,02 38207 0 0 NUCOR CORP COM 670346105 1374 28010 SH DFND 01,02 28010 0 0 NVIDIA CORP COM 67066G104 419 20922 SH DFND 01,02 20922 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 232 2877 SH DFND 01,02 2877 0 0 OFFICE DEPOT INC COM 676220106 344 40127 SH DFND 01,02 40127 0 0 OGE ENERGY CORP COM 670837103 574 16183 SH DFND 01,02 16183 0 0 OLD DOMINION FGHT LINES INC COM 679580100 483 6226 SH DFND 01,02 6226 0 0 OMNOVA SOLUTIONS INC COM 682129101 1162 142736 SH DFND 01,02 142736 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 879 22190 SH DFND 01,02 22190 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 110 18077 SH DFND 01,02 18077 0 0 PACCAR INC COM 693718108 2086 30678 SH DFND 01,02 30678 0 0 PACIFIC MERCANTILE BANCORP COM 694552100 707 100490 SH DFND 01,02 100490 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 572 6452 SH DFND 01,02 6452 0 0 PANDORA MEDIA INC COM 698354107 190 10669 SH DFND 01,02 10669 0 0 PAREXEL INTL CORP COM 699462107 892 16055 SH DFND 01,02 16055 0 0 PARTNERRE LTD COM G6852T105 1089 9546 SH DFND 01,02 9546 0 0 PAYCHEX INC COM 704326107 730 15802 SH DFND 01,02 15802 0 0 PDL BIOPHARMA INC COM 69329Y104 131 16992 SH DFND 01,02 16992 0 0 PEPSICO INC COM 713448108 952 10063 SH DFND 01,02 10063 0 0 PERRIGO CO PLC SHS G97822103 484 2893 SH DFND 01,02 2893 0 0 PFIZER INC COM 717081103 288 9230 SH DFND 01,02 9230 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 748 22801 SH DFND 01,02 22801 0 0 PINNACLE WEST CAP CORP COM 723484101 244 3569 SH DFND 01,02 3569 0 0 POLARIS INDS INC COM 731068102 872 5766 SH DFND 01,02 5766 0 0 PORTER BANCORP INC COM 736233107 293 609399 SH DFND 01,02 609399 0 0 POTASH CORP SASK INC COM 73755L107 495 14014 SH DFND 01,02 14014 0 0 POTLATCH CORP NEW COM 737630103 242 5788 SH DFND 01,02 5788 0 0 PRICE T ROWE GROUP INC COM 74144T108 640 7453 SH DFND 01,02 7453 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 616 11859 SH DFND 01,02 11859 0 0 PROCTER & GAMBLE CO COM 742718109 2102 23077 SH DFND 01,02 23077 0 0 PROGRESSIVE CORP OHIO COM 743315103 1520 56310 SH DFND 01,02 56310 0 0 PRUDENTIAL FINL INC COM 744320102 617 6824 SH DFND 01,02 6824 0 0 PS BUSINESS PKS INC CALIF COM 69360J107 301 3783 SH DFND 01,02 3783 0 0 PUBLIC STORAGE COM 74460D109 913 4939 SH DFND 01,02 4939 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1158 27965 SH DFND 01,02 27965 0 0 PULTE GROUP INC COM 745867101 279 13020 SH DFND 01,02 13020 0 0 QEP RES INC COM 74733V100 272 13433 SH DFND 01,02 13433 0 0 RACKSPACE HOSTING INC COM 750086100 411 8774 SH DFND 01,02 8774 0 0 RED HAT INC COM 756577102 1332 19272 SH DFND 01,02 19272 0 0 REGENCY CTRS CORP COM 758849103 538 8438 SH DFND 01,02 8438 0 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 292 12157 SH DFND 01,02 12157 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 406 6624 SH DFND 01,02 6624 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 1590 16357 SH DFND 01,02 16357 0 0 RESOURCE CAP CORP COM 76120W302 100 19857 SH DFND 01,02 19857 0 0 RESTORATION HARDWARE HLDGS I COM 761283100 677 7048 SH DFND 01,02 7048 0 0 REYNOLDS AMERICAN INC COM 761713106 1571 24443 SH DFND 01,02 24443 0 0 RF MICRODEVICES INC COM 749941100 1027 61926 SH DFND 01,02 61926 0 0 RICE ENERGY INC COM 762760106 581 27697 SH DFND 01,02 27697 0 0 RITE AID CORP COM 767754104 667 88675 SH DFND 01,02 88675 0 0 ROCK-TENN CO CL A 772739207 680 11143 SH DFND 01,02 11143 0 0 RPC INC COM 749660106 363 27807 SH DFND 01,02 27807 0 0 RPM INTL INC COM 749685103 238 4689 SH DFND 01,02 4689 0 0 RPX CORP COM 74972G103 195 14138 SH DFND 01,02 14138 0 0 SANDERSON FARMS INC COM 800013104 471 5605 SH DFND 01,02 5605 0 0 SANDISK CORP COM 80004C101 1240 12655 SH DFND 01,02 12655 0 0 SCHLUMBERGER LTD COM 806857108 1139 13333 SH DFND 01,02 13333 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 937 12443 SH DFND 01,02 12443 0 0 SEALED AIR CORP NEW COM 81211K100 517 12176 SH DFND 01,02 12176 0 0 SEMGROUP CORP CL A 81663A105 660 9648 SH DFND 01,02 9648 0 0 SHERWIN WILLIAMS CO COM 824348106 219 834 SH DFND 01,02 834 0 0 SIGNET JEWELERS LIMITED SHS G81276100 238 1806 SH DFND 01,02 1806 0 0 SIMON PPTY GROUP INC NEW COM 828806109 2031 11152 SH DFND 01,02 11152 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 465 6399 SH DFND 01,02 6399 0 0 SNAP ON INC COM 833034101 532 3888 SH DFND 01,02 3888 0 0 SOLAR CAP LTD COM 83413U100 385 21397 SH DFND 01,02 21397 0 0 SOLERA HOLDINGS INC COM 83421A104 852 16651 SH DFND 01,02 16651 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 206 7609 SH DFND 01,02 7609 0 0 SONOCO PRODS CO COM 835495102 619 14159 SH DFND 01,02 14159 0 0 SOUTHERN CO COM 842587107 496 10109 SH DFND 01,02 10109 0 0 SPHERE 3D CORP COM 84841Q109 1801 342986 SH DFND 01,02 342986 0 0 SPIRIT AIRLS INC COM 848577102 617 8163 SH DFND 01,02 8163 0 0 SPRINGLEAF HLDGS INC COM 85172J101 1004 27747 SH DFND 01,02 27747 0 0 SPX CORP COM 784635104 729 8490 SH DFND 01,02 8490 0 0 ST JOE CO COM 790148100 360 19568 SH DFND 01,02 19568 0 0 STAPLES INC COM 855030102 294 16207 SH DFND 01,02 16207 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 1278 15770 SH DFND 01,02 15770 0 0 STARWOOD PPTY TR INC COM 85571B105 627 26960 SH DFND 01,02 26960 0 0 STILLWATER MNG CO COM 86074Q102 5379 364955 SH DFND 01,02 364955 0 0 STRATEGIC HOTELS & RESORTS I COM 86272T106 610 46129 SH DFND 01,02 46129 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 317 7329 SH DFND 01,02 7329 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 1728 41353 SH DFND 01,02 41353 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 617 37385 SH DFND 01,02 37385 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 685 33978 SH DFND 01,02 33978 0 0 T MOBILE US INC COM 872590104 203 7550 SH DFND 01,02 7550 0 0 TABLEAU SOFTWARE INC CL A 87336U105 316 3727 SH DFND 01,02 3727 0 0 TARGA RES CORP COM 87612G101 619 5837 SH DFND 01,02 5837 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 215 4490 SH DFND 01,02 4490 0 0 TAUBMAN CTRS INC COM 876664103 419 5478 SH DFND 01,02 5478 0 0 TE CONNECTIVITY LTD REG SHS H84989104 1001 15833 SH DFND 01,02 15833 0 0 TECO ENERGY INC COM 872375100 227 11078 SH DFND 01,02 11078 0 0 TEEKAY CORPORATION COM Y8564W103 911 17910 SH DFND 01,02 17910 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 941 9160 SH DFND 01,02 9160 0 0 TENNECO INC COM 880349105 394 6960 SH DFND 01,02 6960 0 0 TESORO CORP COM 881609101 727 9782 SH DFND 01,02 9782 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 700 11898 SH DFND 01,02 11898 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 258 7202 SH DFND 01,02 7202 0 0 TEXAS INSTRS INC COM 882508104 460 8611 SH DFND 01,02 8611 0 0 TEXTRON INC COM 883203101 221 5253 SH DFND 01,02 5253 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 222 1768 SH DFND 01,02 1768 0 0 TIFFANY & CO NEW COM 886547108 239 2236 SH DFND 01,02 2236 0 0 TIMKEN CO COM 887389104 498 11658 SH DFND 01,02 11658 0 0 TITAN INTL INC ILL COM 88830M102 230 21680 SH DFND 01,02 21680 0 0 TOWERS WATSON & CO CL A 891894107 890 7867 SH DFND 01,02 7867 0 0 TRI POINTE HOMES INC COM 87265H109 272 17822 SH DFND 01,02 17822 0 0 TRIANGLE PETE CORP COM NEW 89600B201 1524 318730 SH DFND 01,02 318730 0 0 TRIMBLE NAVIGATION LTD COM 896239100 210 7896 SH DFND 01,02 7896 0 0 TRINITY INDS INC COM 896522109 295 10534 SH DFND 01,02 10534 0 0 TRIPADVISOR INC COM 896945201 348 4667 SH DFND 01,02 4667 0 0 TRIUMPH GROUP INC NEW COM 896818101 702 10441 SH DFND 01,02 10441 0 0 TRUEBLUE INC COM 89785X101 211 9471 SH DFND 01,02 9471 0 0 TWO HBRS INVT CORP COM 90187B101 459 45819 SH DFND 01,02 45819 0 0 TYSON FOODS INC CL A 902494103 1135 28306 SH DFND 01,02 28306 0 0 U S G CORP COM NEW 903293405 372 13294 SH DFND 01,02 13294 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 410 2795 SH DFND 01,02 2795 0 0 ULTRA PETROLEUM CORP COM 903914109 1085 82428 SH DFND 01,02 82428 0 0 UMB FINL CORP COM 902788108 251 4412 SH DFND 01,02 4412 0 0 UNITED CONTL HLDGS INC COM 910047109 524 7827 SH DFND 01,02 7827 0 0 UNITED NAT FOODS INC COM 911163103 202 2608 SH DFND 01,02 2608 0 0 UNITED RENTALS INC COM 911363109 1266 12410 SH DFND 01,02 12410 0 0 UNITED STATES CELLULAR CORP COM 911684108 454 11406 SH DFND 01,02 11406 0 0 UNITED STATES STL CORP NEW COM 912909108 562 21019 SH DFND 01,02 21019 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 436 3368 SH DFND 01,02 3368 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 814 18830 SH DFND 01,02 18830 0 0 VECTOR GROUP LTD COM 92240M108 299 14015 SH DFND 01,02 14015 0 0 VECTREN CORP COM 92240G101 290 6273 SH DFND 01,02 6273 0 0 VEEVA SYS INC CL A COM 922475108 315 11911 SH DFND 01,02 11911 0 0 VIASAT INC COM 92552V100 425 6735 SH DFND 01,02 6735 0 0 VMWARE INC CL A COM 928563402 772 9352 SH DFND 01,02 9352 0 0 WABCO HLDGS INC COM 92927K102 247 2354 SH DFND 01,02 2354 0 0 WAL-MART STORES INC COM 931142103 1579 18388 SH DFND 01,02 18388 0 0 WASTE CONNECTIONS INC COM 941053100 394 8952 SH DFND 01,02 8952 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 1546 135037 SH DFND 01,02 135037 0 0 WEB COM GROUP INC COM 94733A104 198 10415 SH DFND 01,02 10415 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 620 17753 SH DFND 01,02 17753 0 0 WELLS FARGO & CO NEW COM 949746101 2002 36525 SH DFND 01,02 36525 0 0 WET SEAL INC CL A 961840105 283 4362733 SH DFND 01,02 4362733 0 0 WEYERHAEUSER CO COM 962166104 810 22582 SH DFND 01,02 22582 0 0 WHITING PETE CORP NEW COM 966387102 1873 56755 SH DFND 01,02 56755 0 0 WILLIAMS COS INC DEL COM 969457100 570 12685 SH DFND 01,02 12685 0 0 WILLIAMS SONOMA INC COM 969904101 485 6411 SH DFND 01,02 6411 0 0 WINDSTREAM HLDGS INC COM 97382A101 1617 196282 SH DFND 01,02 196282 0 0 WORLD FUEL SVCS CORP COM 981475106 642 13688 SH DFND 01,02 13688 0 0 WYNN RESORTS LTD COM 983134107 253 1698 SH DFND 01,02 1698 0 0 XENOPORT INC COM 98411C100 263 30000 SH DFND 01,02 30000 0 0 XILINX INC COM 983919101 1788 41308 SH DFND 01,02 41308 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 305 3936 SH DFND 01,02 3936 0 0 ZOETIS INC CL A 98978V103 640 14884 SH DFND 01,02 14884 0 0