0001133639-17-000045.txt : 20170810 0001133639-17-000045.hdr.sgml : 20170810 20170810143657 ACCESSION NUMBER: 0001133639-17-000045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170810 DATE AS OF CHANGE: 20170810 EFFECTIVENESS DATE: 20170810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001133639 IRS NUMBER: 522206685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06325 FILM NUMBER: 171021029 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125767000 MAIL ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133639 XXXXXXXX 06-30-2017 06-30-2017 NEW YORK LIFE INVESTMENT MANAGEMENT LLC

51 MADISON AVE NEW YORK NY 10010

13F COMBINATION REPORT 028-06325 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0001305841 028-10968 Epoch Investment Partners, Inc. 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 0001453415 028-13283 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0001089991 028-04869 MARKSTON INTERNATIONAL LLC 0000061227 028-00046 MACKAY SHIELDS LLC 0000912938 028-04968 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0001163368 028-10952 PACIFIC INVESTMENT MANAGEMENT CO LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0000869178 028-02783 VAN ECK ASSOCIATES CORP 0000900973 028-03676 Winslow Capital Management, LLC 0001329375 028-12384 CUSHING ASSET MANAGEMENT, LP 0001537014 028-16845 Candriam Luxembourg S.C.A. N Todd Minichino 212-576-7915 Todd Minichino New York NY 08-10-2017 1 34 1088565 false 1 0001606720 028-16259 NYL Investors LLC INFORMATION TABLE 2 r13f063016_table.xml FORM 13F-HR INFORMATION TABLE 6/30/17 EXPRESS SCRIPTS HOLDING COMPANY COM 30219G108 48296 756524 SH SOLE 01 756524 0 0 HALCON RESOURCES CORP COM PAR NEW 40537Q605 1168 257323 SH SOLE 01 257323 0 0 ING SPDR BLOOMBERG BARCLAYS LONG TERM ET BLOMBERG BRC COR 78464A367 6129 147200 SH SOLE 01 147200 0 0 IQ 50PCT HEDGED FTSE EUR ETF HDGD FTSE EURO 45409B552 98628 5144910 SH SOLE 5144910 0 0 IQ 50PCT HEDGED FTSE INT ETF HDGD FTSE INTL 45409B560 229134 11377038 SH SOLE 11377038 0 0 IQ CHAIKIN SMALL CAP ETF IQ CHAIKIN US 45409B396 63063 2474018 SH SOLE 2474018 0 0 IQ Enhanced Core Bond US ETF IQ ENCH BD US 45409B487 34836 1780086 SH SOLE 1780086 0 0 IQ ENHANCED CORE PLUS BOND U IQ ENCH COR PL 45409B479 155752 7764284 SH SOLE 7764284 0 0 IQ GLOBAL RESOURCES ETF IQ GLB RES ETF 45409B883 104922 4117813 SH SOLE 4117813 0 0 IQ S&P HY LOW VOL BOND ETF IQ S&P HGH YLD 45409B412 24530 965414 SH SOLE 965414 0 0 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 3826 33728 SH SOLE 33728 0 0 ISHARES 10 YEAR CREDIT BOND BND ETFUND 10+ YR CR BD ETF 464289511 24607 399200 SH SOLE 01 399200 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORP BD IBOXX INV CP ETF 464287242 30573 253700 SH SOLE 01 253700 0 0 ISHARES INTERMEDIATE CREDIT INTERM CR BD ETF 464288638 2749 25041 SH SOLE 01 25041 0 0 ISHARES INTERMEDIATE GOVERNM INTRM GOV/CR ETF 464288612 11971 108162 SH SOLE 108162 0 0 ISHARES MSCI ALL COUNTRY ASI MSCI AC ASIA ETF 464288182 17353 257272 SH SOLE 257272 0 0 ISHARES MSCI BRAZILCAPPED IND MSCI BRZ CAP ETF 464286400 7558 221395 SH SOLE 221395 0 0 ISHARES MSCI FRONTIER 100 MSCI FRNTR100ETF 464286145 1976 69141 SH SOLE 69141 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 2237 69680 SH SOLE 69680 0 0 ISHARES MSCI PHILIPPINES MSCI PHILIPS ETF 46429B408 1828 51027 SH SOLE 51027 0 0 ISHARES MSCI POLAND CAPPED E MSCI POL CAP ETF 46429B606 1054 43405 SH SOLE 43405 0 0 ISHARES RUSSELL 1000 VALUE RUS 1000 VAL ETF 464287598 14856 127596 SH SOLE 127596 0 0 ISHARES RUSSELL 2000 RUSSELL 2000 ETF 464287655 53872 382289 SH SOLE 382289 0 0 PATTERSON UTI ENERGY COM COM 703481101 21238 1051905 SH SOLE 01 1051905 0 0 SPDR S&P EMERGING MKTS SMALL S&P EMKTSC ETF 78463X756 8434 180720 SH SOLE 180720 0 0 THE INTERPUBLIC GROUP OF COMPANIES COM 460690100 187 7584 SH SOLE 01 7584 0 0 VANECK VECTORS AFRICA INDEX AFRICA INDEX ETF 92189F866 1120 51861 SH SOLE 51861 0 0 VANECK VECTORS EMERGING MARK JP MORGAN MKTS 92189F494 10365 548703 SH SOLE 548703 0 0 VANECK VECTORS INDIA S/C INDIA SMALL CAP 92189F767 1735 31132 SH SOLE 31132 0 0 VANGUARD INTERMEDIATE TERM CORPORA INT-TERM CORP 92206C870 12175 139100 SH SOLE 01 139100 0 0 VANGUARD LONG TERM BOND INDEX FUND LONG TERM BOND 921937793 12248 131500 SH SOLE 01 131500 0 0 VANGUARD LONG TERM CORPORATE BOND LG-TERM COR BD 92206C813 36844 394900 SH SOLE 01 394900 0 0 VANGUARD MID-CAP VALUE ETF MCAP VL IDXVIP 922908512 34366 334075 SH SOLE 334075 0 0 VANGUARD S/T INFL PROT SEC INDEX FUND STRM INFPROIDX 922020805 8935 181489 SH SOLE 181489 0 0