0001133639-16-000092.txt : 20161108
0001133639-16-000092.hdr.sgml : 20161108
20161108162014
ACCESSION NUMBER: 0001133639-16-000092
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
EFFECTIVENESS DATE: 20161108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001133639
IRS NUMBER: 522206685
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06325
FILM NUMBER: 161981517
BUSINESS ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125767000
MAIL ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001133639
XXXXXXXX
09-30-2016
09-30-2016
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
51 MADISON AVE
NEW YORK
NY
10010
13F COMBINATION REPORT
028-06325
0000790502
028-01666
EAGLE ASSET MANAGEMENT INC
0001305841
028-10968
Epoch Investment Partners, Inc.
0000050672
028-00016
INSTITUTIONAL CAPITAL LLC
0000812295
028-01343
JANUS CAPITAL MANAGEMENT LLC
0001453415
028-13283
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.
0001089991
028-04869
MARKSTON INTERNATIONAL LLC
0000061227
028-00046
MACKAY SHIELDS LLC
0000912938
028-04968
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
0001163368
028-10952
PACIFIC INVESTMENT MANAGEMENT CO LLC
0000080255
028-00115
PRICE T ROWE ASSOCIATES INC /MD/
0000869178
028-02783
VAN ECK ASSOCIATES CORP
0000900973
028-03676
Winslow Capital Management, LLC
0001123570
028-05923
CORNERSTONE CAPITAL MANAGEMENT LLC
0001329375
028-12384
CUSHING ASSET MANAGEMENT, LP
0001537014
028-16845
Candriam Luxembourg S.C.A.
N
Todd Minichino
Senior Director
212-576-7915
Todd Minichino
New York
NY
11-08-2016
2
45
912303
false
2
0001606720
028-16259
NYL Investors LLC
3
0000071633
028-00065
NEW YORK LIFE INSURANCE CO
INFORMATION TABLE
2
r13f093016_table.xml
FORM 13F/HR AS OF 9/30/16
EXPRESS SCRIPTS HOLDING COMPANY
COM
30219G108
68768
975024
SH
SOLE
02
975024
0
0
FIRST TRUST MID CAP CORE ALP
COM SHS
33735B108
362
6848
SH
SOLE
0
0
6848
GOLDMAN ACTIVEBETA US LC ETF
EQUITY ETF
381430503
1588
36446
SH
SOLE
0
0
36446
GUGGENHEIM S&P SPIN-OFF ETF
GUGG S&P SPINOFF
18383M605
1453
33877
SH
SOLE
0
0
33877
HALCON RESOURCES CORP
COM PAR NEW
40537Q605
2414
257329
SH
SOLE
02
257329
0
0
IQ 50PCT HEDGED FTSE EUR ETF
HDGD FTSE EURO
45409B552
24511
1373182
SH
DFND
03
1373182
0
0
IQ 50PCT HEDGED FTSE INT ETF
HDGD FTSE INTL
45409B560
105890
5808550
SH
SOLE
5808550
0
0
IQ 50PCT HEDGED FTSE INT ETF
HDGD FTSE INTL
45409B560
24554
1346890
SH
DFND
03
1346890
0
0
IQ 50PCT HEDGED FTSE JPN ETF
HDGD FTSE JAPN
45409B537
23055
1327287
SH
DFND
03
1327287
0
0
IQ Enhanced Core Bond US ETF
IQ ENCH BD US
45409B487
41418
2042332
SH
SOLE
2042332
0
0
IQ Enhanced Core Bond US ETF
IQ ENCH BD US
45409B487
9532
470000
SH
DFND
03
470000
0
0
IQ ENHANCED CORE PLUS BOND U
IQ ENCH COR PL
45409B479
186675
9173229
SH
SOLE
9173229
0
0
IQ ENHANCED CORE PLUS BOND U
IQ ENCH COR PL
45409B479
13838
680000
SH
DFND
03
680000
0
0
IQ GLOBAL RESOURCES ETF
IQ GLB RES ETF
45409B883
66370
2554644
SH
SOLE
2554644
0
0
IQ HEDGE EVENT-DRIVEN TRACKE
HDG EVE DRIV
45409B404
1632
80000
SH
DFND
03
80000
0
0
IQ HEDGE LONG/SHORT TRACKER
LNG SHT TRACK
45409B305
1551
80000
SH
DFND
03
80000
0
0
IQ LEADERS GTAA TRACKER ETF
IQ LEADERS GTA
45409B511
31010
1422810
SH
DFND
03
1422810
0
0
ISHARES TIPS BOND ETF
TIPS BD ETF
464287176
4169
35785
SH
SOLE
35785
0
0
ISHARES 10+ YEAR CREDIT BOND BND ETFUND
10+ YR CR BD ETF
464289511
24564
388300
SH
SOLE
02
388300
0
0
ISHARES CORE S&P 500 ETF
CORE S&P500 ETF
464287200
144
664
SH
SOLE
0
0
664
ISHARES IBOXX $ INVESTMENT GRADE CORP BD
IBOXX INV CP ETF
464287242
30462
247300
SH
SOLE
02
247300
0
0
ISHARES INTERMEDIATE CREDIT
INTERM CR BD ETF
464288638
18917
169886
SH
SOLE
02
169886
0
0
ISHARES INTERMEDIATE GOVERNM
INTRM GOV/CR ETF
464288612
35610
315580
SH
SOLE
315580
0
0
ISHARES MSCI ALL COUNTRY ASI
MSCI AC ASIA ETF
464288182
11394
188275
SH
SOLE
188275
0
0
ISHARES MSCI FRONTIER 100
MSCI FRNTR100ETF
464286145
1589
61894
SH
SOLE
61894
0
0
ISHARES MSCI INDIA ETF
MSCI INDIA ETF
46429B598
1746
59356
SH
SOLE
59356
0
0
ISHARES MSCI PHILIPPINES
MSCI PHILIPS ETF
46429B408
1359
36468
SH
SOLE
36468
0
0
ISHARES MSCI POLAND CAPPED E
MSCI POL CAP ETF
46429B606
753
41324
SH
SOLE
41324
0
0
ISHARES RUSSELL 1000 VALUE
RUS 1000 VAL ETF
464287598
7197
68143
SH
SOLE
68143
0
0
ISHARES RUSSELL 2000
RUSSELL 2000 ETF
464287655
58820
473549
SH
SOLE
467126
0
6423
ISHARES US FINANCIALS ETF
U.S. FINLS ETF
464287788
1434
15929
SH
SOLE
0
0
15929
SPDR BARCLAYS LONG TERM CORPORATE
LNG TRM CORP BD
78464A367
6163
143700
SH
SOLE
02
143700
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
871
4028
SH
SOLE
0
0
4028
SPDR S&P EMERGING MKTS SMALL
S&P EMKTSC ETF
78463X756
7158
165844
SH
SOLE
165844
0
0
THE INTERPUBLIC GROUP OF COMPANIES
COM
460690100
170
7584
SH
SOLE
02
7584
0
0
VANECK VECTORS AFRICA INDEX
AFRICA INDEX ETF
92189F866
918
44278
SH
SOLE
44278
0
0
VANECK VECTORS EMERGING MARK
JP MORGAN MKTS
92189F494
8210
430303
SH
SOLE
430303
0
0
VANECK VECTORS INDIA S/C
INDIA SMALL CAP
92189F767
1347
28997
SH
SOLE
28997
0
0
VANGUARD INFO TECH ETF
INF TECH ETF
92204A702
1742
14472
SH
SOLE
0
0
14472
VANGUARD INTERMEDIATE TERM CORPORA
INT-TERM CORP
92206C870
12147
135600
SH
SOLE
02
135600
0
0
VANGUARD LONG TERM BOND INDEX FUND
LONG TERM BOND
921937793
12295
124700
SH
SOLE
02
124700
0
0
VANGUARD LONG TERM CORPORATE BOND
LG-TERM COR BD
92206C813
37017
386800
SH
SOLE
02
386800
0
0
VANGUARD MID-CAP VALUE ETF
MCAP VL IDXVIP
922908512
10766
115063
SH
SOLE
115063
0
0
VANGUARD S/T INFL PROT SEC INDEX FUND
STRM INFPROIDX
922020805
9712
195614
SH
SOLE
195614
0
0
VANGUARD TELECOM SERVICE ETF
TELCOMM ETF
92204A884
1008
10674
SH
SOLE
0
0
10674