0001133639-16-000079.txt : 20160815
0001133639-16-000079.hdr.sgml : 20160815
20160815132351
ACCESSION NUMBER: 0001133639-16-000079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001133639
IRS NUMBER: 522206685
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06325
FILM NUMBER: 161831518
BUSINESS ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125767000
MAIL ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001133639
XXXXXXXX
06-30-2016
06-30-2016
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
51 MADISON AVE
NEW YORK
NY
10010
13F COMBINATION REPORT
028-06325
0000790502
028-01666
EAGLE ASSET MANAGEMENT INC
0001305841
028-10968
Epoch Investment Partners, Inc.
0000050672
028-00016
INSTITUTIONAL CAPITAL LLC
0000812295
028-01343
JANUS CAPITAL MANAGEMENT LLC
0001453415
028-13283
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.
0001561089
028-15275
Marketfield Asset Management LLC
0001089991
028-04869
MARKSTON INTERNATIONAL LLC
0000061227
028-00046
MACKAY SHIELDS LLC
0000912938
028-04968
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
0001163368
028-10952
PACIFIC INVESTMENT MANAGEMENT CO LLC
0000080255
028-00115
PRICE T ROWE ASSOCIATES INC /MD/
0000869178
028-02783
VAN ECK ASSOCIATES CORP
0000900973
028-03676
Winslow Capital Management, LLC
0001123570
028-05923
CORNERSTONE CAPITAL MANAGEMENT LLC
0001329375
028-12384
CUSHING ASSET MANAGEMENT, LP
0001537014
028-16845
Candriam Luxembourg S.C.A.
N
Todd Minichino
Senior Director
212-576-7915
Todd Minichino
New York
NY
08-15-2016
2
57
896865
false
2
0001606720
028-16259
NYL Investors LLC
3
0000071633
028-00065
NEW YORK LIFE INSURANCE CO
INFORMATION TABLE
2
r13f063016_table.xml
FORM 13F-HR AS OF 6/30/16
AMERICAN TOWER CORP
COM
03027X100
22012
193752
SH
SOLE
02
193752
0
0
EXPRESS SCRIPTS HOLDING COMPANY
COM
30219G108
74966
989001
SH
SOLE
02
989001
0
0
FINANCIAL SELECT SECTOR SPDR
SBI INT-FINL
81369Y605
1248
54620
SH
SOLE
0
0
54620
FIRST TRUST MID CAP CORE ALP
COM SHS
33735B108
491
9720
SH
SOLE
0
0
9720
GOLDMAN ACTIVEBETA US LC ETF
EQUITY ETF
381430503
2169
51087
SH
SOLE
0
0
51087
GUGGENHEIM S&P SPIN-OFF ETF
GUGG S&P SPINOFF
18383M605
1969
49935
SH
SOLE
0
0
49935
INDUSTRIAL SELECT SECT SPDR
SBI INT-INDS
81369Y704
1662
29671
SH
SOLE
0
0
29671
IQ 50PCT HEDGED FTSE EUR ETF
HDGD FTSE EURO
45409B552
23454
1373182
SH
SOLE
03
1373182
0
0
IQ 50PCT HEDGED FTSE INT ETF
HDGD FTSE INTL
45409B560
77098
4492887
SH
SOLE
4492887
0
0
IQ 50PCT HEDGED FTSE INT ETF
HDGD FTSE INTL
45409B560
23113
1346890
SH
SOLE
03
1346890
0
0
IQ 50PCT HEDGED FTSE JPN ETF
HDGD FTSE JAPN
45409B537
21436
1327287
SH
SOLE
03
1327287
0
0
IQ Enhanced Core Bond US ETF
IQ ENCH BD US
45409B487
31923
1578015
SH
SOLE
1578015
0
0
IQ Enhanced Core Bond US ETF
IQ ENCH BD US
45409B487
7485
370000
SH
SOLE
03
370000
0
0
IQ ENHANCED CORE PLUS BOND U
IQ ENCH COR PL
45409B479
112876
5563144
SH
SOLE
5563144
0
0
IQ ENHANCED CORE PLUS BOND U
IQ ENCH COR PL
45409B479
8725
430000
SH
SOLE
03
430000
0
0
IQ GLOBAL RESOURCES ETF
IQ GLB RES ETF
45409B883
19087
744963
SH
SOLE
744963
0
0
IQ HEDGE EVENT-DRIVEN TRACKE
HDG EVE DRIV
45409B404
1571
80000
SH
SOLE
03
80000
0
0
IQ HEDGE LONG/SHORT TRACKER
LNG SHT TRACK
45409B305
1512
80000
SH
SOLE
03
80000
0
0
IQ LEADERS GTAA TRACKER ETF
IQ LEADERS GTA
45409B511
13359
644741
SH
SOLE
03
644741
0
0
ISHARES TIPS BOND ETF
TIPS BD ETF
464287176
4785
41010
SH
SOLE
41010
0
0
ISHARES 10+ YEAR CREDIT BOND BND ETFUND
10+ YR CR BD ETF
464289511
24177
385900
SH
SOLE
02
385900
0
0
ISHARES 20+ YEAR TREASURY BOND ETF
20 YR TR BD ETF
464287432
10508
75650
SH
SOLE
02
75650
0
0
ISHARES 7-10 YEAR TREASURY BOND ETF
7-10 Y TR BD ETF
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14613
129371
SH
SOLE
02
129371
0
0
ISHARES CORE S&P 500 ETF
CORE S&P500 ETF
464287200
983
4668
SH
SOLE
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ISHARES CORE US AGGREGATE BOND ETF
CORE US AGGBD ET
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257633
SH
SOLE
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257633
0
0
ISHARES IBOXX $ INVESTMENT GRADE CORP BD
IBOXX INV CP ETF
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34360
279955
SH
SOLE
02
279955
0
0
ISHARES INTERMEDIATE CREDIT
INTERM CR BD ETF
464288638
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SH
SOLE
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ISHARES INTERMEDIATE GOVERNM
INTRM GOV/CR ETF
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SH
SOLE
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ISHARES MSCI ALL COUNTRY ASI
MSCI AC ASIA ETF
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11272
206149
SH
SOLE
206149
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
9414
168650
SH
SOLE
02
168650
0
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ISHARES MSCI FRONTIER 100
MSCI FRNTR100ETF
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1689
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SH
SOLE
68953
0
0
ISHARES MSCI INDIA ETF
MSCI INDIA ETF
46429B598
1848
66188
SH
SOLE
66188
0
0
ISHARES MSCI PHILIPPINES
MSCI PHILIPS ETF
46429B408
1583
40405
SH
SOLE
40405
0
0
ISHARES MSCI POLAND CAPPED E
MSCI POL CAP ETF
46429B606
767
45253
SH
SOLE
45253
0
0
ISHARES RUSSELL 1000 ETF
RUS 1000 ETF
464287622
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SH
SOLE
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60836
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0
ISHARES RUSSELL 1000 VALUE
RUS 1000 VAL ETF
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411
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SH
SOLE
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0
0
ISHARES RUSSELL 2000
RUSSELL 2000 ETF
464287655
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507415
SH
SOLE
497919
0
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ISHARES RUSSELL 3000 ETF
RUSSELL 3000 ETF
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7111
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SH
SOLE
02
57335
0
0
SPDR BARCLAYS HIGH YIELD BOND ETF
BRC HGH YLD BD
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7211
202033
SH
SOLE
02
202033
0
0
SPDR BARCLAYS LONG TERM CORPORATE
LNG TRM CORP BD
78464A367
6036
143000
SH
SOLE
02
143000
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
1180
5633
SH
SOLE
0
0
5633
SPDR S&P EMERGING MKTS SMALL
S&P EMKTSC ETF
78463X756
8174
207673
SH
SOLE
207673
0
0
THE INTERPUBLIC GROUP OF COMPANIES
COM
460690100
175
7584
SH
SOLE
02
7584
0
0
VANECK VECTORS AFRICA INDEX
AFRICA INDEX ETF
92189F866
1035
51577
SH
SOLE
51577
0
0
VANECK VECTORS EMERGING MARK
JP MORGAN MKTS
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1756
93057
SH
SOLE
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0
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VANECK VECTORS INDIA S/C
INDIA SMALL CAP
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32090
SH
SOLE
32090
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
FTSE DEV MKT ETF
921943858
4063
114917
SH
SOLE
02
114917
0
0
VANGUARD INFO TECH ETF
INF TECH ETF
92204A702
2525
23574
SH
SOLE
0
0
23574
VANGUARD INTERMEDIATE TERM CORPORA
INT-TERM CORP
92206C870
11936
133500
SH
SOLE
02
133500
0
0
VANGUARD LONG TERM BOND INDEX FUND
LONG TERM BOND
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12119
123600
SH
SOLE
02
123600
0
0
VANGUARD LONG TERM CORPORATE BOND
LG-TERM COR BD
92206C813
36332
384300
SH
SOLE
02
384300
0
0
VANGUARD MID-CAP VALUE ETF
MCAP VL IDXVIP
922908512
2819
31648
SH
SOLE
31648
0
0
VANGUARD REIT INDEX FUND ETF
REIT ETF
922908553
7528
84900
SH
SOLE
02
84900
0
0
VANGUARD S/T INFL PROT SEC INDEX FUND
STRM INFPROIDX
922020805
10895
220196
SH
SOLE
220196
0
0
VANGUARD TELECOM SERVICE ETF
TELCOMM ETF
92204A884
1438
14613
SH
SOLE
0
0
14613
VANGUARD TOTAL BOND MARKET INDEX F
TOTAL BND MRKT
921937835
29031
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SH
SOLE
02
344383
0
0
VANGUARD TOTAL STOCK MARKET INDEX
TOTAL STK MKT
922908769
14156
132106
SH
SOLE
02
132106
0
0