Senior Director

0001133639-16-000065.txt : 20160516 0001133639-16-000065.hdr.sgml : 20160516 20160516145100 ACCESSION NUMBER: 0001133639-16-000065 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001133639 IRS NUMBER: 522206685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06325 FILM NUMBER: 161652926 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125767000 MAIL ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133639 XXXXXXXX 03-31-2016 03-31-2016 NEW YORK LIFE INVESTMENT MANAGEMENT LLC

51 MADISON AVE NEW YORK NY 10010

13F COMBINATION REPORT 028-06325 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0001305841 028-10968 Epoch Investment Partners, Inc. 0000050672 028-00016 INSTITUTIONAL CAPITAL LLC 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 0001453415 028-13283 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0001561089 028-15275 Marketfield Asset Management LLC 0001089991 028-04869 MARKSTON INTERNATIONAL LLC 0000061227 028-00046 MACKAY SHIELDS LLC 0000912938 028-04968 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0001163368 028-10952 PACIFIC INVESTMENT MANAGEMENT CO LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0000869178 028-02783 VAN ECK ASSOCIATES CORP 0000900973 028-03676 Winslow Capital Management, LLC 0001123570 028-05923 CORNERSTONE CAPITAL MANAGEMENT LLC 0001329375 028-12384 CUSHING ASSET MANAGEMENT, LP 0001537014 028-16845 Candriam Luxembourg S.C.A. N Todd Minichino Senior Director 212-576-7915 Todd Minichino New York NY 05-16-2015 2 54 667725 false 2 0001606720 028-16259 NYL Investors LLC 3 0000071633 028-00065 NEW YORK LIFE INSURANCE CO INFORMATION TABLE 2 r13f033116_table.xml FORM 13F-HR AS OF 3/31/16 AMERICAN TOWER CORP COM 03027X100 19834 193752 SH SOLE 02 193752 0 0 EXPRESS SCRIPTS HOLDING COMPANY COM 30219G108 67934 989001 SH SOLE 02 989001 0 0 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 2822 125418 SH SOLE 0 0 125418 GLOBAL X GURU INDEX ETF GLB X GURU INDEX 37950E341 4359 197889 SH SOLE 0 0 197889 GUGGENHEIM SPIN-OFF ETF GUGG SPINOFF ETF 18383M605 4420 114537 SH SOLE 0 0 114537 INDUSTRIAL SELECT SECT SPDR SBI INT-INDS 81369Y704 3779 68130 SH SOLE 0 0 68130 IQ 50PCT HEDGED FTSE EUR ETF HDGD FTSE EURO 45409B552 23674 1373182 SH SOLE 03 1373182 0 0 IQ 50PCT HEDGED FTSE EUR ETF HDGD FTSE EURO 45409B552 0 24 SH SOLE 24 0 0 IQ 50PCT HEDGED FTSE INT ETF HDGD FTSE INTL 45409B560 23409 1346890 SH SOLE 03 1346890 0 0 IQ 50PCT HEDGED FTSE INT ETF HDGD FTSE INTL 45409B560 1 42 SH SOLE 42 0 0 IQ 50PCT HEDGED FTSE JPN ETF HDGD FTSE JAPN 45409B537 22444 1327287 SH SOLE 03 1327287 0 0 IQ GLOBAL RESOURCES ETF IQ GLB RES ETF 45409B883 0 12 SH SOLE 12 0 0 IQ HEDGE EVENT-DRIVEN TRACKE HDG EVE DRIV 45409B404 1547 80000 SH SOLE 03 80000 0 0 IQ HEDGE LONG/SHORT TRACKER LNG SHT TRACK 45409B305 1494 80000 SH SOLE 03 80000 0 0 IQ LEADERS GTAA TRACKER ETF IQ LEADERS GTA 45409B511 1857 90000 SH SOLE 03 90000 0 0 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 5127 44721 SH SOLE 44721 0 0 ISHARES 10+ YEAR CREDIT BOND BND ETFUND 10+ YR CR BD ETF 464289511 22959 387300 SH SOLE 02 387300 0 0 ISHARES 20+ YEAR TREASURY BOND ETF 20 YR TR BD ETF 464287432 9672 74050 SH SOLE 02 74050 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF 7-10 Y TR BD ETF 464287440 13844 125471 SH SOLE 02 125471 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 8983 43471 SH SOLE 0 0 43471 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 27787 250733 SH SOLE 02 250733 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORP BD IBOXX INV CP ETF 464287242 32563 274055 SH SOLE 02 274055 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF INTERM CR BD ETF 464288638 37270 339772 SH SOLE 02 339772 0 0 ISHARES INTERMEDIATE GOVERNM INTRM GOV/CR ETF 464288612 56255 502008 SH SOLE 502008 0 0 ISHARES MSCI ALL COUNTRY ASI MSCI AC ASIA ETF 464288182 10194 186600 SH SOLE 186600 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 9869 172650 SH SOLE 02 172650 0 0 ISHARES MSCI FRONTIER 100 MSCI FRNTR100ETF 464286145 1483 60365 SH SOLE 60365 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 1235 45530 SH SOLE 45530 0 0 ISHARES MSCI PHILIPPINES MSCI PHILIPS ETF 46429B408 1349 36816 SH SOLE 36816 0 0 ISHARES MSCI POLAND CAPPED E MSCI POL CAP ETF 46429B606 556 27501 SH SOLE 27501 0 0 ISHARES RUSSELL 1000 ETF RUS 1000 ETF 464287622 7133 62536 SH SOLE 02 62536 0 0 ISHARES RUSSELL 1000 VALUE RUS 1000 VAL ETF 464287598 2557 25879 SH SOLE 25879 0 0 ISHARES RUSSELL 2000 RUSSELL 2000 ETF 464287655 60649 548215 SH SOLE 528428 0 19787 ISHARES RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 7135 59035 SH SOLE 02 59035 0 0 ISHARES US HOME CONSTRUCTION US HOME CONS ETF 464288752 2178 80436 SH SOLE 0 0 80436 MARKET VECTORS AFRICA INDEX AFRICA ETF 57060U787 1567 82796 SH SOLE 82796 0 0 MARKET VECTORS INDIA S/C INDIA SMALL CP 57061R551 718 18779 SH SOLE 18779 0 0 SPDR BARCLAYS HIGH YIELD BOND ETF BRC HGH YLD BD 78464A417 7002 204433 SH SOLE 02 204433 0 0 SPDR BARCLAYS LONG TERM CORPORATE LNG TRM CORP BD 78464A367 5760 144400 SH SOLE 02 144400 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 6364 30964 SH SOLE 0 0 30964 SPDR S&P EMERGING MKTS SMALL S&P EMKTSC ETF 78463X756 8364 215025 SH SOLE 215025 0 0 THE INTERPUBLIC GROUP OF COMPANIES COM 460690100 174 7584 SH SOLE 02 7584 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 4234 118017 SH SOLE 02 118017 0 0 VANGUARD INFO TECH ETF INF TECH ETF 92204A702 5934 54173 SH SOLE 0 0 54173 VANGUARD INTERMEDIATE TERM CORPORA INT-TERM CORP 92206C870 11249 129400 SH SOLE 02 129400 0 0 VANGUARD LONG TERM BOND INDEX FUND LONG TERM BOND 921937793 11304 121500 SH SOLE 02 121500 0 0 VANGUARD LONG TERM CORPORATE BOND LG-TERM COR BD 92206C813 34447 385100 SH SOLE 02 385100 0 0 VANGUARD MID-CAP VALUE ETF MCAP VL IDXVIP 922908512 1476 16945 SH SOLE 16945 0 0 VANGUARD REIT INDEX FUND ETF REIT ETF 922908553 7265 86700 SH SOLE 02 86700 0 0 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 8765 46485 SH SOLE 0 0 46485 VANGUARD S/T INFL PROT SEC INDEX FUND STRM INFPROIDX 922020805 11635 236815 SH SOLE 236815 0 0 VANGUARD TELECOM SERVICE ETF TELCOMM ETF 92204A884 3073 33143 SH SOLE 0 0 33143 VANGUARD TOTAL BOND MARKET INDEX F TOTAL BND MRKT 921937835 27755 335183 SH SOLE 02 335183 0 0 VANGUARD TOTAL STOCK MARKET INDEX TOTAL STK MKT 922908769 14267 136106 SH SOLE 02 136106 0 0