Senior Director

0001133639-16-000061.txt : 20160216 0001133639-16-000061.hdr.sgml : 20160215 20160216152327 ACCESSION NUMBER: 0001133639-16-000061 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001133639 IRS NUMBER: 522206685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06325 FILM NUMBER: 161427197 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125767000 MAIL ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133639 XXXXXXXX 12-31-2015 12-31-2015 NEW YORK LIFE INVESTMENT MANAGEMENT LLC

51 MADISON AVE NEW YORK NY 10010

13F COMBINATION REPORT 028-06325 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0001305841 028-10968 Epoch Investment Partners, Inc. 0000050672 028-00016 INSTITUTIONAL CAPITAL LLC 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 0001453415 028-13283 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0001561089 028-15275 Marketfield Asset Management LLC 0001089991 028-04869 MARKSTON INTERNATIONAL LLC 0000061227 028-00046 MACKAY SHIELDS LLC 0000912938 028-04968 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0001163368 028-10952 PACIFIC INVESTMENT MANAGEMENT CO LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0000869178 028-02783 VAN ECK ASSOCIATES CORP 0000900973 028-03676 Winslow Capital Management, LLC 0001123570 028-05923 CORNERSTONE CAPITAL MANAGEMENT LLC 0001329375 028-12384 CUSHING ASSET MANAGEMENT, LP 0001537014 028-16845 Candriam Luxembourg S.C.A. N Todd Minichino Senior Director 212-576-7915 Todd Minichino New York NY 02-16-2015 2 52 671684 false 2 0001606720 028-16259 NYL Investors LLC 3 0000071633 028-00065 NEW YORK LIFE INSURANCE CO INFORMATION TABLE 2 r13f123115_table.xml FORM 13F-HR INFORMATION TABLE AMERICAN TOWER CORP COM 03027X100 18784 193752 SH SOLE 02 193752 0 0 CONSUMER DISCRETIONARY SELT SBI CONS DISCR 81369Y407 3598 46039 SH SOLE 0 0 46039 EXPRESS SCRIPTS HOLDING COMPANY COM 30219G108 86449 989001 SH SOLE 02 989001 0 0 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 3349 140532 SH SOLE 0 0 140532 GLOBAL X GURU INDEX ETF GLB X GURU INDEX 37950E341 4874 209903 SH SOLE 0 0 209903 GUGGENHEIM CHINA SMALL CAP E GUGG CHN SML CAP 18383Q853 2 97 SH SOLE 97 0 0 GUGGENHEIM SPIN-OFF ETF GUGG SPINOFF ETF 18383M605 4841 125933 SH SOLE 0 0 125933 INDEXIQ ETF TR HDGD FTSE JAPN 45409B537 24307 1302200 SH SOLE 03 1302200 0 0 INDEXIQ ETF TR HDGD FTSE INTL 45409B560 23805 1309400 SH SOLE 03 1309400 0 0 INDEXIQ ETF TR HDGD FTSE EURO 45409B552 23507 1310400 SH SOLE 03 1310400 0 0 INDUSTRIAL SELECT SECT SPDR SBI INT-INDS 81369Y704 4047 76340 SH SOLE 0 0 76340 IQ HEDGE EVENT-DRIVEN TRACKE HDG EVE DRIV 45409B404 1520 80000 SH SOLE 03 80000 0 0 IQ HEDGE LONG/SHORT TRACKER LNG SHT TRACK 45409B305 1486 80000 SH SOLE 03 80000 0 0 IQ LEADERS GTAA TRACKER ETF IQ LEADERS GTA 45409B511 1852 90000 SH SOLE 03 90000 0 0 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 6090 55529 SH SOLE 55529 0 0 ISHARES 10+ YEAR CREDIT BOND BND ETFUND 10+ YR CR BD ETF 464289511 21450 385300 SH SOLE 02 385300 0 0 ISHARES 20+ YEAR TREASURY BOND ETF 20+ YR TR BD ETF 464287432 9580 79450 SH SOLE 02 79450 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF 7-10 Y TR BD ETF 464287440 13660 129371 SH SOLE 02 129371 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 13146 64168 SH SOLE 0 0 64168 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 27373 253433 SH SOLE 02 253433 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORP BD IBOXX INV CP ETF 464287242 30903 271055 SH SOLE 02 271055 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF INTERM CR BD ETF 464288638 23446 218550 SH SOLE 02 218550 0 0 ISHARES INTERMEDIATE GOVERNM INTRM GOV/CR ETF 464288612 5288 48247 SH SOLE 48247 0 0 ISHARES MSCI ALL COUNTRY ASI MSCI AC ASIA ETF 464288182 9505 177959 SH SOLE 177959 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 9445 160850 SH SOLE 02 160850 0 0 ISHARES MSCI FRONTIER 100 MSCI FRNTR100ETF 464286145 1401 56298 SH SOLE 56298 0 0 ISHARES MSCI INDIA ETF MSCI INDIA ETF 46429B598 1230 44745 SH SOLE 44745 0 0 ISHARES MSCI PHILIPPINES MSCI PHILIPS ETF 46429B408 1189 35250 SH SOLE 35250 0 0 ISHARES MSCI POLAND CAPPED E MSCI POL CAP ETF 46429B606 484 26776 SH SOLE 26776 0 0 ISHARES RUSSELL 1000 ETF RUS 1000 ETF 464287622 6757 59636 SH SOLE 02 59636 0 0 ISHARES RUSSELL 1000 VALUE RUS 1000 VAL ETF 464287598 12756 130346 SH SOLE 130346 0 0 ISHARES RUSSELL 2000 RUSSELL 2000 ETF 464287655 57353 509259 SH SOLE 487593 0 21666 ISHARES RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 6754 56135 SH SOLE 02 56135 0 0 ISHARES US HOME CONSTRUCTION US HOME CONS ETF 464288752 2441 90056 SH SOLE 0 0 90056 MARKET VECTORS AFRICA INDEX AFRICA ETF 57060U787 1402 78815 SH SOLE 78815 0 0 MARKET VECTORS INDIA S/C INDIA SMALL CP 57061R551 741 17125 SH SOLE 17125 0 0 SPDR BARCLAYS HIGH YIELD BOND ETF BRC HGH YLD BD 78464A417 6814 200933 SH SOLE 02 200933 0 0 SPDR BARCLAYS LONG TERM CORPORATE LNG TRM CORP BD 78464A367 5355 142500 SH SOLE 02 142500 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 12316 60412 SH SOLE 0 0 60412 SPDR S&P EMERGING MKTS SMALL S&P EMKTSC ETF 78463X756 7856 208323 SH SOLE 208323 0 0 THE INTERPUBLIC GROUP OF COMPANIES COM 460690100 177 7584 SH SOLE 02 7584 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 4080 111117 SH SOLE 02 111117 0 0 VANGUARD INFO TECH ETF INF TECH ETF 92204A702 9528 87985 SH SOLE 0 0 87985 VANGUARD INTERMEDIATE TERM CORPORA INT-TERM CORP 92206C870 10764 128000 SH SOLE 02 128000 0 0 VANGUARD LONG TERM BOND INDEX FUND LONG TERM BOND 921937793 10704 123300 SH SOLE 02 123300 0 0 VANGUARD LONG TERM CORPORATE BOND LG-TERM COR BD 92206C813 32190 382400 SH SOLE 02 382400 0 0 VANGUARD MID-CAP VALUE ETF MCAP VL IDXVIP 922908512 33199 386265 SH SOLE 386265 0 0 VANGUARD REIT INDEX FUND ETF REIT ETF 922908553 6929 86900 SH SOLE 02 86900 0 0 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 12867 68833 SH SOLE 0 0 68833 VANGUARD S/T INFL PROT SEC INDEX FUND STRM INFPROIDX 922020805 13239 273815 SH SOLE 273815 0 0 VANGUARD TOTAL BOND MARKET INDEX F TOTAL BND MRKT 921937835 27344 338583 SH SOLE 02 338583 0 0 VANGUARD TOTAL STOCK MARKET INDEX TOTAL STK MKT 922908769 13507 129506 SH SOLE 02 129506 0 0