0001133639-15-000031.txt : 20150813
0001133639-15-000031.hdr.sgml : 20150813
20150813152651
ACCESSION NUMBER: 0001133639-15-000031
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
EFFECTIVENESS DATE: 20150813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001133639
IRS NUMBER: 522206685
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06325
FILM NUMBER: 151050400
BUSINESS ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 2125767000
MAIL ADDRESS:
STREET 1: 51 MADISON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001133639
XXXXXXXX
06-30-2015
06-30-2015
true
1
RESTATEMENT
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
51 MADISON AVE
NEW YORK
NY
10010
13F COMBINATION REPORT
028-06325
0000790502
028-01666
EAGLE ASSET MANAGEMENT INC
0001305841
028-10968
Epoch Investment Partners, Inc.
0000050672
028-00016
INSTITUTIONAL CAPITAL LLC
0000812295
028-01343
JANUS CAPITAL MANAGEMENT LLC
0001453415
028-13283
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.
0001561089
028-15275
Marketfield Asset Management LLC
0001089991
028-04869
MARKSTON INTERNATIONAL LLC
0000061227
028-00046
MACKAY SHIELDS LLC
0000912938
028-04968
MASSACHUSETTS FINANCIAL SERVICES CO /MA/
0001163368
028-10952
PACIFIC INVESTMENT MANAGEMENT CO LLC
0000080255
028-00115
PRICE T ROWE ASSOCIATES INC /MD/
0000869178
028-02783
VAN ECK ASSOCIATES CORP
0000900973
028-03676
Winslow Capital Management, LLC
0001123570
028-05923
CORNERSTONE CAPITAL MANAGEMENT LLC
0001329375
028-12384
CUSHING ASSET MANAGEMENT, LP
0001537014
028-16845
Candriam Luxembourg S.C.A.
N
Todd Minichino
Senior Director
973-394-3632
Todd Minichino
Parsippany
NJ
08-13-2015
2
259
882192
1
0001453415
028-13283
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC.
2
0001606720
028-16259
NYL Investors LLC
INFORMATION TABLE
2
r13f063015_table.xml
FORM 13F/HR AMENDMENT AS OF 6/30/15
ABBVIE INC - WHEN ISSUE
COM
00287Y109
730
10861
SH
SOLE
10861
0
0
AIRGAS INC
COM
009363102
444
4200
SH
OTR
01
0
4200
0
AKAMAI TECHNOLOGIES
COM
00971T101
291
4171
SH
SOLE
4171
0
0
ALLEGION PLC
ORD SHS
G0176J109
712
11833
SH
SOLE
11833
0
0
ALLERGAN PLC
SHS
G0177J108
334
1099
SH
SOLE
1099
0
0
ALLSTATE CORP
COM
020002101
415
6400
SH
OTR
01
0
6400
0
ALLY FINANCIAL INC
COM
02005N100
327
14559
SH
SOLE
14559
0
0
ALTISOURCE ASSET MANAGEMENT
COM
02153X108
59
412
SH
SOLE
412
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
175
10393
SH
SOLE
10393
0
0
ALTRIA GROUP INC
COM
02209S103
396
8100
SH
OTR
01
0
8100
0
AMERICA MOVIL-ADR SERIES L
SPON ADR L SHS
02364W105
6636
311420
SH
SOLE
311420
0
0
AMERICAN INTERNATIONAL GROUP
COM NEW
026874784
342
5526
SH
SOLE
5526
0
0
AMERICAN TOWER CORP
COM
03027X100
18075
193752
SH
SOLE
02
193752
0
0
AMERICAN TOWER CORP-CL A
COM
03027X100
319
3419
SH
SOLE
3419
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
425
4000
SH
OTR
01
0
4000
0
APPLE INC
COM
037833100
314
2500
SH
SOLE
2500
0
0
ASSURANT INC
COM
04621X108
442
6600
SH
OTR
01
0
6600
0
AT&T INC
COM
00206R102
437
12300
SH
OTR
01
0
12300
0
AUTOMATIC DATA PROCESSING
COM
053015103
265
3300
SH
OTR
01
0
3300
0
AUTOZONE INC
COM
053332102
133
200
SH
OTR
01
0
200
0
AVALONBAY COMMUNITIES INC
COM
053484101
352
2200
SH
OTR
01
0
2200
0
AVERY DENNISON CORP
COM
053611109
360
5900
SH
OTR
01
0
5900
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
33
166
SH
SOLE
166
0
0
BANK OF NEW YORK MELLON CORP
COM
064058100
314
7481
SH
SOLE
7481
0
0
BARD (C.R.) INC
COM
067383109
154
900
SH
OTR
01
0
900
0
BAXTER INTERNATIONAL INC
COM
071813109
427
6100
SH
OTR
01
0
6100
0
BLACKHAWK NETWORK HOLDINGS I
COM
09238E104
419
10169
SH
SOLE
10169
0
0
BOSTON PROPERTIES INC
COM
101121101
85
700
SH
OTR
01
0
700
0
BROOKFIELD PROPERTY PARTNERS
UNIT LTD PARTN
G16249107
730
33094
SH
SOLE
33094
0
0
C.H. ROBINSON WORLDWIDE INC
COM NEW
12541W209
376
6027
SH
OTR
01
0
6027
0
CANADIAN PACIFIC RAILWAY LTD
COM
13645T100
287
1789
SH
SOLE
1789
0
0
CARDINAL HEALTH INC
COM
14149Y108
92
1100
SH
OTR
01
0
1100
0
CARNIVAL CORP
PAIRED CTF
143658300
79
1600
SH
OTR
01
0
1600
0
CBS CORP-CLASS B NON VOTING
CL B
124857202
297
5350
SH
SOLE
5350
0
0
CDK GLOBAL
COM
12508E101
324
5996
SH
SOLE
5996
0
0
CDW CORP/DE
COM
12514G108
297
8667
SH
SOLE
8667
0
0
CELANESE CORP-SERIES A
COM SER A
150870103
347
4821
SH
SOLE
4821
0
0
CENTURYLINK INC
COM
156700106
100
3400
SH
OTR
01
0
3400
0
CHEETAH MOBILE INC - ADR
ADR
163075104
6335
220660
SH
SOLE
220660
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
292
4216
SH
SOLE
4216
0
0
CHUBB CORP
COM
171232101
238
2500
SH
OTR
01
0
2500
0
CIGNA CORP
COM
125509109
373
2300
SH
OTR
01
0
2300
0
CINCINNATI FINANCIAL CORP
COM
172062101
171
3400
SH
OTR
01
0
3400
0
CISCO SYSTEMS INC
COM
17275R102
426
15500
SH
OTR
01
0
15500
0
CITIGROUP INC
COM NEW
172967424
329
5948
SH
SOLE
5948
0
0
CIVEO CORP
COM
178787107
61
19940
SH
SOLE
19940
0
0
CLOROX COMPANY
COM
189054109
447
4300
SH
OTR
01
0
4300
0
COCA-COLA CO/THE
COM
191216100
137
3500
SH
OTR
01
0
3500
0
COLGATE-PALMOLIVE CO
COM
194162103
432
6600
SH
OTR
01
0
6600
0
CONAGRA FOODS INC
COM
205887102
315
7200
SH
OTR
01
0
7200
0
CONSOLIDATED EDISON INC
COM
209115104
359
6200
SH
OTR
01
0
6200
0
CONSUMER DISCRETIONARY SELT
SBI CONS DISCR
81369Y407
8137
106399
SH
SOLE
79386
0
27013
COSTCO WHOLESALE CORP
COM
22160K105
419
3100
SH
OTR
01
0
3100
0
CROWN CASTLE INTL CORP
COM
22822V101
311
3868
SH
SOLE
3868
0
0
CST BRANDS INC
COM
12646R105
559
14306
SH
SOLE
14306
0
0
DARDEN RESTAURANTS INC
COM
237194105
107
1500
SH
OTR
01
0
1500
0
DARLING IINGREDIENTS INC
COM
237266101
287
19546
SH
SOLE
19546
0
0
DAVITA HEALTHCARE PARTNERS INC
COM
23918K108
437
5500
SH
OTR
01
0
5500
0
DENTSPLY INTERNATIONAL INC
COM
249030107
361
7000
SH
OTR
01
0
7000
0
DOLLAR GENERAL CORP
COM
256677105
8
100
SH
OTR
01
0
100
0
DOLLAR TREE INC
COM
256746108
434
5500
SH
OTR
01
0
5500
0
DR HORTON INC
COM
23331A109
336
12293
SH
SOLE
12293
0
0
DUKE ENERGY CORP
COM NEW
26441C204
127
1800
SH
OTR
01
0
1800
0
EBAY INC
COM
278642103
361
6000
SH
OTR
01
0
6000
0
EGSHARES INDIA INFRA ETF
EGS INDI INF ETF
268461845
2473
199804
SH
SOLE
199804
0
0
ELECTRONIC ARTS INC
COM
285512109
13
200
SH
OTR
01
0
200
0
EMC CORP/MASS
COM
268648102
8
300
SH
OTR
01
0
300
0
ENERGY SELECT SECTOR SPDR
SBI INT-ENERGY
81369Y506
926
12319
SH
SOLE
8342
0
3977
ENOVA INTERNATIONAL INC
COM
29357K103
115
6139
SH
SOLE
6139
0
0
ENTERGY CORP
COM
29364G103
353
5000
SH
OTR
01
0
5000
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
286
9556
SH
SOLE
9556
0
0
EQT CORPORATION
COM
26884L109
98
1200
SH
OTR
01
0
1200
0
ERA GROUP INC
COM
26885G109
81
3961
SH
SOLE
3961
0
0
EVERSOURCE ENERGY
COM
30040W108
173
3800
SH
OTR
01
0
3800
0
EXPEDITORS INTL WASH INC
COM
302130109
443
9600
SH
OTR
01
0
9600
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
44
500
SH
OTR
01
0
500
0
FACEBOOK INC-A
CL A
30303M102
345
4024
SH
SOLE
4024
0
0
FIAT CHRYSLER AUTOMOBILES NV
SHS
N31738102
305
21024
SH
SOLE
21024
0
0
FINANCIAL SELECT SECTOR SPDR
SBI INT-FINL
81369Y605
6745
276667
SH
SOLE
206590
0
70077
FLEETCOR TECHNOLOGIES INC
COM
339041105
329
2109
SH
SOLE
2109
0
0
FMC CORP
COM NEW
302491303
285
5417
SH
SOLE
5417
0
0
FOSSIL GROUP INC
COM
34988V106
132
1900
SH
OTR
01
0
1900
0
FTD COS INC
COM
30281V108
147
5224
SH
SOLE
5224
0
0
GAMESTOP CORP-CLASS A
CL A
36467W109
223
5200
SH
OTR
01
0
5200
0
GENERAL MILLS INC
COM
370334104
334
6000
SH
OTR
01
0
6000
0
GENERAL MOTORS CO
COM
37045V100
308
9229
SH
SOLE
9229
0
0
GLOBAL X GURU INDEX ETF
GLB X GURU INDEX
37950E341
6436
244362
SH
SOLE
0
0
244362
GUGGENHEIM CHINA SMALL CAP E
GUGG CHN SML CAP
18383Q853
1675
53154
SH
SOLE
53154
0
0
GUGGENHEIM ENHANCED SHORT DU
GUGG ENH SHT DUR
18383M654
28336
565814
SH
SOLE
565814
0
0
GUGGENHEIM SPIN-OFF ETF
GUGG SPINOFF ETF
18383M605
6280
136911
SH
SOLE
0
0
136911
HALYARD HEALTH INC
COM
40650V100
350
8642
SH
SOLE
8642
0
0
HARRIS CORP
COM
413875105
69
900
SH
OTR
01
0
900
0
HASBRO INC
COM
418056107
434
5800
SH
OTR
01
0
5800
0
HCP INC
COM
40414L109
346
9500
SH
OTR
01
0
9500
0
HEALTH CARE REIT INC
COM
42217K106
184
2800
SH
OTR
01
0
2800
0
HEALTH CARE SELECT SECTOR
SBI HEALTHCARE
81369Y209
2620
35214
SH
SOLE
23874
0
11340
HERSHEY CO/THE
COM
427866108
204
2300
SH
OTR
01
0
2300
0
HORIZON PHARMA PLC
SHS
G4617B105
387
11143
SH
SOLE
11143
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
346
13713
SH
SOLE
13713
0
0
HUDSON CITY BANCORP INC
COM
443683107
440
44500
SH
OTR
01
0
44500
0
INDUSTRIAL SELECT SECT SPDR
SBI INT-INDS
81369Y704
9260
171300
SH
SOLE
126017
0
45283
INTL BUSINESS MACHINES CORP
COM
459200101
390
2400
SH
OTR
01
0
2400
0
INTUIT INC
COM
461202103
121
1200
SH
OTR
01
0
1200
0
IQ MERGER ARBITRAGE ETF
IQ MRGR ARB ETF
45409B800
16297
567655
SH
SOLE
567655
0
0
ISHARES TIPS BOND ETF
TIPS BD ETF
464287176
6835
61001
SH
SOLE
61001
0
0
ISHARES 10+ YEAR CREDIT BOND BND ETFUND
10+ YR CR BD ETF
464289511
21334
373300
SH
SOLE
02
373300
0
0
ISHARES 20+ YEAR TREASURY BOND ETF
20+ YR TR BD ETF
464287432
9732
82850
SH
SOLE
02
82850
0
0
ISHARES 7-10 YEAR TREASURY BOND ETF
7-10 Y TR BD ETF
464287440
13900
132371
SH
SOLE
02
132371
0
0
ISHARES 7-10 YEAR TREASURY ETF
7-10 Y TR BD ETF
464287440
43611
415305
SH
SOLE
415305
0
0
ISHARES CORE S&P 500 ETF
CORE S&P500 ETF
464287200
36035
173895
SH
SOLE
103469
0
70426
ISHARES CORE US AGGREGATE BOND ETF
CORE US AGGBD ET
464287226
27677
254433
SH
SOLE
02
254433
0
0
ISHARES IBOXX $ INVESTMENT GRADE CORP BD
IBOXX INV CP ETF
464287242
29700
256655
SH
SOLE
02
256655
0
0
ISHARES INTERMEDIATE CREDIT BOND ETF
INTERM CR BD ETF
464288638
19601
180056
SH
SOLE
02
180056
0
0
ISHARES INTERMEDIATE GOVERNM
INTRM GOV/CR ETF
464288612
40135
362987
SH
SOLE
362987
0
0
ISHARES MSCI ALL COUNTRY ASI
MSCI AC ASIA ETF
464288182
12835
203737
SH
SOLE
203737
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
9406
148150
SH
SOLE
02
148150
0
0
ISHARES MSCI EUROPE FINANCIA
MSCI EURO FL ETF
464289180
5346
234061
SH
SOLE
234061
0
0
ISHARES MSCI FRONTIER 100
MSCI FRNTR100ETF
464286145
7235
247187
SH
SOLE
247187
0
0
ISHARES MSCI GERMANY ETF
MSCI GERMANY ETF
464286806
5120
183653
SH
SOLE
183653
0
0
ISHARES MSCI INDIA ETF
MSCI INDIA ETF
46429B598
3716
122796
SH
SOLE
122796
0
0
ISHARES MSCI PHILIPPINES
MSCI PHILIPS ETF
46429B408
5756
149507
SH
SOLE
149507
0
0
ISHARES MSCI POLAND CAPPED E
MSCI POL CAP ETF
46429B606
608
26634
SH
SOLE
26634
0
0
ISHARES MSCI SOUTH KOREA CAPPED INDEX FUND
MSCI STH KOR ETF
464286772
5420
98348
SH
SOLE
98348
0
0
ISHARES MSCI SPAIN CAPPED ET
MSCI SPAN CP ETF
464286764
5223
155686
SH
SOLE
155686
0
0
ISHARES NORTH AMERICAN TECH-
NA TEC-SFTWR ETF
464287515
809
8129
SH
SOLE
5536
0
2593
ISHARES RUSSELL 1000 ETF
RUS 1000 ETF
464287622
6851
59036
SH
SOLE
02
59036
0
0
ISHARES RUSSELL 1000 VALUE
RUS 1000 VAL ETF
464287598
8962
86887
SH
SOLE
86887
0
0
ISHARES RUSSELL 2000
RUSSELL 2000 ETF
464287655
55711
446188
SH
SOLE
420827
0
25361
ISHARES RUSSELL 3000 ETF
RUSSELL 3000 ETF
464287689
6848
55235
SH
SOLE
02
55235
0
0
ISHARES US HOME CONSTRUCTION
US HOME CONS ETF
464288752
8374
305059
SH
SOLE
193039
0
112020
ISHARES USTECHNOLOGY ETF
U.S. TECH ETF
464287721
3981
38030
SH
SOLE
25813
0
12217
JM SMUCKER CO/THE-NEW COMMON
COM NEW
832696405
217
2000
SH
OTR
01
0
2000
0
JOHNSON & JOHNSON
COM
478160104
244
2500
SH
OTR
01
0
2500
0
JPMORGAN CHASE & CO
COM
46625H100
332
4897
SH
SOLE
4897
0
0
JUNIPER NETWORKS INC
COM
48203R104
44
1700
SH
OTR
01
0
1700
0
KELLOGG CO
COM
487836108
445
7100
SH
OTR
01
0
7100
0
KEYSIGHT TEC
COM
49338L103
698
22390
SH
SOLE
22390
0
0
KIMBERLY-CLARK CORP
COM
494368103
413
3900
SH
OTR
01
0
3900
0
KIMCO REALTY CORP
COM
49446R109
371
16478
SH
OTR
01
0
16478
0
KNOWLES CORP
COM
49926D109
296
16364
SH
SOLE
16364
0
0
KOHLS CORP
COM
500255104
31
500
SH
OTR
01
0
500
0
LABORATORY CRP OF AMER HLDGS
COM NEW
50540R409
436
3600
SH
OTR
01
0
3600
0
LANDS END INC
COM
51509F105
152
6141
SH
SOLE
6141
0
0
LIBERTY GLOBAL INC-SERIES C
SHS CL C
G5480U120
332
6550
SH
SOLE
6550
0
0
LIBERTY MEDIA CORP A
CL A
531229102
679
18849
SH
SOLE
18849
0
0
LINCOLN NATIONAL CORP
COM
534187109
53
900
SH
OTR
01
0
900
0
LINKEDIN CORP - A
COM CL A
53578A108
272
1314
SH
SOLE
1314
0
0
M & T BANK CORP
COM
55261F104
337
2700
SH
OTR
01
0
2700
0
MALLINCKRODT
SHS
G5785G107
692
5881
SH
SOLE
5881
0
0
MARKET VECTORS AFRICA INDEX
AFRICA ETF
57060U787
7165
294118
SH
SOLE
294118
0
0
MARKET VECTORS INDIA S/C
INDIA SMALL CP
57061R551
2970
70143
SH
SOLE
70143
0
0
MARSH & MCLENNAN COS
COM
571748102
284
5000
SH
OTR
01
0
5000
0
MATTEL INC
COM
577081102
59
2300
SH
OTR
01
0
2300
0
MCCORMICK & CO-NON VTG SHRS
COM NON VTG
579780206
453
5600
SH
OTR
01
0
5600
0
MCDONALD'S CORP
COM
580135101
437
4600
SH
OTR
01
0
4600
0
MCKESSON CORP
COM
58155Q103
180
800
SH
OTR
01
0
800
0
MERCK & CO. INC.
COM
58933Y105
74
1300
SH
OTR
01
0
1300
0
MICHAEL KORS HOLDING
SHS
G60754101
88
2100
SH
OTR
01
0
2100
0
MICHAELS COS INC/THE
COM
59408Q106
322
11982
SH
SOLE
11982
0
0
MONDELEZ INTERNATIONAL INC
CL A
609207105
335
8133
SH
SOLE
8133
0
0
MONSANTO CO
COM
61166W101
288
2704
SH
SOLE
2704
0
0
MOODY'S CORP
COM
615369105
321
2973
SH
SOLE
2973
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
373
6500
SH
OTR
01
0
6500
0
MURPHY USA INC
COM
626755102
468
8389
SH
SOLE
8389
0
0
NAVIENT CORP
COM
63938C108
700
38433
SH
SOLE
38433
0
0
NETAPP INC
COM
64110D104
180
5700
SH
OTR
01
0
5700
0
NEW MEDIA INVESTMENT GROUP
COM
64704V106
156
8689
SH
SOLE
8689
0
0
NEW RESIDENTIAL INVESTMENT
COM NEW
64828T201
561
36834
SH
SOLE
36834
0
0
NEWS CORP-NEW CL A
CL A
65249B109
712
48821
SH
SOLE
48821
0
0
NIKE INC -CL B
CL B
654106103
336
3107
SH
SOLE
3107
0
0
NORDSTROM INC
COM
655664100
425
5700
SH
OTR
01
0
5700
0
NORTHSTAR ASSET EQUITY
COM
66705Y104
649
35107
SH
SOLE
35107
0
0
NOW INC
COM
67011P100
396
19902
SH
SOLE
19902
0
0
OFFICE DEPOT INC
COM
676220106
305
35164
SH
SOLE
35164
0
0
ONE GAS INC
COM
68235P108
414
9723
SH
SOLE
9723
0
0
OWENS-ILLINOIS INC
COM NEW
690768403
289
12589
SH
SOLE
12589
0
0
PANDORA MEDIA INC
COM
698354107
276
17766
SH
SOLE
17766
0
0
PATTERSON COS INC
COM
703395103
438
9000
SH
OTR
01
0
9000
0
PAYCHEX INC
COM
704326107
424
9046
SH
OTR
01
0
9046
0
PEOPLE'S UNITED FINANCIAL
COM
712704105
452
27900
SH
OTR
01
0
27900
0
PERKINELMER INC
COM
714046109
74
1400
SH
OTR
01
0
1400
0
PIMCO ENHANCED SHORT MATURIT
ENHAN SHRT MA AC
72201R833
33608
332259
SH
SOLE
332259
0
0
PINNACLE WEST CAPITAL
COM
723484101
137
2400
SH
OTR
01
0
2400
0
PLUM CREEK TIMBER CO
COM
729251108
284
7000
SH
OTR
01
0
7000
0
POWERSHARES DB US DOL IND BU
DOLL INDX BULL
73936D107
9287
371015
SH
SOLE
371015
0
0
POWERSHARES S&P 500 LOW VOLA
S&P500 LOW VOL
73937B779
30
821
SH
OTR
01
0
821
0
PRAXAIR INC
COM
74005P104
191
1600
SH
OTR
01
0
1600
0
PROCTER & GAMBLE CO
COM
742718109
70
900
SH
OTR
01
0
900
0
PROGRESSIVE CORP
COM
743315103
212
7600
SH
OTR
01
0
7600
0
PROSHARES ULTRASHORT EURO
ULTRASHRT EURO
74347W882
14112
570174
SH
SOLE
570174
0
0
PROSHARES ULTRASHORT YEN
ULTRASHORT YEN N
74347W569
5520
59877
SH
SOLE
59877
0
0
PROTHENA CORP PLC
SHS
G72800108
302
5738
SH
SOLE
5738
0
0
QUEST DIAGNOSTICS
COM
74834L100
392
5400
SH
OTR
01
0
5400
0
RADWARE LTD
ORD
M81873107
165
7428
SH
SOLE
7428
0
0
RAYONIER ADVANCED MATERIALS
COM
75508B104
127
7803
SH
SOLE
7803
0
0
REPUBLIC SERVICES INC
COM
760759100
360
9200
SH
OTR
01
0
9200
0
ROSS STORES INC
COM
778296103
389
8000
SH
OTR
01
0
8000
0
RR DONNELLEY & SONS CO
COM
257867101
305
17505
SH
SOLE
17505
0
0
SCANA CORP
COM
80589M102
76
1500
SH
OTR
01
0
1500
0
SCIENCE APPLICATIONS INTE
COM
808625107
451
8539
SH
SOLE
8539
0
0
SHIRE PLC-ADR
SPONSORED ADR
82481R106
927
3840
SH
SOLE
3840
0
0
SIBANYE GOLD- SPON ADR
SPONSORED ADR
825724206
1112
172392
SH
SOLE
172392
0
0
SILVER BAY REALTY TRUST CO
COM
82735Q102
109
6707
SH
SOLE
6707
0
0
SIMON PROPERTY GROUP INC
COM
828806109
260
1500
SH
OTR
01
0
1500
0
SOUTHERN CO
COM
842587107
373
8891
SH
OTR
01
0
8891
0
SPDR BARCLAYS HIGH YIELD BOND ETF
BRC HGH YLD BD
78464A417
6849
178233
SH
SOLE
02
178233
0
0
SPDR BARCLAYS LONG TERM CORPORATE
LNG TRM CORP BD
78464A367
5334
139300
SH
SOLE
02
139300
0
0
SPDR EURO STOXX 50 ETF
EURO STOXX 50
78463X202
5305
141719
SH
SOLE
141719
0
0
SPDR S&P EMERGING MKTS SMALL
S&P EMKTSC ETF
78463X756
9084
201684
SH
SOLE
201684
0
0
SPIRIT AEROSYSTEMS HOLD-CL A
COM CL A
848574109
335
6079
SH
SOLE
6079
0
0
STARWOOD WAYPOINT RESIDE
COM SHS
85571W109
167
7027
SH
SOLE
7027
0
0
STERICYCLE INC
COM
858912108
442
3300
SH
OTR
01
0
3300
0
STRAIGHT PATH COMMUNICATIONS INC
CL B
862578101
74
2244
SH
SOLE
2244
0
0
STRYKER CORP
COM
863667101
153
1600
SH
OTR
01
0
1600
0
SUNTRUST BANKS INC
COM
867914103
34
800
SH
OTR
01
0
800
0
SYSCO CORP
COM
871829107
422
11700
SH
OTR
01
0
11700
0
TARGET CORP
COM
87612E106
318
3900
SH
OTR
01
0
3900
0
TEKMIRA PHARMACEUTICALS CORP
COM NEW
87911B209
241
20291
SH
SOLE
20291
0
0
THE INTERPUBLIC GROUP OF COMPANIES
COM
460690100
146
7584
SH
SOLE
02
7584
0
0
THE PRICELINE GROUP .COM INC
COM NEW
741503403
306
266
SH
SOLE
266
0
0
TIME INC WHEN ISSUE
COM
887228104
467
20283
SH
SOLE
20283
0
0
TIMKENSTEEL CORP
COM
887399103
226
8366
SH
SOLE
8366
0
0
TORCHMARK CORP
COM
891027104
451
7750
SH
OTR
01
0
7750
0
TOTAL SYSTEM SERVICES INC
COM
891906109
297
7100
SH
OTR
01
0
7100
0
TRAVELERS COS INC/THE
COM
89417E109
406
4200
SH
OTR
01
0
4200
0
TRIBUNE PUBLISHING CO
COM
896082104
74
4742
SH
SOLE
4742
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
436
4500
SH
OTR
01
0
4500
0
URBAN OUTFITTERS INC
COM
917047102
196
5600
SH
OTR
01
0
5600
0
US BANCORP
COM NEW
902973304
26
600
SH
OTR
01
0
600
0
VALEANT PHARMACEUTICALS INTE
COM
91911K102
320
1442
SH
SOLE
1442
0
0
VANGUARD EXTENDED DURATION TREASURY ETF
EXTENDED DUR
921910709
13049
118652
SH
SOLE
118652
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
FTSE DEV MKT ETF
921943858
4057
102317
SH
SOLE
02
102317
0
0
VANGUARD INFO TECH ETF
INF TECH ETF
92204A702
30340
285603
SH
SOLE
177238
0
108365
VANGUARD INTERMEDIATE TERM CORPORA
INT-TERM CORP
92206C870
10688
125300
SH
SOLE
02
125300
0
0
VANGUARD LONG TERM BOND INDEX FUND
LONG TERM BOND
921937793
10697
122100
SH
SOLE
02
122100
0
0
VANGUARD LONG TERM CORPORATE BOND
LG-TERM COR BD
92206C813
32930
386000
SH
SOLE
02
386000
0
0
VANGUARD MID-CAP VALUE ETF
MCAP VL IDXVIP
922908512
8899
98250
SH
SOLE
98250
0
0
VANGUARD REIT INDEX FUND ETF
REIT ETF
922908553
6730
90100
SH
SOLE
02
90100
0
0
VANGUARD S/T INFL PROT SEC INDEX FUND
STRM INFPROIDX
922020805
15041
308970
SH
SOLE
308970
0
0
VANGUARD TELECOM SERVICE ETF
TELCOMM ETF
92204A884
801
9213
SH
SOLE
6268
0
2945
VANGUARD TOTAL BOND MARKET INDEX F
TOTAL BND MRKT
921937835
27660
340383
SH
SOLE
02
340383
0
0
VANGUARD TOTAL STOCK MARKET INDEX
TOTAL STK MKT
922908769
13646
127506
SH
SOLE
02
127506
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
278
3300
SH
OTR
01
0
3300
0
VERISIGN INC
COM
92343E102
420
6800
SH
OTR
01
0
6800
0
VERITIV CORP
COM
923454102
119
3267
SH
SOLE
3267
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
382
8200
SH
OTR
01
0
8200
0
VISA INC-CLASS A SHARES
COM CL A
92826C839
107
1600
SH
OTR
01
0
1600
0
VOYA FINANCIAL INC
COM
929089100
333
7166
SH
SOLE
7166
0
0
WAL-MART STORES INC
COM
931142103
369
5200
SH
OTR
01
0
5200
0
WATERS CORP
COM
941848103
436
3400
SH
OTR
01
0
3400
0
WHITEWAVE FOODS CO - A
COM
966244105
765
15644
SH
SOLE
15644
0
0
WHOLE FOODS MARKET INC
COM
966837106
67
1700
SH
OTR
01
0
1700
0
WISDOMTREE EUROPE HEDGED EQU
EUROPE HEDGED EQ
97717X701
5270
85559
SH
SOLE
85559
0
0
WISDOMTREE JAPAN HEDGED EQ
JAPN HEDGE EQT
97717W851
22175
387681
SH
SOLE
387681
0
0
WP GLIMCHER INC
COM
92939N102
456
33699
SH
SOLE
33699
0
0
XCEL ENERGY INC
COM
98389B100
161
5000
SH
OTR
01
0
5000
0
XL CAPITAL PLC
SHS
G98290102
398
10700
SH
OTR
01
0
10700
0
ZOETIS INC
CL A
98978V103
722
14964
SH
SOLE
14964
0
0
ZOETIS INC
CL A
98978V103
395
8200
SH
OTR
01
0
8200
0