0001133639-15-000007.txt : 20150213 0001133639-15-000007.hdr.sgml : 20150213 20150213110833 ACCESSION NUMBER: 0001133639-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001133639 IRS NUMBER: 522206685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06325 FILM NUMBER: 15610967 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125767000 MAIL ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133639 XXXXXXXX 12-31-2014 12-31-2014 NEW YORK LIFE INVESTMENT MANAGEMENT LLC

51 MADISON AVE NEW YORK NY 10010

13F COMBINATION REPORT 028-06325 0000354204 028-01186 DIMENSIONAL FUND ADVISORS LP 0001128251 028-05977 DUPONT CAPITAL MANAGEMENT Corp 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0001305841 028-10968 Epoch Investment Partners, Inc. 0000050672 028-00016 INSTITUTIONAL CAPITAL LLC 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 0001453415 028-13283 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 0001561089 028-15275 Marketfield Asset Management LLC 0001089991 028-04869 MARKSTON INTERNATIONAL LLC 0000061227 028-00046 MACKAY SHIELDS LLC 0000912938 028-04968 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0001163368 028-10952 PACIFIC INVESTMENT MANAGEMENT CO LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0000869178 028-02783 VAN ECK ASSOCIATES CORP 0000900973 028-03676 Winslow Capital Management, LLC 0001123570 028-05923 CORNERSTONE CAPITAL MANAGEMENT LLC 0001329375 028-12384 CUSHING ASSET MANAGEMENT, LP N Todd Minichino 973-394-3632 Todd Minichino Parsippany NJ 02-13-2015 2 268 835686 false 1 0001453415 028-13283 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 2 0001606720 028-16259 NYL Investors LLC INFORMATION TABLE 2 EdgarForm13F-InfoTable.xml FORM 13F/HR AS OF 12/31/14 ABBVIE INC - WHEN ISSUE COM 00287Y109 652 9966 SH SOLE 9966 0 0 ACTAVIS PLC SHS G0083B108 244 949 SH SOLE 949 0 0 ADT CORP COM 00101J106 711 19636 SH SOLE 19636 0 0 AGL RESOURCES INC COM 001204106 305 5600 SH OTR 01 0 5600 0 AIRGAS INC COM 009363102 58 500 SH OTR 01 0 500 0 AKAMAI TECHNOLOGIES COM 00971T101 239 3790 SH SOLE 3790 0 0 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 214 2059 SH SOLE 2059 0 0 ALLEGION PLC ORD SHS G0176J109 707 12748 SH SOLE 12748 0 0 ALLSTATE CORP COM 020002101 457 6500 SH OTR 01 0 6500 0 ALLY FINANCIAL INC COM 02005N100 237 10025 SH SOLE 10025 0 0 ALTISOURCE ASSET MANAGEMENT COM 02153X108 139 449 SH SOLE 449 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 226 11657 SH SOLE 11657 0 0 ALTRIA GROUP INC COM 02209S103 360 7300 SH OTR 01 0 7300 0 AMERICA MOVIL-ADR SERIES L SPON ADR L SHS 02364W105 4415 199040 SH SOLE 199040 0 0 AMERICAN AIRLINES GROUP INC COM 02376R102 289 5385 SH SOLE 5385 0 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 244 4359 SH SOLE 4359 0 0 AMERICAN TOWER CORP COM 03027X100 19152 193752 SH SOLE 02 193752 0 0 AMERICAN TOWER CORP-CL A COM 03027X100 234 2364 SH SOLE 2364 0 0 AMERISOURCEBERGEN CORP COM 03073E105 442 4900 SH OTR 01 0 4900 0 APARTMENT INVT & MGMT CO -A CL A 03748R101 279 7500 SH OTR 01 0 7500 0 APPLE INC COM 037833100 228 2063 SH SOLE 2063 0 0 APPLE INC COM 037833100 243 2200 SH OTR 01 0 2200 0 AT&T INC COM 00206R102 413 12300 SH OTR 01 0 12300 0 AUTOMATIC DATA PROCESSING COM 053015103 275 3300 SH OTR 01 0 3300 0 AVALONBAY COMMUNITIES INC COM 053484101 441 2700 SH OTR 01 0 2700 0 BAIDU INC - SPON ADR SPON ADR REP A 056752108 22 97 SH SOLE 97 0 0 BARD (C.R.) INC COM 067383109 150 900 SH OTR 01 0 900 0 BAXTER INTERNATIONAL INC COM 071813109 447 6100 SH OTR 01 0 6100 0 BLACKHAWK NETWORK HD - B CL B 09238E203 413 10960 SH SOLE 10960 0 0 BOSTON PROPERTIES INC COM 101121101 90 700 SH OTR 01 0 700 0 BROOKFIELD PROPERTY PARTNERS UNIT LTD PARTN G16249107 681 29763 SH SOLE 29763 0 0 BURLINGTON STORES INC COM 122017106 265 5601 SH SOLE 5601 0 0 C.H. ROBINSON WORLDWIDE INC COM NEW 12541W209 451 6027 SH OTR 01 0 6027 0 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 222 1152 SH SOLE 1152 0 0 CARDINAL HEALTH INC COM 14149Y108 89 1100 SH OTR 01 0 1100 0 CARETRUST REIT INC COM 14174T107 86 6948 SH SOLE 6948 0 0 CARNIVAL CORP PAIRED CTF 143658300 73 1600 SH OTR 01 0 1600 0 CBS CORP-CLASS B NON VOTING CL B 124857202 0 0 SH SOLE 0 0 0 CDW CORP/DE COM 12514G108 251 7137 SH SOLE 7137 0 0 CELANESE CORP-SERIES A COM SER A 150870103 236 3940 SH SOLE 3940 0 0 CENTURYLINK INC COM 156700106 424 10700 SH OTR 01 0 10700 0 CHEETAH MOBILE INC - ADR ADR 163075104 4588 303420 SH SOLE 303420 0 0 CHENIERE ENERGY INC COM NEW 16411R208 232 3293 SH SOLE 3293 0 0 CHUBB CORP COM 171232101 259 2500 SH OTR 01 0 2500 0 CIGNA CORP COM 125509109 422 4100 SH OTR 01 0 4100 0 CINCINNATI FINANCIAL CORP COM 172062101 176 3400 SH OTR 01 0 3400 0 CISCO SYSTEMS INC COM 17275R102 459 16500 SH OTR 01 0 16500 0 CITIGROUP INC COM NEW 172967424 238 4403 SH SOLE 4403 0 0 CIVEO CORP COM 178787107 89 21764 SH SOLE 21764 0 0 CLOROX COMPANY COM 189054109 448 4300 SH OTR 01 0 4300 0 COLGATE-PALMOLIVE CO COM 194162103 443 6400 SH OTR 01 0 6400 0 COMCAST CORP-CL A CL A 20030N101 252 4345 SH SOLE 4345 0 0 CONAGRA FOODS INC COM 205887102 261 7200 SH OTR 01 0 7200 0 CONSOLIDATED EDISON INC COM 209115104 449 6800 SH OTR 01 0 6800 0 CONSUMER DISCRETIONARY SELT SBI CONS DISCR 81369Y407 8815 122173 SH SOLE 83899 0 38274 COSTCO WHOLESALE CORP COM 22160K105 454 3200 SH OTR 01 0 3200 0 CROWN CASTLE INTL CORP COM 22822V101 231 2934 SH SOLE 2934 0 0 CST BRANDS INC COM 12646R105 690 15817 SH SOLE 15817 0 0 DARLING IINGREDIENTS INC COM 237266101 226 12419 SH SOLE 12419 0 0 DAVITA HEALTHCARE PARTNERS INC COM 23918K108 364 4800 SH OTR 01 0 4800 0 DELTA AIR LINES INC COM NEW 247361702 266 5401 SH SOLE 5401 0 0 DENTSPLY INTERNATIONAL INC COM 249030107 373 7000 SH OTR 01 0 7000 0 DIRECTV COM 25490A309 235 2707 SH SOLE 2707 0 0 DOLLAR TREE INC COM 256746108 457 6500 SH OTR 01 0 6500 0 DTE ENERGY COMPANY COM 233331107 225 2600 SH OTR 01 0 2600 0 DUKE ENERGY CORP COM NEW 26441C204 150 1800 SH OTR 01 0 1800 0 DUNKIN' BRANDS GROUP INC COM 265504100 211 4945 SH SOLE 4945 0 0 EDISON INTERNATIONAL COM 281020107 13 200 SH OTR 01 0 200 0 EMC CORP/MASS COM 268648102 230 7739 SH SOLE 7739 0 0 EMC CORP/MASS COM 268648102 393 13200 SH OTR 01 0 13200 0 ENERGY SELECT SECTOR SPDR SBI INT-ENERGY 81369Y506 2066 26096 SH SOLE 20921 0 5175 ENGILITY HOLDINGS INC COM 29285W104 155 3612 SH SOLE 3612 0 0 ENTERGY CORP COM 29364G103 437 5000 SH OTR 01 0 5000 0 ENTERPRISE PRODUCTS PARTNERS COM 293792107 227 6291 SH SOLE 6291 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 266 3700 SH OTR 01 0 3700 0 ERA GROUP INC COM 26885G109 88 4184 SH SOLE 4184 0 0 EXPEDITORS INTL WASH INC COM 302130109 156 3500 SH OTR 01 0 3500 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 110 1300 SH OTR 01 0 1300 0 EXTENDED STAY AMERICA INC UNIT 99/99/9999B 30224P200 245 12669 SH SOLE 12669 0 0 EXXON MOBIL CORP COM 30231G102 129 1400 SH OTR 01 0 1400 0 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 11899 481174 SH SOLE 342529 0 138645 FLEETCOR TECHNOLOGIES INC COM 339041105 237 1593 SH SOLE 1593 0 0 FMC CORP COM NEW 302491303 239 4189 SH SOLE 4189 0 0 FTD COS INC COM 30281V108 142 4064 SH SOLE 4064 0 0 GENERAL MILLS INC COM 370334104 181 3400 SH OTR 01 0 3400 0 GENERAL MOTORS CO COM 37045V100 254 7287 SH SOLE 7287 0 0 GLOBAL X GURU INDEX ETF GLB X GURU INDEX 37950E341 6208 237398 SH SOLE 0 0 237398 GUGGENHEIM CHINA SMALL CAP E GUGG CHN SML CAP 18383Q853 10327 397326 SH SOLE 397326 0 0 GUGGENHEIM ENHANCED SHORT DU GUGG ENH SHT DUR 18383M654 32903 659122 SH SOLE 659122 0 0 GUGGENHEIM FRONTIER MARKETS GUGG FRNTR MKT 18383Q838 3003 216347 SH SOLE 216347 0 0 GUGGENHEIM SPIN-OFF ETF GUGG SPINOFF ETF 18383M605 6132 136911 SH SOLE 0 0 136911 HARVARD APPARATUS REGENERATIVE TECHNOLOGY COM 41690A106 5 1464 SH SOLE 1464 0 0 HCP INC COM 40414L109 431 9800 SH OTR 01 0 9800 0 HEALTH CARE REIT INC COM 42217K106 439 5800 SH OTR 01 0 5800 0 HEALTH CARE SELECT SECTOR SBI HEALTHCARE 81369Y209 5745 84009 SH SOLE 65778 0 18231 HERSHEY CO/THE COM 427866108 239 2300 SH OTR 01 0 2300 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 264 10571 SH SOLE 10571 0 0 HESS CORP COM 42809H107 214 2898 SH SOLE 2898 0 0 HEWLETT-PACKARD CO COM 428236103 252 6278 SH SOLE 6278 0 0 HEWLETT-PACKARD CO COM 428236103 44 1100 SH OTR 01 0 1100 0 HOUGHTON MIFFLIN HARCOURT CO COM 44157R109 241 11653 SH SOLE 11653 0 0 HOWARD HUGHES CORP/THE COM 44267D107 215 1646 SH SOLE 1646 0 0 HUDSON CITY BANCORP INC COM 443683107 457 45200 SH OTR 01 0 45200 0 HYSTER-YAL MATERIALS - W/I CL A 449172105 248 3392 SH SOLE 3392 0 0 INDUSTRIAL SELECT SECT SPDR SBI INT-INDS 81369Y704 13755 243099 SH SOLE 159750 0 83349 INTERCONTINENTALEXCHANGE COM 45866F104 263 1200 SH OTR 01 0 1200 0 INTL BUSINESS MACHINES CORP COM 459200101 385 2400 SH OTR 01 0 2400 0 INTUIT INC COM 461202103 111 1200 SH OTR 01 0 1200 0 IQ MERGER ARBITRAGE ETF IQ MRGR ARB ETF 45409B800 10581 379107 SH SOLE 379107 0 0 ISHARES 10+ YEAR CREDIT BOND BND ETFUND 10+ YR CR BD ETF 464289511 20997 341300 SH SOLE 02 341300 0 0 ISHARES 20+ YEAR TREASURY BOND ETF 20+ YR TR BD ETF 464287432 10571 83950 SH SOLE 02 83950 0 0 ISHARES 7-10 YEAR TREASURY BOND ETF 7-10 Y TR BD ETF 464287440 13786 130071 SH SOLE 02 130071 0 0 ISHARES CHINA LARGE-CAP ETF CHINA LG-CAP ETF 464287184 5567 133758 SH SOLE 133758 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 4112 19878 SH SOLE 17225 0 2653 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 27556 250233 SH SOLE 02 250233 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORP BD IBOXX INV CP ETF 464287242 24438 204655 SH SOLE 02 204655 0 0 ISHARES INTERMEDIATE CREDIT BOND ETF INTERM CR BD ETF 464288638 19515 178500 SH SOLE 02 178500 0 0 ISHARES INTERMEDIATE GOVERNM INTRM GOV/CR ETF 464288612 43340 391690 SH SOLE 391690 0 0 ISHARES MSCI ALL COUNTRY ASI MSCI AC ASIA ETF 464288182 10603 174018 SH SOLE 174018 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 9464 155550 SH SOLE 02 155550 0 0 ISHARES MSCI FRONTIER 100 MSCI FRNTR100ETF 464286145 7584 246244 SH SOLE 246244 0 0 ISHARES MSCI MALAYSIA MSCI MALAYSI ETF 464286830 3234 239934 SH SOLE 239934 0 0 ISHARES MSCI PHILIPPINES MSCI PHILIPS ETF 46429B408 5539 144989 SH SOLE 144989 0 0 ISHARES MSCI POLAND CAPPED E MSCI POL CAP ETF 46429B606 491 20394 SH SOLE 20394 0 0 ISHARES MSCI SPAIN CAPPED ET MSCI SPAN CP ETF 464286764 2104 60755 SH SOLE 60755 0 0 ISHARES MSCI UNITED KINGDOM MSCI UTD KNGDM 46434V548 4753 263623 SH SOLE 263623 0 0 ISHARES NORTH AMERICAN TECH- NA TEC-SFTWR ETF 464287515 1465 15789 SH SOLE 12480 0 3309 ISHARES RUSSELL 1000 ETF RUS 1000 ETF 464287622 6836 59636 SH SOLE 02 59636 0 0 ISHARES RUSSELL 1000 VALUE RUS 1000 VAL ETF 464287598 4659 44624 SH SOLE 44624 0 0 ISHARES RUSSELL 2000 RUSSELL 2000 ETF 464287655 48053 401713 SH SOLE 375483 0 26230 ISHARES RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 6853 56035 SH SOLE 02 56035 0 0 ISHARES U.S. AEROSPACE & DEF U.S. AER&DEF ETF 464288760 1765 15385 SH SOLE 12140 0 3245 ISHARES US HOME CONSTRUCTION US HOME CONS ETF 464288752 18890 729908 SH SOLE 513804 0 216104 ISHARES USTECHNOLOGY ETF U.S. TECH ETF 464287721 7340 70303 SH SOLE 55633 0 14670 JM SMUCKER CO/THE-NEW COMMON COM NEW 832696405 202 2000 SH OTR 01 0 2000 0 JOHNSON & JOHNSON COM 478160104 261 2500 SH OTR 01 0 2500 0 JPMORGAN CHASE & CO COM 46625H100 244 3902 SH SOLE 3902 0 0 KELLOGG CO COM 487836108 347 5300 SH OTR 01 0 5300 0 KIMBERLY-CLARK CORP COM 494368103 451 3900 SH OTR 01 0 3900 0 KIMCO REALTY CORP COM 49446R109 437 17378 SH OTR 01 0 17378 0 KNOWLES CORP COM 49926D109 437 18545 SH SOLE 18545 0 0 KRAFT FOODS GROUP INC COM 50076Q106 720 11492 SH SOLE 11492 0 0 LABORATORY CRP OF AMER HLDGS COM NEW 50540R409 464 4300 SH OTR 01 0 4300 0 LANDS END INC COM 51509F105 343 6348 SH SOLE 6348 0 0 LAS VEGAS SANDS CORP COM 517834107 219 3763 SH SOLE 3763 0 0 LIBERTY MEDIA CORP A CL A 531229102 674 19106 SH SOLE 19106 0 0 LOCKHEED MARTIN CORP COM 539830109 244 1267 SH SOLE 1267 0 0 M & T BANK CORP COM 55261F104 339 2700 SH OTR 01 0 2700 0 MALLINCKRODT SHS G5785G107 734 7407 SH SOLE 7407 0 0 MARKET VECTORS AFRICA INDEX AFRICA ETF 57060U787 7784 300069 SH SOLE 300069 0 0 MARKET VECTORS EMERGING MARK EM LC CURR DBT 57060U522 2615 123531 SH SOLE 123531 0 0 MARSH & MCLENNAN COS COM 571748102 286 5000 SH OTR 01 0 5000 0 MATTEL INC COM 577081102 71 2300 SH OTR 01 0 2300 0 MCCORMICK & CO-NON VTG SHRS COM NON VTG 579780206 446 6000 SH OTR 01 0 6000 0 MCDONALD'S CORP COM 580135101 431 4600 SH OTR 01 0 4600 0 MCKESSON CORP COM 58155Q103 166 800 SH OTR 01 0 800 0 MICRON TECHNOLOGY INC COM 595112103 255 7271 SH SOLE 7271 0 0 MONDELEZ INTERNATIONAL INC CL A 609207105 223 6143 SH SOLE 6143 0 0 MOODY'S CORP COM 615369105 224 2343 SH SOLE 2343 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 241 3599 SH SOLE 3599 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 449 6700 SH OTR 01 0 6700 0 MURPHY USA INC-W/I COM 626755102 649 9429 SH SOLE 9429 0 0 NATIONSTAR MORTGAGE HOLDINGS COM 63861C109 235 8320 SH SOLE 8320 0 0 NAVIENT CORP COM 63938C108 716 33110 SH SOLE 33110 0 0 NCR CORPORATION COM 62886E108 244 8361 SH SOLE 8361 0 0 NETAPP INC COM 64110D104 236 5700 SH OTR 01 0 5700 0 NEW MEDIA INVESTMENT GROUP COM 64704V106 181 7648 SH SOLE 7648 0 0 NEW RESIDENTIAL INVESTMENT COM NEW 64828T201 375 29370 SH SOLE 29370 0 0 NEWS CORP-NEW CL A CL A 65249B109 694 44229 SH SOLE 44229 0 0 NIKE INC -CL B CL B 654106103 236 2452 SH SOLE 2452 0 0 NORDSTROM INC COM 655664100 294 3700 SH OTR 01 0 3700 0 NORTHEAST UTILITIES COM 664397106 203 3800 SH OTR 01 0 3800 0 NOW INC/DE - WHEN ISSUE COM 67011P100 572 22245 SH SOLE 22245 0 0 ONE GAS INC COM 68235P108 448 10878 SH SOLE 10878 0 0 PANDORA MEDIA INC COM 698354107 208 11644 SH SOLE 11644 0 0 PATTERSON COS INC COM 703395103 443 9200 SH OTR 01 0 9200 0 PAYCHEX INC COM 704326107 427 9246 SH OTR 01 0 9246 0 PEOPLE'S UNITED FINANCIAL COM 712704105 451 29700 SH OTR 01 0 29700 0 PHILIP MORRIS INTERNATIONAL COM 718172109 90 1100 SH OTR 01 0 1100 0 PIMCO ENHANCED SHORT MATURIT ENHAN SHRT MA AC 72201R833 70102 693663 SH SOLE 693663 0 0 PINNACLE WEST CAPITAL COM 723484101 164 2400 SH OTR 01 0 2400 0 PIONEER NATURAL RESOURCES CO COM 723787107 213 1430 SH SOLE 1430 0 0 PLUM CREEK TIMBER CO COM 729251108 385 9000 SH OTR 01 0 9000 0 POWERSHARES DB US DOL IND BU DOLL INDX BULL 73936D107 9573 399364 SH SOLE 399364 0 0 POWERSHARES KBW BANK KBW BK PORT 73937B746 10414 272550 SH SOLE 208728 0 63822 POWERSHARES S&P 500 LOW VOLA S&P500 LOW VOL 73937B779 48 1257 SH OTR 01 0 1257 0 PRAXAIR INC COM 74005P104 207 1600 SH OTR 01 0 1600 0 PROCTER & GAMBLE CO COM 742718109 82 900 SH OTR 01 0 900 0 PROGRESSIVE CORP COM 743315103 205 7600 SH OTR 01 0 7600 0 PROSHARES ULTRASHORT EURO ULTRASHRT EURO 74347W882 4206 194642 SH SOLE 194642 0 0 PROSHARES ULTRASHORT YEN ULTRASHORT YEN N 74347W569 5347 59877 SH SOLE 59877 0 0 PROTHENA CORP PLC SHS G72800108 114 5500 SH SOLE 5500 0 0 PUBLIC STORAGE COM 74460D109 431 2334 SH OTR 01 0 2334 0 QUEST DIAGNOSTICS COM 74834L100 376 5600 SH OTR 01 0 5600 0 RACKSPACE HOSTING INC COM 750086100 256 5461 SH SOLE 5461 0 0 REPUBLIC SERVICES INC COM 760759100 370 9200 SH OTR 01 0 9200 0 ROSS STORES INC COM 778296103 377 4000 SH OTR 01 0 4000 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 445 5400 SH OTR 01 0 5400 0 RR DONNELLEY & SONS CO COM 257867101 234 13941 SH SOLE 13941 0 0 SAFEWAY INC COM NEW 786514208 400 11400 SH OTR 01 0 11400 0 SCANA CORP COM 80589M102 254 4200 SH OTR 01 0 4200 0 SCIENCE APPLICATIONS INTE COM 808625107 492 9936 SH SOLE 9936 0 0 SHIRE PLC-ADR SPONSORED ADR 82481R106 728 3426 SH SOLE 3426 0 0 SIBANYE GOLD- SPON ADR SPONSORED ADR 825724206 1451 191664 SH SOLE 191664 0 0 SILVER BAY REALTY TRUST CO COM 82735Q102 127 7689 SH SOLE 7689 0 0 SIMON PROPERTY GROUP INC COM 828806109 401 2200 SH OTR 01 0 2200 0 SIZMEK INC COM 83013P105 38 6008 SH SOLE 6008 0 0 SOUTHERN CO COM 842587107 446 9091 SH OTR 01 0 9091 0 SPDR BARCLAYS HIGH YIELD BOND ETF BRC HGH YLD BD 78464A417 6831 176933 SH SOLE 02 176933 0 0 SPDR BARCLAYS LONG TERM CORPORATE LNG TRM CORP BD 78464A367 5224 126300 SH SOLE 02 126300 0 0 SPDR KBW REGIONAL BANKING ET S&P REGL BKG 78464A698 14231 349648 SH SOLE 195097 0 154551 SPDR S&P EMERGING MKTS SMALL S&P EMKTSC ETF 78463X756 5649 127399 SH SOLE 127399 0 0 SPDR S&P HOMEBUILDERS ETF S&P HOMEBUILD 78464A888 3723 109109 SH SOLE 109109 0 0 SPIRIT AEROSYSTEMS HOLD-CL A COM CL A 848574109 247 5744 SH SOLE 5744 0 0 SPRINT CORP COM SER 1 85207U105 196 47157 SH SOLE 47157 0 0 STARWOOD WAYPOINT RESIDE COM SHS 85571W109 202 7668 SH SOLE 7668 0 0 STERICYCLE INC COM 858912108 446 3400 SH OTR 01 0 3400 0 STRAIGHT PATH COMMUNICATIONS INC CL B 862578101 45 2398 SH SOLE 2398 0 0 STRYKER CORP COM 863667101 151 1600 SH OTR 01 0 1600 0 SYSCO CORP COM 871829107 437 11000 SH OTR 01 0 11000 0 TARGET CORP COM 87612E106 296 3900 SH OTR 01 0 3900 0 TECO ENERGY INC COM 872375100 242 11800 SH OTR 01 0 11800 0 TENET HEALTHCARE CORP COM NEW 88033G407 251 4957 SH SOLE 4957 0 0 THE INTERPUBLIC GROUP OF COMPANIES COM 460690100 158 7584 SH SOLE 02 7584 0 0 THE PRICELINE GROUP .COM INC COM NEW 741503403 229 201 SH SOLE 201 0 0 THERAVANCE BIOPHARMA INC COM G8807B106 100 6709 SH SOLE 6709 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 249 1986 SH SOLE 1986 0 0 TIME WARNER CABLE COM 88732J207 253 1662 SH SOLE 1662 0 0 TORCHMARK CORP COM 891027104 187 3450 SH OTR 01 0 3450 0 TOTAL SYSTEM SERVICES INC COM 891906109 173 5100 SH OTR 01 0 5100 0 TRAVELERS COS INC/THE COM 89417E109 445 4200 SH OTR 01 0 4200 0 TWENTY - FIRST CENTURY FOX A CL A 90130A101 256 6655 SH SOLE 6655 0 0 TWENTY-FIRST CENTURY FOX LTD CL B 90130A200 257 6954 SH SOLE 6954 0 0 TWITTER INC COM 90184L102 209 5813 SH SOLE 5813 0 0 UNITED PARCEL SERVICE-CL B CL B 911312106 111 1000 SH OTR 01 0 1000 0 UNITEDHEALTH GROUP INC COM 91324P102 182 1800 SH OTR 01 0 1800 0 URBAN OUTFITTERS INC COM 917047102 49 1400 SH OTR 01 0 1400 0 US BANCORP COM NEW 902973304 63 1400 SH OTR 01 0 1400 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 4054 107017 SH SOLE 02 107017 0 0 VANGUARD INFO TECH ETF INF TECH ETF 92204A702 29609 283398 SH SOLE 177238 0 106160 VANGUARD INTERMEDIATE TERM CORPORA INT-TERM CORP 92206C870 10496 121900 SH SOLE 02 121900 0 0 VANGUARD LONG TERM BOND INDEX FUND LONG TERM BOND 921937793 10492 111300 SH SOLE 02 111300 0 0 VANGUARD LONG TERM CORPORATE BOND LG-TERM COR BD 92206C813 36691 397000 SH SOLE 02 397000 0 0 VANGUARD MID-CAP VALUE ETF MCAP VL IDXVIP 922908512 6161 68892 SH SOLE 68892 0 0 VANGUARD REIT INDEX FUND ETF REIT ETF 922908553 6853 84600 SH SOLE 02 84600 0 0 VANGUARD S/T INFL PROT SEC INDEX FUND STRM INFPROIDX 922020805 8565 177560 SH SOLE 177560 0 0 VANGUARD TELECOM SERVICE ETF TELCOMM ETF 92204A884 760 8969 SH SOLE 7078 0 1891 VANGUARD TOTAL BOND MARKET INDEX F TOTAL BND MRKT 921937835 27551 334483 SH SOLE 02 334483 0 0 VANGUARD TOTAL STOCK MARKET INDEX TOTAL STK MKT 922908769 13696 129206 SH SOLE 02 129206 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 6220 73619 SH SOLE 0 0 73619 VARIAN MEDICAL SYSTEMS INC COM 92220P105 130 1500 SH OTR 01 0 1500 0 VENTAS INC COM 92276F100 29 400 SH OTR 01 0 400 0 VERISIGN INC COM 92343E102 222 3900 SH OTR 01 0 3900 0 VERIZON COMMUNICATIONS INC COM 92343V104 384 8200 SH OTR 01 0 8200 0 VISA INC-CLASS A SHARES COM CL A 92826C839 105 400 SH OTR 01 0 400 0 VMWARE INC-CLASS A CL A COM 928563402 224 2715 SH SOLE 2715 0 0 VOYA FINANCIAL INC COM 929089100 245 5770 SH SOLE 5770 0 0 WAL-MART STORES INC COM 931142103 447 5200 SH OTR 01 0 5200 0 WASHINGTON PRIME GROUP COM 939647103 546 31707 SH SOLE 31707 0 0 WHITEWAVE FOODS CO - A COM 966244105 707 20192 SH SOLE 20192 0 0 WINDSTREAM CORP COM 97382A101 240 29100 SH OTR 01 0 29100 0 WISDOMTREE EUROPE HEDGED EQU EUROPE HEDGED EQ 97717X701 4759 85559 SH SOLE 85559 0 0 WISDOMTREE JAPAN HEDGED EQ JAPN HEDGE EQT 97717W851 14319 290852 SH SOLE 290852 0 0 XCEL ENERGY INC COM 98389B100 180 5000 SH OTR 01 0 5000 0 YAHOO! INC COM 984332106 227 4492 SH SOLE 4492 0 0 YPF S.A.-SPONSORED ADR SPON ADR CL D 984245100 190 7163 SH SOLE 7163 0 0 ZOETIS INC CL A 98978V103 683 15865 SH SOLE 15865 0 0 ZOETIS INC CL A 98978V103 353 8200 SH OTR 01 0 8200 0