0001085146-20-000578.txt : 20200211 0001085146-20-000578.hdr.sgml : 20200211 20200211171031 ACCESSION NUMBER: 0001085146-20-000578 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 EFFECTIVENESS DATE: 20200211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW YORK LIFE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001133639 IRS NUMBER: 522206685 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06325 FILM NUMBER: 20598013 BUSINESS ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125767000 MAIL ADDRESS: STREET 1: 51 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133639 XXXXXXXX 12-31-2019 12-31-2019 false NEW YORK LIFE INVESTMENT MANAGEMENT LLC

51 MADISON AVE NEW YORK NY 10010

13F COMBINATION REPORT 028-06325 0001537014 028-16845 Candriam Luxembourg S.C.A. 0001329375 028-12384 CUSHING ASSET MANAGEMENT, LP 0000790502 028-01666 EAGLE ASSET MANAGEMENT INC 0001305841 028-10968 Epoch Investment Partners, Inc. 0001385495 028-12282 FIAM LLC 0001415996 028-13712 IndexIQ Advisors LLC 0000812295 028-01343 JANUS CAPITAL MANAGEMENT LLC 0000061227 028-00046 MACKAY SHIELDS LLC 0001089991 028-04869 MARKSTON INTERNATIONAL LLC 0000874779 028-02900 MELLON INVESTMENTS Corp 0001606720 028-16259 NYL Investors LLC 0001163368 028-10952 PACIFIC INVESTMENT MANAGEMENT CO LLC 0000080255 028-00115 PRICE T ROWE ASSOCIATES INC /MD/ 0000900973 028-03676 Winslow Capital Management, LLC N Kevin Bopp 201-685-6187 /s/ Kevin Bopp New York NY 02-10-2020 0 15 681022 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DBX ETF TR XTRACK MSCI EURP 233051853 2409 92092 SH SOLE 92092 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 2760 27550 SH SOLE 27550 0 0 INDEXIQ ETF TR HDGD FTSE INTL 45409B560 116149 5710461 SH SOLE 5710461 0 0 INDEXIQ ETF TR IQ 500 INT ETF 45409B362 78902 2955789 SH SOLE 2955789 0 0 INDEXIQ ETF TR IQ CHAIKIN US 45409B388 212660 8526876 SH SOLE 8526876 0 0 INDEXIQ ETF TR IQ CHAIKIN US 45409B396 171775 6808374 SH SOLE 6808374 0 0 INDEXIQ ETF TR IQ S&P HGH YLD 45409B412 26856 1060682 SH SOLE 1060682 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 4180 185510 SH SOLE 185510 0 0 ISHARES TR EAFE SML CP ETF 464288273 2660 47018 SH SOLE 47018 0 0 ISHARES TR INTRM GOV CR ETF 464288612 27561 243425 SH SOLE 243425 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 6874 50364 SH SOLE 50364 0 0 ISHARES TR SHORT TREAS BD 464288679 17393 157474 SH SOLE 157474 0 0 SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 5913 64581 SH SOLE 64581 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 273 2418 SH SOLE 2418 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4657 55770 SH SOLE 55770 0 0