General Counsel and Chief Compliance Officer

0001133521-20-000012.txt : 20200814 0001133521-20-000012.hdr.sgml : 20200814 20200814160553 ACCESSION NUMBER: 0001133521-20-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEELHEAD PARTNERS LLC CENTRAL INDEX KEY: 0001133521 IRS NUMBER: 911740598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06101 FILM NUMBER: 201105001 BUSINESS ADDRESS: STREET 1: 800 FIFTH AVENUE STREET 2: SUITE 3700 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2063070910 MAIL ADDRESS: STREET 1: 800 FIFTH AVENUE STREET 2: SUITE 3700 CITY: SEATTLE STATE: WA ZIP: 98104 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133521 XXXXXXXX 06-30-2020 06-30-2020 false STEELHEAD PARTNERS LLC

800 Fifth Avenue Suite 3700 Seattle WA 98104

13F HOLDINGS REPORT 028-06101 N Brent E Binge General Counsel and Chief Compliance Officer 2063070922 Brent E Binge Seattle WA 08-14-2020 0 40 814494 INFORMATION TABLE 2 infotable.xml GLOBALSTAR INC COM 378973408 10457 32018227 SH SOLE 32018227 0 0 OAKTREE STRATEGIC INCOME COR COM 67402D104 329 51877 SH SOLE 51877 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 926 40000 SH SOLE 40000 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 18638 17675000 PRN SOLE 17675000 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 13156 13211000 PRN SOLE 13211000 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 1948 1960000 PRN SOLE 1960000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 2714 2800000 PRN SOLE 2800000 0 0 COLLEGIUM PHARMACEUTICAL INC NOTE 2.625% 2/1 19459JAA2 12631 14000000 PRN SOLE 14000000 0 0 COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 17266 9519000 PRN SOLE 9519000 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 13396 11348000 PRN SOLE 11348000 0 0 CYTOKINETICS INC NOTE 4.000%11/1 23282WAA8 21870 9250000 PRN SOLE 9250000 0 0 GOLDMAN SACHS BDC INC NOTE 4.500% 4/0 38147UAB3 43349 43620000 PRN SOLE 43620000 0 0 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 5833 5000000 PRN SOLE 5000000 0 0 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 51926 53202000 PRN SOLE 53202000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 12158 11176000 PRN SOLE 11176000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 14416 14700000 PRN SOLE 14700000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 17158 18600000 PRN SOLE 18600000 0 0 KARYOPHARM THERAPEUTICS INC NOTE 3.000%10/1 48576UAA4 34263 24250000 PRN SOLE 24250000 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 61167 70062000 PRN SOLE 70062000 0 0 MOMO INC NOTE 1.250% 7/0 60879BAB3 26227 33969000 PRN SOLE 33969000 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 4344 4000000 PRN SOLE 4000000 0 0 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 10093 10600000 PRN SOLE 10600000 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 20405 20948000 PRN SOLE 20948000 0 0 NUTANIX INC NOTE 1/1 67059NAB4 17139 19242000 PRN SOLE 19242000 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 23716 22000000 PRN SOLE 22000000 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 17419 15000000 PRN SOLE 15000000 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 30929 31500000 PRN SOLE 31500000 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 3646 3500000 PRN SOLE 3500000 0 0 RAPID7 INC NOTE 1.250% 8/0 753422AB0 18867 14000000 PRN SOLE 14000000 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 17376 11658000 PRN SOLE 11658000 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 3691 2483000 PRN SOLE 2483000 0 0 SUNPOWER CORP DBCV 0.875% 6/0 867652AJ8 3158 3415000 PRN SOLE 3415000 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 16858 20975000 PRN SOLE 20975000 0 0 BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 3772 3854000 PRN SOLE 3854000 0 0 TPG SPECIALTY LENDING INC NOTE 4.500% 8/0 87265KAD4 19460 19382000 PRN SOLE 19382000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 39004 39759000 PRN SOLE 39759000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 52344 55500000 PRN SOLE 55500000 0 0 WEIBO CORP NOTE 1.250%11/1 948596AC5 46060 49278000 PRN SOLE 49278000 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 74996 54338000 PRN SOLE 54338000 0 0 ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 11389 10901000 PRN SOLE 10901000 0 0