General Counsel and Chief Compliance Officer

0001133521-17-000029.txt : 20171114 0001133521-17-000029.hdr.sgml : 20171114 20171114161237 ACCESSION NUMBER: 0001133521-17-000029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEELHEAD PARTNERS LLC CENTRAL INDEX KEY: 0001133521 IRS NUMBER: 911740598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06101 FILM NUMBER: 171201639 BUSINESS ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2066892450 MAIL ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133521 XXXXXXXX 09-30-2017 09-30-2017 false STEELHEAD PARTNERS LLC

333 108th Avenue Ne Suite 2010 Bellevue WA 98004

13F HOLDINGS REPORT 028-06101 N Brent Binge General Counsel and Chief Compliance Officer 425-974-3772 Brent E. Binge Bellevue WA 11-14-2017 0 59 1084859 INFORMATION TABLE 2 infotable.xml ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 279 10833 SH SOLE 10833 0 0 ARCH COAL INC CL A 039380407 12872 179419 SH SOLE 179419 0 0 ARES CAP CORP COM 04010L103 639 39000 SH SOLE 39000 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 723 15000 SH SOLE 15000 0 0 EVOLENT HEALTH INC CL A 30050B101 212 11900 SH SOLE 11900 0 0 FIFTH STREET FINANCE CORP COM 31678A103 1183 216271 SH SOLE 216271 0 0 FIFTH STR SR FLOATNG RATE CO COM 31679F101 1036 117701 SH SOLE 117701 0 0 GLOBALSTAR INC COM 378973408 42908 26324207 SH SOLE 26324207 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 657 28783 SH SOLE 28783 0 0 HERCULES CAPITAL INC COM 427096508 33 2532 SH SOLE 2532 0 0 IAC INTERACTIVECORP COM 44919P508 3034 25800 SH SOLE 25800 0 0 KEYW HLDG CORP COM 493723100 1 100 SH SOLE 100 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 3757 70500 SH SOLE 70500 0 0 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 900 500000 SH SOLE 500000 0 0 RESOLUTE FST PRODS INC COM 76117W109 16697 3306260 SH SOLE 3306260 0 0 SILICON LABORATORIES INC COM 826919102 240 3000 SH SOLE 3000 0 0 MOSAIC CO NEW COM 61945C103 4043 187272 SH SOLE 187272 0 0 WARRIOR MET COAL INC COM 93627C101 7220 306320 SH SOLE 306320 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 5822 6000000 PRN SOLE 6000000 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 28348 16000000 PRN SOLE 16000000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 54497 54125000 PRN SOLE 54125000 0 0 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 28917 28702000 PRN SOLE 28702000 0 0 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 20538 20014000 PRN SOLE 20014000 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 25483 20000000 PRN SOLE 20000000 0 0 BLACKROCK CAPITAL INVESTMENT NOTE 5.000% 6/1 092533AC2 2082 1981000 PRN SOLE 1981000 0 0 BROADSOFT INC NOTE 1.000% 9/0 11133BAD4 7014 5000000 PRN SOLE 5000000 0 0 CIENA CORP NOTE 3.750%10/1 171779AJ0 43625 35979000 PRN SOLE 35979000 0 0 CTRIP COM INTL LTD NOTE 1.990% 7/0 22943FAH3 26053 21476000 PRN SOLE 21476000 0 0 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 19116 17676000 PRN SOLE 17676000 0 0 FORESTAR GROUP INC NOTE 3.750% 3/0 346232AB7 33114 32600000 PRN SOLE 32600000 0 0 GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 18875 13715000 PRN SOLE 13715000 0 0 HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 7233 7000000 PRN SOLE 7000000 0 0 INFINERA CORPORATION DBCV 1.750% 6/0 45667GAB9 34068 33318000 PRN SOLE 33318000 0 0 INPHI CORP NOTE 1.125%12/0 45772FAB3 49083 40348000 PRN SOLE 40348000 0 0 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 18424 15678000 PRN SOLE 15678000 0 0 LAYNE CHRISTENSEN CO NOTE 8.000% 5/0 521050AD6 3511 2819000 PRN SOLE 2819000 0 0 MARRIOTT VACATIONS WRLDWDE C NOTE 1.500% 9/1 57164YAA5 26164 25000000 PRN SOLE 25000000 0 0 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 34899 25335000 PRN SOLE 25335000 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 24030 11500000 PRN SOLE 11500000 0 0 NEW MTN FIN CORP NOTE 5.000% 6/1 647551AB6 37968 36496000 PRN SOLE 36496000 0 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 62509 45345000 PRN SOLE 45345000 0 0 PHOTRONICS INC NOTE 3.250% 4/0 719405AK8 9496 8672000 PRN SOLE 8672000 0 0 PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 10669 10500000 PRN SOLE 10500000 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 14606 9625000 PRN SOLE 9625000 0 0 RAMBUS INC DEL NOTE 1.125% 8/1 750917AE6 31016 26204000 PRN SOLE 26204000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 51931 32380000 PRN SOLE 32380000 0 0 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 8171 8223000 PRN SOLE 8223000 0 0 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 9549 9500000 PRN SOLE 9500000 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 33396 26973000 PRN SOLE 26973000 0 0 TCP CAP CORP NOTE 5.250%12/1 87238QAB9 30651 29029000 PRN SOLE 29029000 0 0 TCP CAP CORP NOTE 4.625% 3/0 87238QAD5 7299 7000000 PRN SOLE 7000000 0 0 TICC CAPITAL CORP DBCV 7.500%11/0 87244TAB5 6867 6841000 PRN SOLE 6841000 0 0 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 45704 43870000 PRN SOLE 43870000 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 57171 60350000 PRN SOLE 60350000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 6439 7000000 PRN SOLE 7000000 0 0 VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 13425 14000000 PRN SOLE 14000000 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 5443 4183000 PRN SOLE 4183000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 30936 21978000 PRN SOLE 21978000 0 0 AEGEAN MARINE PETE NETWORK I NOTE 4.000%11/0 Y0020QAA9 4283 4525000 PRN SOLE 4525000 0 0