General Counsel and Chief Compliance Officer

0001133521-16-000055.txt : 20160815 0001133521-16-000055.hdr.sgml : 20160815 20160815162400 ACCESSION NUMBER: 0001133521-16-000055 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160815 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STEELHEAD PARTNERS LLC CENTRAL INDEX KEY: 0001133521 IRS NUMBER: 911740598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06101 FILM NUMBER: 161833079 BUSINESS ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 2066892450 MAIL ADDRESS: STREET 1: 333 108TH AVENUE NE STREET 2: SUITE 2010 CITY: BELLEVUE STATE: WA ZIP: 98004 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001133521 XXXXXXXX 06-30-2016 06-30-2016 false STEELHEAD PARTNERS LLC

333 108th Avenue Ne Suite 2010 Bellevue WA 98004

13F HOLDINGS REPORT 028-06101 N Brent E Binge General Counsel and Chief Compliance Officer 4259743772 /Brent E Binge/ Bellevue WA 08-15-2016 0 61 971028 INFORMATION TABLE 2 infotable.xml ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 343 73618 SH SOLE 73618 0 0 CONSOL ENERGY INC COM 20854P109 161 10000 SH SOLE 10000 0 0 GLOBALSTAR INC COM 378973408 32944 27226107 SH SOLE 27226107 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 1767 88400 SH SOLE 88400 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 13877 269502 SH SOLE 269502 0 0 MEDICINES CO COM 584688105 464 13800 SH SOLE 13800 0 0 MERCER INTL INC COM 588056101 80 10000 SH SOLE 10000 0 0 MICRON TECHNOLOGY INC COM 595112103 3169 230322 SH SOLE 230322 0 0 MOSAIC CO NEW COM 61945C103 3534 135000 SH SOLE 135000 0 0 PENDRELL CORP COM 70686R104 942 1867665 SH SOLE 1867665 0 0 RESOLUTE FST PRODS INC COM 76117W109 21728 4107460 SH SOLE 4107460 0 0 TPG SPECIALTY LENDING INC COM 87265K102 410 24674 SH SOLE 24674 0 0 TECHTARGET INC COM 87874R100 127 15700 SH SOLE 15700 0 0 WYNN RESORTS LTD COM 983134107 796 8779 SH SOLE 8779 0 0 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 6660 6000000 PRN SOLE 6000000 0 0 ALASKA COMMUNICATIONS SYS GR NOTE 6.250% 5/0 01167PAE1 23190 24000000 PRN SOLE 24000000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 56506 56933000 PRN SOLE 56933000 0 0 ARES CAP CORP NOTE 4.875% 3/1 04010LAG8 26147 25509000 PRN SOLE 25509000 0 0 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 17548 16863000 PRN SOLE 16863000 0 0 BLACKROCK CAPITAL INVESTMENT NOTE 5.500% 2/1 092533AB4 3075 3000000 PRN SOLE 3000000 0 0 BLUCORA INC NOTE 4.250% 4/0 095229AB6 18823 20349000 PRN SOLE 20349000 0 0 CHART INDS INC NOTE 2.000% 8/0 16115QAC4 4678 5000000 PRN SOLE 5000000 0 0 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 6679 6500000 PRN SOLE 6500000 0 0 FINISAR CORP NOTE 0.500%12/1 31787AAM3 40756 42017000 PRN SOLE 42017000 0 0 FIREEYE INC NOTE 1.000% 6/0 31816QAB7 3367 3726000 PRN SOLE 3726000 0 0 INFINERA CORPORATION DBCV 1.750% 6/0 45667GAB9 49306 43251000 PRN SOLE 43251000 0 0 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 20526 19666000 PRN SOLE 19666000 0 0 .JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 28836 29500000 PRN SOLE 29500000 0 0 LINKEDIN CORP NOTE 0.500%11/0 53578AAB4 36291 36750000 PRN SOLE 36750000 0 0 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 5419 5000000 PRN SOLE 5000000 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 20270 16000000 PRN SOLE 16000000 0 0 NETSUITE INC NOTE 0.250% 6/0 64118QAB3 29148 29629000 PRN SOLE 29629000 0 0 NEVRO CORP NOTE 1.750% 6/0 64157FAA1 23709 22500000 PRN SOLE 22500000 0 0 NEW MTN FIN CORP NOTE 5.000% 6/1 647551AB6 11558 11587000 PRN SOLE 11587000 0 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 46283 36300000 PRN SOLE 36300000 0 0 PHOTRONICS INC NOTE 3.250% 4/0 719405AK8 8487 7603000 PRN SOLE 7603000 0 0 PROOFPOINT INC DBCV 0.750% 6/1 743424AD5 1073 1000000 PRN SOLE 1000000 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 10244 11000000 PRN SOLE 11000000 0 0 RAMBUS INC DEL NOTE 1.125% 8/1 750917AE6 30593 26204000 PRN SOLE 26204000 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 2135 2000000 PRN SOLE 2000000 0 0 RUDOLPH TECHNOLOGIES INC NOTE 3.750% 7/1 781268AB3 5761 4950000 PRN SOLE 4950000 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 48262 43091000 PRN SOLE 43091000 0 0 SERVICESOURCE INTL INC NOTE 1.500% 8/0 81763UAB6 7084 7957000 PRN SOLE 7957000 0 0 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 14369 14423000 PRN SOLE 14423000 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 30867 27950000 PRN SOLE 27950000 0 0 STARWOOD WAYPOINT RESIDENTL NOTE 4.500%10/1 85571WAD1 25110 22750000 PRN SOLE 22750000 0 0 TCP CAP CORP NOTE 5.250%12/1 87238QAB9 30452 29529000 PRN SOLE 29529000 0 0 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 23934 23580000 PRN SOLE 23580000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 11701 6530000 PRN SOLE 6530000 0 0 TRULIA INC NOTE 2.750%12/1 897888AB9 26516 16900000 PRN SOLE 16900000 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 41719 45500000 PRN SOLE 45500000 0 0 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 18025 16312000 PRN SOLE 16312000 0 0 WEBMD HEALTH CORP NOTE 1.500%12/0 94770VAK8 30473 23900000 PRN SOLE 23900000 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 31248 28088000 PRN SOLE 28088000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 13441 11500000 PRN SOLE 11500000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 32 50000 SH Put SOLE 50000 0 0 ORACLE CORP COM 68389X105 15 50000 SH Put SOLE 50000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 12 50000 SH Put SOLE 50000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 163 115000 SH Put SOLE 115000 0 0 AT&T INC COM 00206R102 105 100000 SH Put SOLE 100000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 90 70000 SH Put SOLE 70000 0 0