0001225208-12-018110.txt : 20120817 0001225208-12-018110.hdr.sgml : 20120817 20120817160341 ACCESSION NUMBER: 0001225208-12-018110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120815 FILED AS OF DATE: 20120817 DATE AS OF CHANGE: 20120817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERVIN GARY W. CENTRAL INDEX KEY: 0001413305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16411 FILM NUMBER: 121042710 MAIL ADDRESS: STREET 1: 1840 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/ CENTRAL INDEX KEY: 0001133421 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 800640649 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 703-280-2900 MAIL ADDRESS: STREET 1: 2980 FAIRVIEW PARK DRIVE STREET 2: C/O NORTHROP GRUMMAN CORP CITY: FALLS CHURCH STATE: VA ZIP: 22042 FORMER COMPANY: FORMER CONFORMED NAME: NNG INC DATE OF NAME CHANGE: 20010129 4 1 doc4.xml X0306 4 2012-08-15 0001133421 NORTHROP GRUMMAN CORP /DE/ NOC 0001413305 ERVIN GARY W. 2980 FAIRVIEW PARK DRIVE FALLS CHURCH VA 22042 1 Corp VP & Pres Aerospace Sys Common Stock 2012-08-15 4 M 0 13125.0000 47.9900 A 13125.0000 D Common Stock 2012-08-15 4 S 0 13125.0000 68.2400 D 0.0000 D Common Stock 10155.0000 I Held in G&M Ervin Family Trust Common Stock 7364.2750 I Held in Northrop Grumman Savings & Investment Plan Stock Option (Right-to-buy) 47.9900 2012-08-15 4 M 0 13125.0000 0.0000 D 2014-06-14 Common Stock 13125.0000 0.0000 D Represents the weighted average sale price of $68.24 rounded to the nearest hundredth. The highest price at which the shares sold was $68.28 and the lowest price at which the shares sold was $68.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4. Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of August 15, 2012. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred. The option is fully exercisable. /s/ Jennifer C. McGarey, Attorney-in-Fact 2012-08-17