0001181431-11-028367.txt : 20110509
0001181431-11-028367.hdr.sgml : 20110509
20110509195110
ACCESSION NUMBER: 0001181431-11-028367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110506
FILED AS OF DATE: 20110509
DATE AS OF CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RABINOWITZ MARK
CENTRAL INDEX KEY: 0001407937
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16411
FILM NUMBER: 11825376
MAIL ADDRESS:
STREET 1: 1840 CENTURY PARK EAST
CITY: LOS ANGELES
STATE: CA
ZIP: 90067-2199
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHROP GRUMMAN CORP /DE/
CENTRAL INDEX KEY: 0001133421
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 954840775
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1840 CENTURY PK E
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-1630
MAIL ADDRESS:
STREET 1: 1840 CENTURY PARK EAST
STREET 2: C/O NORTHROP GRUMMAN CORP
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NNG INC
DATE OF NAME CHANGE: 20010129
4
1
rrd310954.xml
STOCK OPTION EXERCISE & SELL
X0303
4
2011-05-06
0
0001133421
NORTHROP GRUMMAN CORP /DE/
NOC
0001407937
RABINOWITZ MARK
1840 CENTURY PARK EAST
LOS ANGELES
CA
90067
0
1
0
0
Corp. VP & Treasurer
Common Stock
2011-05-06
4
M
0
3281
43.08
A
40258
D
Common Stock
2011-05-06
4
S
0
3281
64.85
D
36977
D
Common Stock
2011-05-06
4
M
0
4375
47.99
A
41352
D
Common Stock
2011-05-06
4
S
0
4375
64.80
D
36977
D
Common Stock
2011-05-06
4
M
0
5445
41.14
A
42422
D
Common Stock
2011-05-06
4
S
0
5445
64.77
D
36977
D
Common Stock
2011-05-06
4
M
0
2296
52.48
A
39273
D
Common Stock
2011-05-06
4
S
0
2296
64.90
D
36977
D
Common Stock
800.691
I
See footnote
Stock Option (Right-to-Buy)
43.08
2011-05-06
4
M
0
3281
43.08
D
2004-08-20
2013-08-20
Common Stock
3281
0
D
Stock Option (Right-to-Buy)
47.99
2011-05-06
4
M
0
4375
47.99
D
2005-06-14
2014-06-14
Common Stock
4375
0
D
Stock Option (Right-to-Buy)
41.14
2011-05-06
4
M
0
5445
41.14
D
2010-02-17
2016-02-17
Common Stock
5445
2724
D
Stock Option (Right-to-Buy)
52.48
2011-05-06
4
M
0
2296
52.48
D
2003-08-20
2012-08-20
Common Stock
2296
0
D
Total amount includes 10,855 unvested Restricted Performance Stock Rights ("RPSRs") granted under the 2001 Long-Term Incentive Stock Plan ("LTISP") on 2/17/09, with a valuation of performance measurement period ("measurement period") ending on 12/31/11; and 12,979 unvested RPSRs granted under the LTISP on 2/16/10, with the measurement period ending on 12/31/12. Grants awarded pursuant to Rule 16b-3(d).
Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of April 29, 2011. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
Represents the weighted average sale price of $64.85 rounded to the nearest hundredths. The highest price at which the shares sold was $64.874 and the lowest price at which the shares sold was $64.842.
Represents the weighted average sale price of $64.80 rounded to the nearest hundredths. The highest price at which the shares sold was $64.835 and the lowest price at which the shares sold was $64.791.
Represents the weighted average sale price of $64.77 rounded to the nearest hundredths. The highest price at which the shares sold was $64.822 and the lowest price at which the shares sold was $64.751.
Represents the weighted average sale price of $64.90 rounded to the nearest hundredths. The highest price at which the shares sold was $64.911 and the lowest price at which the shares sold was $64.872.
Date option was first exercisable. There are no remaining options following this exercise.
This option was first exercisable on 2/17/10 and it has one remaining annual installment equal to one-third (33%) of the original grant, vesting on 2/17/12.
/s/ Kathleen M. Salmas, Attorney-in-Fact for Mark Rabinowitz
2011-05-09