0001132716-20-000014.txt : 20200814
0001132716-20-000014.hdr.sgml : 20200814
20200813174654
ACCESSION NUMBER: 0001132716-20-000014
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200813
EFFECTIVENESS DATE: 20200814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 201100479
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2019
09-30-2019
true
3
NEW HOLDINGS
true
06-30-2020
09-30-2019
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 31ST FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Charles Mathys
CCO
312 525-4114
Charles Mathys
Chicago
IL
08-13-2020
0
5
504035
INFORMATION TABLE
2
ubsocQ319_A3infotable.xml
CAESARS
COM
127686103
33062000
2835486
SH
DFND
2835486
0
0
CAESARS
NOTE5
127686AA1
88386000
51931000
PRN
DFND
51931000
0
0
CYPRESS
COM
232806109
122030000
5228342
SH
DFND
5228342
0
0
TALLGRAS
CLASS
874696107
27918000
1386178
SH
DFND
1386178
0
0
WELLCARE
COM
94946T106
232639000
897629
SH
DFND
897629
0
0