0001132716-20-000008.txt : 20200515
0001132716-20-000008.hdr.sgml : 20200515
20200514205917
ACCESSION NUMBER: 0001132716-20-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200514
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 20880169
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001132716
XXXXXXXX
03-31-2020
03-31-2020
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 31ST FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Charles Mathys
CCO
3125254114
Charles Mathys
Chicago
IL
05-13-2020
0
318
2957286
true
INFORMATION TABLE
2
ubsocQ1_20infotable.xml
ADT INC
COM
00090Q103
60000
51800
SH
Put
DFND
51800
0
0
ADT INC
COM
00090Q103
389000
90000
SH
DFND
90000
0
0
AMAG PHA
NOTE3
00163UAD8
34617000
45500000
PRN
DFND
45500000
0
0
AMCI ACQ
CLASS
00165R101
4054000
399040
SH
DFND
399040
0
0
ANGI HOM
COMCL
00183L102
356000
67798
SH
DFND
67798
0
0
ACAMAR P
COM
004285102
150000
283000
SH
Call
DFND
283000
0
0
ACAMAR P
CLA
004285102
21414000
2174000
SH
DFND
2174000
0
0
ACCEL EN
COM
00436Q106
763000
502000
SH
Call
DFND
502000
0
0
ACCEL EN
COMCL
00436Q106
2000000
266641
SH
DFND
266641
0
0
ACORDA T
NOTE1
00484MAA4
3420000
4000000
PRN
DFND
4000000
0
0
ADESTO T
COM
00687D101
3934000
351528
SH
DFND
351528
0
0
ADVERUM
COM
00773U108
195000
20000
SH
DFND
20000
0
0
ADVANCED
COM
00790X101
18320000
558551
SH
DFND
558551
0
0
AGREE RE
COM
008492100
928000
15000
SH
DFND
15000
0
0
ALIBABA
SPONS
01609W102
2939000
15111
SH
DFND
15111
0
0
ALLEGHEN
COM
01741R102
348000
50000
SH
Put
DFND
50000
0
0
ALLEGRO
COM
01749N103
13554000
1184800
SH
DFND
1184800
0
0
AMAZON C
COM
023135106
23884000
12250
SH
DFND
12250
0
0
AMERICAN
COM
02376R102
1297000
510000
SH
Put
DFND
510000
0
0
AMERICAN
COM
03027X100
414000
1900
SH
DFND
1900
0
0
AMERICOL
COM
03064D108
330000
9700
SH
DFND
9700
0
0
AMPLITUD
COM
03212A105
97000
175000
SH
Call
DFND
175000
0
0
AMPLITUD
COMCL
03212A105
5700000
600000
SH
DFND
600000
0
0
ANIXTER
COM
035290105
26946000
306667
SH
DFND
1435589
0
0
APARTMEN
CLA
03748R754
974000
27700
SH
DFND
27700
0
0
APEX TEC
COM
03768F102
1219000
1250000
SH
Call
DFND
1250000
0
0
APEX TEC
COMCL
03768F102
24425000
2500000
SH
DFND
2500000
0
0
APPLIED
NOTE5
03823UAB8
13398000
17400000
PRN
DFND
17400000
0
0
AVALONBA
COM
053484101
2252000
15300
SH
DFND
15300
0
0
BHP GROU
SPONS
05545E209
25886000
853202
SH
DFND
853202
0
0
BAIDU IN
SPONA
056752108
4833000
47949
SH
DFND
47949
0
0
BARCLAYS
COM
06746P621
2742000
2880700
SH
Put
DFND
2880700
0
0
BECTON D
COM
075887109
14935000
65000
SH
DFND
65000
0
0
BENEFITF
NOTE1
08180DAB2
772000
1000000
PRN
DFND
1000000
0
0
BILIBILI
SPONS
090040106
2083000
88932
SH
DFND
88932
0
0
BILL COM
COM
090043100
1416000
41402
SH
DFND
41402
0
0
BORGWARN
COM
099724106
4865000
199600
SH
DFND
623616
0
0
BOX INC
CLA
10316T104
2555000
181957
SH
DFND
181957
0
0
BRISTOL-
RIGHT
110122157
16602000
4346040
SH
DFND
4346040
0
0
CF FIN A
COM
12528N107
62000
131250
SH
Call
DFND
131250
0
0
CF FIN A
COMCL
12528N107
10033000
975000
SH
DFND
975000
0
0
CIGNA CO
COM
125523100
13288000
75000
SH
DFND
75000
0
0
CHP MERG
COM
12558Y106
656000
1225000
SH
Call
DFND
1225000
0
0
CHP MERG
COMCL
12558Y106
23765000
2450000
SH
DFND
2450000
0
0
CIIG MER
COM
12559C103
536000
900000
SH
Call
DFND
900000
0
0
CIIG MER
COMCL
12559C103
17460000
1800000
SH
DFND
1800000
0
0
CNX RESO
COM
12653C108
107000
47500
SH
Put
DFND
47500
0
0
CAESARS
NOTE5
127686AA1
72714000
67665745
PRN
DFND
67665745
0
0
CALIFORN
COM
13057Q206
25087000
3567900
SH
Put
DFND
3567900
0
0
CAMDEN P
SHBEN
133131102
2233000
28184
SH
DFND
28184
0
0
CARNIVAL
COM
143658300
1950000
150000
SH
Put
DFND
150000
0
0
CHURCHIL
COM
17143G106
325000
250000
SH
Call
DFND
250000
0
0
CHURCHIL
CLA
17143G106
8458000
850000
SH
DFND
850000
0
0
CHURCHIL
UNIT0
17144C203
46370000
4637000
SH
DFND
4637000
0
0
CITRIX S
COM
177376100
8493000
60000
SH
DFND
60000
0
0
CLEVELAN
DBCV1
185899AA9
16320000
24000000
SH
DFND
24000000
0
0
CLOROX C
COM
189054109
111000
30000
SH
Put
DFND
30000
0
0
CLOUDERA
COM
18914U100
8992000
1142522
SH
DFND
1142522
0
0
CLOUDFLA
CLACO
18915M107
1625000
69189
SH
DFND
69189
0
0
CLOVIS O
NOTE2
189464AB6
895000
1000000
PRN
DFND
1000000
0
0
CLOVIS O
NOTE1
189464AC4
18871000
30000000
PRN
DFND
30000000
0
0
CONSTELL
CLA
21036P108
7168000
50000
SH
DFND
50000
0
0
CORTEVA
COM
22052L104
2115000
90000
SH
DFND
90000
0
0
COSTAR G
COM
22160N109
2936000
5000
SH
DFND
5000
0
0
COUSINS
COMNE
222795502
1512000
51657
SH
DFND
51657
0
0
CRESCENT
COMCL
22564L105
13790000
1400000
SH
DFND
1400000
0
0
CRESCENT
UNIT9
22564L204
2092000
204100
SH
DFND
204100
0
0
CROWDSTR
CLA
22788C105
2413000
43344
SH
DFND
43344
0
0
CUBESMAR
COM
229663109
230000
8600
SH
DFND
8600
0
0
CYPRESS
COM
232806109
394029000
16896600
SH
DFND
16896600
0
0
DMY TECH
UNIT9
233253202
9830000
1000000
SH
DFND
1000000
0
0
DFP HEAL
UNIT0
23343Q209
14384000
1450000
SH
DFND
1450000
0
0
DATADOG
CLACO
23804L103
1886000
52422
SH
DFND
52422
0
0
DELTA AI
COM
247361702
73000
36500
SH
Put
DFND
36500
0
0
DENALI T
COM
24823R105
651000
37200
SH
DFND
37200
0
0
DIAMOND
COM
25258L109
616000
219352
SH
Call
DFND
219352
0
0
DIAMONDP
COM
25280H100
45000
99500
SH
Call
DFND
99500
0
0
DIAMONDP
COMCL
25280H100
21436000
2150000
SH
DFND
2150000
0
0
DISNEY W
COMDI
254687106
7728000
80000
SH
DFND
80000
0
0
DISH NET
NOTE2
25470MAD1
49868000
61000000
PRN
DFND
61000000
0
0
DOMO INC
COMCL
257554105
1990000
200162
SH
DFND
200162
0
0
DOUGLAS
COM
25960P109
523000
17150
SH
DFND
17150
0
0
DROPBOX
CLA
26210C104
16736000
924626
SH
DFND
924626
0
0
DUKE REA
COMNE
264411505
355000
10967
SH
DFND
10967
0
0
DYNATRAC
COM
268150109
1669000
70000
SH
DFND
70000
0
0
EASTGROU
COM
277276101
475000
4547
SH
DFND
4547
0
0
EBAY INC
COM
278642103
7816000
260000
SH
DFND
260000
0
0
ELECTRAM
COM
284849205
98000
350000
SH
Call
DFND
350000
0
0
EQUINIX
COM
29444U700
999000
1600
SH
DFND
1600
0
0
EQUITY L
COM
29472R108
1943000
33800
SH
DFND
33800
0
0
ERICSSON
COM
294821608
84000
215000
SH
Put
DFND
215000
0
0
ESSENTIA
COM
29670E107
1708000
130800
SH
DFND
130800
0
0
ESSEX PP
COM
297178105
1369000
6217
SH
DFND
6217
0
0
EXPERIEN
COM
30217C109
669000
891666
SH
Call
DFND
891666
0
0
EXPERIEN
COMCL
30217C109
25867000
2675000
SH
DFND
2675000
0
0
EXTRA SP
COM
30225T102
824000
8600
SH
DFND
8600
0
0
F M C CO
COMNE
302491303
4901000
60000
SH
DFND
60000
0
0
FACEBOOK
CLA
30303M102
24186000
145000
SH
DFND
145000
0
0
FAR PT A
COM
30734W109
19000
33332
SH
Call
DFND
33332
0
0
FAR PT A
COMCL
30734W109
19497000
1926542
SH
DFND
1926542
0
0
F5 NETWO
COM
315616102
6315000
59228
SH
DFND
59228
0
0
FINSERV
COM
318085107
518000
900000
SH
Call
DFND
900000
0
0
FINSERV
CLA
318085107
17280000
1800000
SH
DFND
1800000
0
0
FINTECH
COMCL
31811A101
17882000
1790000
SH
DFND
1790000
0
0
FIRST IN
COM
32054K103
1007000
30300
SH
DFND
30300
0
0
FISERV I
COM
337738108
17098000
180000
SH
DFND
180000
0
0
FLEXSHOP
COMNE
33939J303
142000
112000
SH
DFND
112000
0
0
FLYING E
UNIT9
34407Y202
31406000
3150000
SH
DFND
3150000
0
0
FORTIVE
NOTE0
34959JAK4
932000
1000000
PRN
DFND
1000000
0
0
FORTY SE
COM
34983P104
58507000
613157
SH
DFND
613157
0
0
FRONT YD
COM
35904G107
2407000
201431
SH
DFND
201431
0
0
GEO GROU
COM
36162J106
101000
25000
SH
Put
DFND
25000
0
0
GDS HLDG
SPONS
36165L108
5431000
93678
SH
DFND
93678
0
0
GTY TECH
COM
362409104
467000
650000
SH
Call
DFND
650000
0
0
GTY TECH
COM
362409104
10597000
2344394
SH
DFND
2344394
0
0
GX ACQUI
COM
36251A107
119000
250000
SH
Call
DFND
250000
0
0
GX ACQUI
COMCL
36251A107
9261000
945000
SH
DFND
945000
0
0
GSX TECH
SPONS
36257Y109
1054000
24875
SH
DFND
24875
0
0
GAMING &
COM
36467J108
549000
19800
SH
DFND
19800
0
0
GAMESTOP
COM
36467W109
271000
100000
SH
Put
DFND
100000
0
0
GENOCEA
COM
372427401
0
1750000
SH
Call
DFND
1750000
0
0
GENOCEA
COMNE
372427401
33000
19460
SH
DFND
19460
0
0
GIGCAPIT
COM
375036100
21725000
2183400
SH
DFND
2183400
0
0
GORES HL
COM
382865103
0
625000
SH
Call
DFND
625000
0
0
GORES HL
COMCL
382865103
23250000
2500000
SH
DFND
2500000
0
0
GORES HL
UNIT0
382865202
1007000
100000
SH
DFND
100000
0
0
GORES ME
COMCL
382872109
4192000
413000
SH
DFND
413000
0
0
GORES ME
UNIT9
382872208
734000
72000
SH
DFND
72000
0
0
GREENROS
UNIT0
395392202
10185000
1050000
SH
DFND
1050000
0
0
GREENSKY
CLA
39572G100
16276000
4260646
SH
DFND
4260646
0
0
GRID DYN
COMCL
39813G109
5519000
689833
SH
DFND
689833
0
0
GRUBHUB
COM
400110102
510000
60000
SH
Put
DFND
60000
0
0
GRUBHUB
COM
400110102
611000
15000
SH
DFND
15000
0
0
HARLEY D
COM
412822108
684000
50000
SH
Put
DFND
50000
0
0
HAYMAKER
COM
42087L101
63000
58332
SH
Call
DFND
58332
0
0
HAYMAKER
COMCL
42087L101
11010000
1124587
SH
DFND
1124587
0
0
HAYMAKER
UNIT1
42087L200
1515000
150000
SH
DFND
150000
0
0
HEALTHCA
COM
421946104
983000
35200
SH
DFND
35200
0
0
HEALTH C
COM
42225T107
1039000
39750
SH
DFND
39750
0
0
HEALTHCA
COM
42227L102
620000
800000
SH
Call
DFND
800000
0
0
HEALTHCA
COMCL
42227L102
16745000
1700000
SH
DFND
1700000
0
0
HENNESSY
COM
42589C104
69000
200000
SH
Call
DFND
200000
0
0
HENNESSY
CLACO
42589C104
17864000
1767000
SH
DFND
1767000
0
0
HERON TH
COM
427746102
16436000
1400000
SH
DFND
1400000
0
0
HERTZ GL
COM
42806J106
895000
115500
SH
Put
DFND
115500
0
0
HIGHWOOD
COM
431284108
2890000
81600
SH
DFND
81600
0
0
HOPE BAN
NOTE2
43940TAB5
10513000
12590000
PRN
DFND
12590000
0
0
HUYA INC
ADSRE
44852D108
605000
35714
SH
DFND
35714
0
0
ISTAR IN
COM
45031U101
120000
55000
SH
Put
DFND
55000
0
0
INSURANC
COM
457867109
155000
225000
SH
Call
DFND
225000
0
0
INSURANC
CLA
457867109
8496000
844500
SH
DFND
844500
0
0
INTELSAT
NOTE4
45790VAB6
4474000
21500000
PRN
DFND
21500000
0
0
INTERPRI
COM
46064A103
215000
500000
SH
Call
DFND
500000
0
0
INTERPRI
COM
46064A103
13118000
1400000
SH
DFND
1400000
0
0
INVESCO
COM
46090E103
2098000
74300
SH
Put
DFND
74300
0
0
INVITATI
COM
46187W107
562000
26300
SH
DFND
26300
0
0
ISHARES
COM
464288513
8130000
1750000
SH
Put
DFND
1750000
0
0
ISHARES
COM
464288687
450000
100000
SH
Put
DFND
100000
0
0
JOYY INC
ADSRE
46591M109
1662000
31205
SH
DFND
31205
0
0
JD COM I
SPONA
47215P106
6466000
159651
SH
DFND
159651
0
0
JUNIPER
COM
48205G106
689000
1312500
SH
Call
DFND
1312500
0
0
JUNIPER
COMCL
48205G106
25252000
2625000
SH
DFND
2625000
0
0
KILROY R
COM
49427F108
1382000
21700
SH
DFND
21700
0
0
LF CAP A
COM
50200K108
39000
175000
SH
Call
DFND
175000
0
0
LGL SYS
COM
50201G106
725000
725000
SH
Call
DFND
725000
0
0
LGL SYS
COMCL
50201G106
14500000
1450000
SH
DFND
1450000
0
0
LANDCADI
CLA
51476X105
1734000
175508
SH
DFND
175508
0
0
LEGACY A
COM
524643103
460000
2000000
SH
Call
DFND
2000000
0
0
LEGACY A
COMCL
524643103
2333000
225000
SH
DFND
225000
0
0
LEISURE
COM
52539T107
33000
210182
SH
Call
DFND
210182
0
0
LIFE STO
COM
53223X107
236000
2500
SH
DFND
2500
0
0
LIVERAMP
COM
53815P108
8230000
250000
SH
DFND
250000
0
0
LIVONGO
COM
539183103
1863000
65302
SH
DFND
65302
0
0
LUCKIN C
SPONS
54951L109
1986000
73026
SH
DFND
73026
0
0
LUMENTUM
COM
55024U109
4170000
56585
SH
DFND
56585
0
0
LYFT INC
CLACO
55087P104
969000
36076
SH
DFND
36076
0
0
MACQUARI
NOTE2
55608BAB1
802000
1000000
PRN
DFND
1000000
0
0
MARTIN M
COM
573331105
364000
275000
SH
Put
DFND
275000
0
0
MASTERCA
CLA
57636Q104
15701000
65000
SH
DFND
65000
0
0
MATTEL I
COM
577081102
1719000
860000
SH
Put
DFND
860000
0
0
MATTEL I
COM
577081102
117000
13260
SH
DFND
13260
0
0
MEDALLIA
COM
584021109
1563000
77980
SH
DFND
77980
0
0
MEGALITH
COM
58518F109
35000
159100
SH
Call
DFND
159100
0
0
MEGALITH
CLACO
58518F109
14264000
1386236
SH
DFND
1386236
0
0
MELCO RE
ADR
585464100
910000
73421
SH
DFND
73421
0
0
MERIDA M
COM
58953M106
4750000
500000
SH
DFND
500000
0
0
MID AMER
COM
59522J103
587000
5700
SH
DFND
5700
0
0
MONOCLE
COM
609754106
20668000
2056500
SH
DFND
2056500
0
0
NEBULA A
COMCL
629076100
6430000
633480
SH
DFND
633480
0
0
NVR INC
COM
62944T105
963000
375
SH
DFND
375
0
0
NATIONAL
COM
63633D104
2382000
48100
SH
DFND
48100
0
0
NETEASE
SPONS
64110W102
1565000
4875
SH
DFND
4875
0
0
NEW ORIE
SPONA
647581107
1094000
10107
SH
DFND
10107
0
0
NEW PROV
COM
64822P106
626000
1138500
SH
Call
DFND
1138500
0
0
NEW PROV
COMCL
64822P106
22315000
2277000
SH
DFND
2277000
0
0
NEW RELI
COM
64829B100
484000
10461
SH
DFND
10461
0
0
NEW RELI
NOTE0
64829BAB6
844000
1000000
PRN
DFND
1000000
0
0
NUANCE C
DBCV1
67020YAK6
958000
1000000
SH
DFND
1000000
0
0
OCCIDENT
COM
674599105
13584000
7519500
SH
Put
DFND
7519500
0
0
OCCIDENT
COM
674599105
336000
29000
SH
DFND
29000
0
0
OMNOVA S
COM
682129101
2027000
199914
SH
DFND
199914
0
0
OSPREY T
COM
68839R104
582000
875000
SH
Call
DFND
875000
0
0
OSPREY T
COMCL
68839R104
17010000
1750000
SH
DFND
1750000
0
0
OWL ROCK
COM
69121K104
1385000
120000
SH
DFND
120000
0
0
PAE INC
COM
69290Y109
241000
166366
SH
Call
DFND
166366
0
0
PAE INC
COMCL
69290Y109
12678000
1953450
SH
DFND
1953450
0
0
PPD INC
COM
69355F102
2427000
136295
SH
DFND
136295
0
0
PS BUSIN
COM
69360J107
9756000
71991
SH
DFND
71991
0
0
PARATEK
NOTE4
699374AB0
20406000
27750000
PRN
DFND
27750000
0
0
PITNEY B
COM
724479100
222000
61600
SH
Put
DFND
61600
0
0
PIVOTAL
COM
72582K100
97000
193232
SH
Call
DFND
193232
0
0
PIVOTAL
COMCL
72582K100
16155000
1630200
SH
DFND
1630200
0
0
POST HLD
COM
737446104
8297000
100000
SH
DFND
100000
0
0
PROLOGIS
COM
74340W103
979000
12187
SH
DFND
12187
0
0
PROPTECH
COM
74349F101
225000
450000
SH
Call
DFND
450000
0
0
PROPTECH
COMCL
74349F101
14282000
1450000
SH
DFND
1450000
0
0
PROTALIX
NOTE7
74365AAD3
7200000
8000000
PRN
DFND
8000000
0
0
PUBLIC S
COM
74460D109
1053000
5300
SH
DFND
5300
0
0
PURE ACQ
CLA
74621Q106
8312000
800000
SH
DFND
800000
0
0
PURE STO
CLA
74624M102
178000
14438
SH
DFND
14438
0
0
PURE STO
NOTE0
74624MAB8
866000
1000000
PRN
DFND
1000000
0
0
QEP RESO
COM
74733V100
721000
93600
SH
Put
DFND
93600
0
0
PYXUS IN
COM
74737V106
1198000
78800
SH
Put
DFND
78800
0
0
QUALCOMM
COM
747525103
7074000
104563
SH
DFND
104563
0
0
RPM INTL
COM
749685103
8925000
150000
SH
DFND
150000
0
0
RANGE RE
COM
75281A109
325000
54600
SH
Put
DFND
54600
0
0
RAPT THE
COM
75382E109
213000
10000
SH
DFND
10000
0
0
RETAIL P
CLA
76131V202
751000
145200
SH
DFND
145200
0
0
REVOLUTI
COM
76155X100
657000
30000
SH
DFND
30000
0
0
RINGCENT
CLA
76680R206
1738000
8200
SH
DFND
8200
0
0
ROCKET P
COM
77313F106
279000
20000
SH
DFND
20000
0
0
RYANAIR
SPONS
783513203
7269000
136912
SH
DFND
136912
0
0
SBA COMM
CLA
78410G104
1915000
7094
SH
DFND
7094
0
0
SPDR S&P
COM
78462F103
51000
3100000
SH
Call
DFND
3100000
0
0
SPDR S&P
COM
78462F103
7603000
225000
SH
Put
DFND
225000
0
0
SPDR S&P
TRUNI
78462F103
6689000
25952
SH
DFND
25952
0
0
SAILPOIN
COM
78781P105
3654000
240104
SH
DFND
240104
0
0
SCHRODIN
COM
80810D103
647000
15000
SH
DFND
15000
0
0
SELECT S
SBIHE
81369Y209
7086000
80000
SH
DFND
80000
0
0
SILK RD
COM
82710M100
609000
19340
SH
DFND
19340
0
0
SOFTWARE
COM
83406B101
149000
250000
SH
Call
DFND
250000
0
0
SOFTWARE
COMCL
83406B101
5769000
599034
SH
DFND
599034
0
0
SOUTH MT
COM
838884104
231000
318781
SH
Call
DFND
318781
0
0
SOUTH MT
COMCL
838884104
19864000
2047798
SH
DFND
2047798
0
0
SPARTAN
CLACO
846784106
13118000
1296259
SH
DFND
1296259
0
0
SPRINT C
COM
85207U105
236793000
27470165
SH
DFND
27470165
0
0
STABLE R
COMCL
85236Q109
10236000
1049827
SH
DFND
1049827
0
0
STABLE R
UNIT0
85236Q208
1206000
120000
SH
DFND
120000
0
0
SUN CMNT
COM
866674104
1898000
15200
SH
DFND
15200
0
0
SUPERNUS
NOTE0
868459AD0
8100000
10000000
PRN
DFND
10000000
0
0
SWITCHBA
COM
87105M102
285000
545916
SH
Call
DFND
545916
0
0
SWITCHBA
COMCL
87105M102
18711000
1938950
SH
DFND
1938950
0
0
TAL EDUC
SPONS
874080104
5165000
96986
SH
DFND
96986
0
0
TELIGENT
NOTE4
87960WAA2
4400000
11000000
PRN
DFND
11000000
0
0
TERRENO
COM
88146M101
632000
12203
SH
DFND
12203
0
0
TESLA IN
COM
88160R101
1616000
83500
SH
Put
DFND
83500
0
0
TESLA IN
NOTE1
88160RAC5
15646000
10000000
PRN
DFND
10000000
0
0
TESLA IN
NOTE2
88160RAG6
5557000
3050000
PRN
DFND
3050000
0
0
360 FINA
ADS
88557W101
1739000
217406
SH
DFND
217406
0
0
TORTOISE
CLA
89154L100
6074000
617855
SH
DFND
617855
0
0
TRINE AC
COM
89628U108
103000
204650
SH
Call
DFND
204650
0
0
TRINE AC
COMCL
89628U108
20454000
2057725
SH
DFND
2057725
0
0
TRIP COM
ADS
89677Q107
2345000
100000
SH
DFND
100000
0
0
TUSCAN H
COM
90069K104
15753000
1580000
SH
DFND
1580000
0
0
21VIANET
SPONS
90138A103
6142000
443142
SH
DFND
443142
0
0
UNITED T
COM
913017109
74616000
791012
SH
DFND
791012
0
0
UNITEDHE
COM
91324P102
8728000
35000
SH
DFND
35000
0
0
URBAN ED
COM
91704F104
1036000
117600
SH
DFND
117600
0
0
VERTIV H
COMCL
92537N108
11029000
1274988
SH
DFND
1274988
0
0
VICI PPT
COM
925652109
1952000
117300
SH
DFND
117300
0
0
VIRGIN G
COM
92766K106
299000
20200
SH
DFND
20200
0
0
VISHAY I
NOTE2
928298AP3
891000
1000000
PRN
DFND
1000000
0
0
VMWARE I
CLACO
928563402
5443000
44943
SH
DFND
44943
0
0
WAYFAIR
CLA
94419L101
401000
7500
SH
DFND
7500
0
0
WEINGART
SHBEN
948741103
1864000
129200
SH
DFND
129200
0
0
WESTERN
COM
958102105
6243000
150000
SH
DFND
150000
0
0
WORKHORS
COMNE
98138J206
56000
30864
SH
DFND
30864
0
0
WW INTL
COM
98262P101
450000
120000
SH
Put
DFND
120000
0
0
YEXT INC
COM
98585N106
6845000
671708
SH
DFND
671708
0
0
ZENDESK
COM
98936J101
359000
5610
SH
DFND
5610
0
0
ACT II G
CLASH
G0080J104
14784000
1497852
SH
DFND
1497852
0
0
AFYA LTD
CLACO
G01125106
1369000
71801
SH
DFND
71801
0
0
ALUSSA E
COM
G0232J101
68000
89600
SH
Call
DFND
89600
0
0
ALUSSA E
SHSCL
G0232J101
14704000
1531700
SH
DFND
1531700
0
0
AXALTA C
COM
G0750C108
1338000
77500
SH
DFND
77500
0
0
MIMECAST
ORDSH
G14838109
1802000
51043
SH
DFND
51043
0
0
BROOGE H
COM
G1611B107
152000
204530
SH
Call
DFND
204530
0
0
CITIC CA
UNIT9
G21513125
11877000
1204570
SH
DFND
1204570
0
0
COLLIER
COM
G22707106
307000
330232
SH
Call
DFND
330232
0
0
COLLIER
COMCL
G22707106
14994000
1465700
SH
DFND
1465700
0
0
EAST STO
UNIT1
G2911D124
5880000
600000
SH
DFND
600000
0
0
ENDO INT
COM
G30401106
866000
900000
SH
Put
DFND
900000
0
0
ENDO INT
SHS
G30401106
777000
210009
SH
DFND
210009
0
0
GALILEO
SHS
G3770A102
3872000
400000
SH
DFND
400000
0
0
LEO HOLD
COMCL
G5463L105
11330000
1100000
SH
DFND
1100000
0
0
LIV CAP
COM
G5510C108
77000
301448
SH
Call
DFND
301448
0
0
LIV CAP
CLA
G5510C108
4046000
425000
SH
DFND
425000
0
0
MALLINCK
COM
G5785G107
1160000
583600
SH
Put
DFND
583600
0
0
ITERUM T
SHS
G6333L101
240000
88689
SH
DFND
88689
0
0
NETFIN A
SHSCL
G6455A107
15257000
1546595
SH
DFND
1546595
0
0
NEW FRON
ORDSH
G6461G106
12211000
1480090
SH
DFND
1480090
0
0
NIELSEN
COM
G6518L108
262000
20800
SH
Put
DFND
20800
0
0
OAKTREE
SHSCL
G67145105
8525000
852500
SH
DFND
852500
0
0
REPLAY A
COM
G75130107
17159000
1735000
SH
DFND
1735000
0
0
SC HEALT
COM
G78516203
96000
100000
SH
Call
DFND
100000
0
0
SC HEALT
COMCL
G78516203
13065000
1300000
SH
DFND
1300000
0
0
SCVX COR
UNIT9
G79448109
11964000
1200000
SH
DFND
1200000
0
0
SILVER S
COM
G8136L106
117000
377244
SH
Call
DFND
377244
0
0
SILVER S
CLASH
G8136L106
20217000
2054590
SH
DFND
2054590
0
0
THUNDER
COM
G8857S116
15000
25000
SH
Call
DFND
25000
0
0
THUNDER
CLASH
G8857S116
19533000
1983068
SH
DFND
1983068
0
0
UNION AC
COM
G9402Q100
145000
800000
SH
Call
DFND
800000
0
0
UNION AC
SHS
G9402Q100
7824000
800000
SH
DFND
800000
0
0
XP INC
CLA
G98239109
298000
15474
SH
DFND
15474
0
0
ALCON IN
ORDSH
H01301128
4066000
80000
SH
DFND
80000
0
0
TRANSOCE
COM
H8817H100
4975000
1465000
SH
Put
DFND
1465000
0
0
MELLANOX
SHS
M51363113
247118000
2036907
SH
DFND
2036907
0
0
GILAT SA
SHSNE
M51474118
1944000
274180
SH
DFND
274180
0
0