0001132716-20-000003.txt : 20200214
0001132716-20-000003.hdr.sgml : 20200214
20200213204427
ACCESSION NUMBER: 0001132716-20-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200213
EFFECTIVENESS DATE: 20200214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 20613171
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 31ST FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001132716
XXXXXXXX
12-31-2019
12-31-2019
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 31ST FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Michael Esposito
CCO
3125254009
Michael Esposito
Chicago
IL
02-13-2020
0
309
2593420
true
INFORMATION TABLE
2
ubsocQ4_19infotable.xml
ADT INC
COM
00090Q103
19000
51800
SH
Put
DFND
51800
0
0
ADT INC
COM
00090Q103
714000
90000
SH
DFND
90000
0
0
AMAG PHA
NOTE3
00163UAD8
25688000
31000000
PRN
DFND
31000000
0
0
ACAMAR P
COM
004285102
133000
283000
SH
Call
DFND
283000
0
0
ACAMAR P
CLA
004285102
20781000
2074000
SH
DFND
2074000
0
0
ACCEL EN
COM
00436Q106
1448000
502000
SH
Call
DFND
502000
0
0
ACTIVISI
COM
00507V109
2080000
35000
SH
DFND
35000
0
0
AGREE RE
COM
008492100
8448000
120400
SH
DFND
120400
0
0
ALBEMARL
COM
012653101
8765000
120000
SH
DFND
120000
0
0
ALEXANDR
COM
015271109
7449000
46100
SH
DFND
46100
0
0
ALIBABA
SPONS
01609W102
20432000
96334
SH
DFND
96334
0
0
ALLEGHEN
COM
01741R102
56000
50000
SH
Put
DFND
50000
0
0
ALLEGRO
COM
01749N103
4446000
434800
SH
DFND
434800
0
0
ALLSCRIP
NOTE1
01988PAD0
27294000
27500000
PRN
DFND
27500000
0
0
AMAZON C
COM
023135106
24484000
13250
SH
DFND
13250
0
0
AMERICAN
COM
024013104
1129000
24600
SH
DFND
24600
0
0
AMERICAN
COM
024835100
3853000
81924
SH
DFND
81924
0
0
AMERICAN
CLA
02665T306
6723000
256500
SH
DFND
256500
0
0
AMERICAN
COM
03027X100
827000
3600
SH
DFND
3600
0
0
AMERICOL
COM
03064D108
6652000
189723
SH
DFND
189723
0
0
AMPLITUD
UNIT1
03212A204
5544000
550000
SH
DFND
550000
0
0
APEX TEC
COM
03768F102
1469000
1250000
SH
Call
DFND
1250000
0
0
APEX TEC
COMCL
03768F102
24788000
2500000
SH
DFND
2500000
0
0
ASSERTIO
COM
04545L107
1392000
1113351
SH
DFND
1113351
0
0
AVALONBA
COM
053484101
4428000
21118
SH
DFND
21118
0
0
BHP GROU
SPONS
05545E209
34412000
732021
SH
DFND
732021
0
0
BAIDU IN
SPONA
056752108
6320000
50000
SH
DFND
50000
0
0
BEASLEY
CLA
074014101
226000
73105
SH
DFND
73105
0
0
BECTON D
COM
075887109
6799000
25000
SH
DFND
25000
0
0
BENEFITF
NOTE1
08180DAB2
871000
1000000
PRN
DFND
1000000
0
0
BILIBILI
SPONS
090040106
1898000
101952
SH
DFND
101952
0
0
BILL COM
COM
090043100
1674000
44000
SH
DFND
44000
0
0
BLOOM EN
COMCL
093712107
747000
100000
SH
DFND
100000
0
0
BOX INC
CLA
10316T104
839000
50000
SH
DFND
50000
0
0
BRISTOL
RIGHT
110122157
12773000
4153884
SH
DFND
4153884
0
0
CDK GLOB
COM
12508E101
4374000
80000
SH
DFND
80000
0
0
CF FIN A
COM
12528N107
116000
131250
SH
Call
DFND
131250
0
0
CF FIN A
COMCL
12528N107
9999000
975000
SH
DFND
975000
0
0
CHP MERG
UNIT1
12558Y205
24916000
2450000
SH
DFND
2450000
0
0
CIIG MER
UNIT1
12559C202
18270000
1800000
SH
DFND
1800000
0
0
CNX RESO
COM
12653C108
5000
51800
SH
Put
DFND
51800
0
0
CAESARS
NOTE5
127686AA1
149601000
77848000
PRN
DFND
77848000
0
0
CALIFORN
COM
13057Q206
13942000
3875500
SH
Put
DFND
3875500
0
0
CALIFORN
COMNE
13057Q206
208000
23000
SH
DFND
23000
0
0
CAMDEN P
SHBEN
133131102
9471000
89263
SH
DFND
89263
0
0
CARDLYTI
COM
14161W105
629000
10000
SH
DFND
10000
0
0
CARETRUS
COM
14174T107
8396000
407000
SH
DFND
407000
0
0
CHASERG
CLASS
16166A103
2162000
200000
SH
DFND
200000
0
0
CHURCHIL
COM
17143G106
349000
250000
SH
Call
DFND
250000
0
0
CHURCHIL
CLA
17143G106
7744000
750000
SH
DFND
750000
0
0
CITRIX S
COM
177376100
6654000
60000
SH
DFND
60000
0
0
CLEVELAN
DBCV1
185899AA9
7172000
6000000
SH
DFND
6000000
0
0
CLOUDERA
COM
18914U100
6396000
550000
SH
DFND
550000
0
0
CLOUDFLA
CLACO
18915M107
2940000
172343
SH
DFND
172343
0
0
CLOVIS O
NOTE1
189464AC4
20106000
32000000
PRN
DFND
32000000
0
0
CONAGRA
COM
205887102
3766000
110000
SH
DFND
110000
0
0
CORESITE
COM
21870Q105
1985000
17700
SH
DFND
17700
0
0
CRESCENT
COMCL
22564L105
9755000
975000
SH
DFND
975000
0
0
CROWDSTR
CLA
22788C105
3436000
68905
SH
DFND
68905
0
0
CROWN CA
COM
22822V101
1976000
13900
SH
DFND
13900
0
0
DATADOG
CLACO
23804L103
3206000
84862
SH
DFND
84862
0
0
DERMIRA
NOTE3
24983LAB0
23969000
26000000
PRN
DFND
26000000
0
0
ASSERTIO
NOTE2
249908AA2
3600000
5000000
PRN
DFND
5000000
0
0
DIAMOND
COM
25258L109
523000
219352
SH
Call
DFND
219352
0
0
DIAMOND
COMCL
25258L109
6583000
615209
SH
DFND
615209
0
0
DIAMONDP
COM
25280H100
81000
99500
SH
Call
DFND
99500
0
0
DIAMONDP
COMCL
25280H100
21392000
2150000
SH
DFND
2150000
0
0
DISNEY W
COMDI
254687106
17356000
120000
SH
DFND
120000
0
0
DISH NET
NOTE2
25470MAD1
52050000
57000000
PRN
DFND
57000000
0
0
DOLLAR T
COM
256746108
6113000
65000
SH
DFND
65000
0
0
DOMO INC
COMCL
257554105
3258000
150000
SH
DFND
150000
0
0
DOUGLAS
COM
25960P109
10558000
240500
SH
DFND
240500
0
0
DROPBOX
CLA
26210C104
18348000
1024432
SH
DFND
1024432
0
0
DUKE REA
COMNE
264411505
6650000
191800
SH
DFND
191800
0
0
DYNATRAC
COM
268150109
1317000
52068
SH
DFND
52068
0
0
EPR PPTY
COMSH
26884U109
6626000
93800
SH
DFND
93800
0
0
EASTGROU
COM
277276101
6527000
49200
SH
DFND
49200
0
0
EBAY INC
COM
278642103
3611000
100000
SH
DFND
100000
0
0
ELANCO A
COM
28414H103
4418000
150000
SH
DFND
150000
0
0
ELECTRAM
COM
284849205
114000
350000
SH
Call
DFND
350000
0
0
EQUINIX
COM
29444U700
5020000
8600
SH
DFND
8600
0
0
EQUITY L
COM
29472R108
8405000
119400
SH
DFND
119400
0
0
ESSEX PP
COM
297178105
3231000
10740
SH
DFND
10740
0
0
EVERBRID
COM
29978A104
1593000
20400
SH
DFND
20400
0
0
EXPEDIA
COMNE
30212P303
1892000
17500
SH
DFND
17500
0
0
EXPERIEN
COM
30217C109
709000
891666
SH
Call
DFND
891666
0
0
EXPERIEN
COMCL
30217C109
26215000
2675000
SH
DFND
2675000
0
0
EXTRA SP
COM
30225T102
3243000
30700
SH
DFND
30700
0
0
F M C CO
COMNE
302491303
9483000
95000
SH
DFND
95000
0
0
FACEBOOK
CLA
30303M102
19499000
95000
SH
DFND
95000
0
0
FEDERAL
SHBEN
313747206
438000
3400
SH
DFND
3400
0
0
58 COM I
SPONA
31680Q104
1036000
16000
SH
DFND
16000
0
0
FINSERV
COM
318085107
972000
900000
SH
Call
DFND
900000
0
0
FINSERV
CLA
318085107
18729000
1800000
SH
DFND
1800000
0
0
FINTECH
COMCL
31811A101
17120000
1690000
SH
DFND
1690000
0
0
FIRST IN
COM
32054K103
5911000
142400
SH
DFND
142400
0
0
FISERV I
COM
337738108
2313000
20000
SH
DFND
20000
0
0
FLEXSHOP
COM
33939J303
295000
200000
SH
Call
DFND
200000
0
0
FORD MTR
COM
345370860
0
100000
SH
Call
DFND
100000
0
0
FOUR COR
COM
35086T109
7366000
261300
SH
DFND
261300
0
0
GEO GROU
COM
36162J106
41000
25000
SH
Put
DFND
25000
0
0
GDS HLDG
SPONS
36165L108
3752000
72747
SH
DFND
72747
0
0
GTY TECH
COM
362409104
370000
650000
SH
Call
DFND
650000
0
0
GTY TECH
COM
362409104
12075000
2050000
SH
DFND
2050000
0
0
GX ACQUI
UNIT0
36251A206
4148000
400000
SH
DFND
400000
0
0
GS ACQUI
COMCL
36255F102
8548000
775000
SH
DFND
775000
0
0
GAMING &
COM
36467J108
12093000
280900
SH
DFND
280900
0
0
GAMESTOP
COM
36467W109
130000
200000
SH
Put
DFND
200000
0
0
GENERAL
COM
369604103
5000
1000000
SH
Put
DFND
1000000
0
0
GENOCEA
COM
372427401
1000
1750000
SH
Call
DFND
1750000
0
0
GENOCEA
COMNE
372427401
40000
19460
SH
DFND
19460
0
0
GIGCAPIT
COM
375036100
11572000
1158400
SH
DFND
1158400
0
0
GOODYEAR
COM
382550101
10000
200000
SH
Call
DFND
200000
0
0
GREENSKY
CLA
39572G100
23350000
2623547
SH
DFND
2623547
0
0
HAYMAKER
COM
42087L101
72000
50000
SH
Call
DFND
50000
0
0
HAYMAKER
COMCL
42087L101
959000
95287
SH
DFND
95287
0
0
HEALTHCA
COM
421946104
6554000
196400
SH
DFND
196400
0
0
HEALTHCA
CLANE
42225P501
9366000
309300
SH
DFND
309300
0
0
HEALTH C
COM
42225T107
1553000
44750
SH
DFND
44750
0
0
HEALTHCA
UNIT1
42227L201
16560000
1600000
SH
DFND
1600000
0
0
HENNESSY
CLACO
42589C104
3729000
367000
SH
DFND
367000
0
0
HERTZ GL
COM
42806J106
238000
295000
SH
Put
DFND
295000
0
0
HIGHWOOD
COM
431284108
5263000
107600
SH
DFND
107600
0
0
HOPE BAN
NOTE2
43940TAB5
5631000
6000000
PRN
DFND
6000000
0
0
HUBSPOT
COM
443573100
1585000
10000
SH
DFND
10000
0
0
ISTAR IN
COM
45031U101
8000
55000
SH
Put
DFND
55000
0
0
INSURANC
COM
457867109
256000
225000
SH
Call
DFND
225000
0
0
INSURANC
CLA
457867109
8458000
844500
SH
DFND
844500
0
0
IONIS PH
COM
462222100
3482000
57636
SH
DFND
57636
0
0
ISHARES
RUSSE
464287655
7372000
44500
SH
DFND
44500
0
0
ISHARES
COM
464288513
545000
2000000
SH
Put
DFND
2000000
0
0
JD COM I
SPONA
47215P106
2488000
70630
SH
DFND
70630
0
0
JUNIPER
COM
48205G106
1050000
1312500
SH
Call
DFND
1312500
0
0
JUNIPER
COMCL
48205G106
25725000
2625000
SH
DFND
2625000
0
0
KILROY R
COM
49427F108
8675000
103400
SH
DFND
103400
0
0
KNOWLES
COM
49926D109
2115000
100000
SH
DFND
100000
0
0
KOSMOS E
COM
500688106
456000
80000
SH
DFND
80000
0
0
LKQ CORP
COM
501889208
3213000
90000
SH
DFND
90000
0
0
LF CAP A
COM
50200K108
81000
175000
SH
Call
DFND
175000
0
0
LGL SYS
UNIT1
50201G205
14776000
1450000
SH
DFND
1450000
0
0
LAMAR AD
CLA
512816109
1151000
12900
SH
DFND
12900
0
0
LEGACY A
COM
524643103
944000
1850000
SH
Call
DFND
1850000
0
0
LEISURE
COM
52539T107
209000
210182
SH
Call
DFND
210182
0
0
LEISURE
COM
52539T107
4380000
420365
SH
DFND
420365
0
0
LENNAR C
COM
526057104
0
20000
SH
Put
DFND
20000
0
0
LITHIUM
COMNE
53680Q207
1268000
400000
SH
DFND
400000
0
0
LIVENT C
COM
53814L108
5130000
600000
SH
DFND
600000
0
0
LIVONGO
COM
539183103
3045000
121506
SH
DFND
121506
0
0
LYFT INC
CLACO
55087P104
13135000
305328
SH
DFND
305328
0
0
MGM GROW
CLACO
55303A105
8046000
259800
SH
DFND
259800
0
0
MACQUARI
NOTE2
55608BAB1
957000
1000000
PRN
DFND
1000000
0
0
MARTIN M
COM
573331105
21000
275000
SH
Put
DFND
275000
0
0
MATTEL I
COM
577081102
1000
25000
SH
Call
DFND
25000
0
0
MATTEL I
COM
577081102
256000
922500
SH
Put
DFND
922500
0
0
MEDALLIA
COM
584021109
2613000
84000
SH
DFND
84000
0
0
MEDICINE
COM
584688105
82095000
966509
SH
DFND
966509
0
0
MEDICINE
NOTE2
584688AE5
39017000
15412000
PRN
DFND
15412000
0
0
MEDICINE
NOTE2
584688AG0
45231000
26000000
PRN
DFND
26000000
0
0
MEGALITH
COM
58518F109
52000
159100
SH
Call
DFND
159100
0
0
MEGALITH
CLACO
58518F109
9093000
886236
SH
DFND
886236
0
0
MERIDA M
COM
58953M106
4865000
500000
SH
DFND
500000
0
0
MID AMER
COM
59522J103
8063000
61150
SH
DFND
61150
0
0
MONGODB
CLA
60937P106
4606000
35000
SH
DFND
35000
0
0
MONOCLE
COM
609754106
4072000
400000
SH
DFND
400000
0
0
MOSAIC A
COMCL
61946M100
14354000
1395671
SH
DFND
1395671
0
0
NEBULA A
COM
629076100
329000
250000
SH
Call
DFND
250000
0
0
NVR INC
COM
62944T105
9765000
2564
SH
DFND
2564
0
0
NATIONAL
COM
63633D104
7390000
90700
SH
DFND
90700
0
0
NATIONAL
COM
637417106
997000
18600
SH
DFND
18600
0
0
NATIONAL
COM
63845R107
908000
28000
SH
DFND
28000
0
0
NETEASE
SPONS
64110W102
3792000
12366
SH
DFND
12366
0
0
NEW ORIE
SPONA
647581107
2732000
22532
SH
DFND
22532
0
0
NEW PROV
COM
64822P106
968000
1138500
SH
Call
DFND
1138500
0
0
NEW PROV
COMCL
64822P106
22485000
2277000
SH
DFND
2277000
0
0
NEW RELI
NOTE0
64829BAB6
975000
1000000
PRN
DFND
1000000
0
0
NUANCE C
DBCV1
67020YAK6
1004000
1000000
SH
DFND
1000000
0
0
OSPREY T
COM
68839R104
809000
875000
SH
Call
DFND
875000
0
0
OSPREY T
COMCL
68839R104
17211000
1750000
SH
DFND
1750000
0
0
OUTFRONT
COM
69007J106
5348000
199400
SH
DFND
199400
0
0
OWL ROCK
COM
69121K104
5009000
280000
SH
DFND
280000
0
0
PG&E COR
COM
69331C108
14000
399900
SH
Put
DFND
399900
0
0
PS BUSIN
COM
69360J107
3730000
22623
SH
DFND
22623
0
0
PALO ALT
COM
697435105
4047000
17500
SH
DFND
17500
0
0
PARATEK
NOTE4
699374AB0
19958000
27750000
PRN
DFND
27750000
0
0
PHREESIA
COM
71944F106
320000
12000
SH
DFND
12000
0
0
PIEDMONT
COMCL
720190206
1132000
50900
SH
DFND
50900
0
0
PITNEY B
COM
724479100
95000
61600
SH
Put
DFND
61600
0
0
PIVOTAL
COM
72582K100
53000
66666
SH
Call
DFND
66666
0
0
PIVOTAL
COMCL
72582K100
7957000
800500
SH
DFND
800500
0
0
PIVOTAL
UNIT0
72582K209
3873000
379700
SH
DFND
379700
0
0
POST HLD
COM
737446104
6000000
55000
SH
DFND
55000
0
0
PROLOGIS
COM
74340W103
4448000
49900
SH
DFND
49900
0
0
PROPTECH
UNIT1
74349F200
14350000
1400000
SH
DFND
1400000
0
0
PROTALIX
NOTE7
74365AAD3
7120000
8000000
PRN
DFND
8000000
0
0
PURE STO
CLA
74624M102
5047000
295000
SH
DFND
295000
0
0
PURE STO
NOTE0
74624MAB8
993000
1000000
PRN
DFND
1000000
0
0
QEP RES
COM
74733V100
351000
93600
SH
Put
DFND
93600
0
0
PYXUS IN
COM
74737V106
843000
78800
SH
Put
DFND
78800
0
0
RPM INTL
COM
749685103
4989000
65000
SH
DFND
65000
0
0
RANGE RE
COM
75281A109
207000
54600
SH
Put
DFND
54600
0
0
RENT A C
COM
76009N100
9000
363400
SH
Put
DFND
363400
0
0
RESTAURA
COM
76131D103
6377000
100000
SH
DFND
100000
0
0
RETAIL P
CLA
76131V202
943000
70373
SH
DFND
70373
0
0
REXFORD
COM
76169C100
1356000
29700
SH
DFND
29700
0
0
ROCKET P
COM
77313F106
455000
20000
SH
DFND
20000
0
0
RYMAN HO
COM
78377T107
10200000
117700
SH
DFND
117700
0
0
SBA COMM
CLA
78410G104
4049000
16800
SH
DFND
16800
0
0
SPDR S&P
COM
78462F103
1505000
2750000
SH
Call
DFND
2750000
0
0
SPDR S&P
COM
78462F103
165000
1000000
SH
Put
DFND
1000000
0
0
SPDR GOL
COM
78463V107
324000
75000
SH
Call
DFND
75000
0
0
SPDR SER
S&POI
78464A730
2022000
85323
SH
DFND
85323
0
0
SVMK INC
COM
78489X103
894000
50000
SH
DFND
50000
0
0
SABRA HE
COM
78573L106
2919000
136800
SH
DFND
136800
0
0
SABRE CO
COM
78573M104
2244000
100000
SH
DFND
100000
0
0
SAILPOIN
COM
78781P105
4720000
200000
SH
DFND
200000
0
0
SALESFOR
COM
79466L302
10978000
67500
SH
DFND
67500
0
0
SANOFI
RIGHT
80105N113
1001000
1162096
SH
DFND
1162096
0
0
SELECT S
SBIIN
81369Y605
4001000
130000
SH
DFND
130000
0
0
SENSEONI
COM
81727U105
733000
800000
SH
DFND
800000
0
0
SERVICEN
COM
81762P102
2400000
8500
SH
DFND
8500
0
0
SILK ROA
COM
82710M100
1789000
44300
SH
DFND
44300
0
0
SLACK TE
COMCL
83088V102
7868000
350000
SH
DFND
350000
0
0
SMILEDIR
CLACO
83192H106
11144000
1275000
SH
DFND
1275000
0
0
SO YOUNG
SPONS
83356Q108
1816000
148625
SH
DFND
148625
0
0
SOFTWARE
UNIT1
83406B200
5075000
500000
SH
DFND
500000
0
0
SOUTH MT
COM
838884104
265000
318781
SH
Call
DFND
318781
0
0
SOUTH MT
COMCL
838884104
20212000
2047798
SH
DFND
2047798
0
0
SPARTAN
CLACO
846784106
9520000
936259
SH
DFND
936259
0
0
SPLUNK I
COM
848637104
5242000
35000
SH
DFND
35000
0
0
SPRINT C
COM
85207U105
833000
740400
SH
Call
DFND
740400
0
0
SPRINT C
COM
85207U105
510000
1019900
SH
Put
DFND
1019900
0
0
STABLE R
COM
85236Q109
332000
350000
SH
Call
DFND
350000
0
0
STABLE R
COMCL
85236Q109
6895000
700000
SH
DFND
700000
0
0
SUN CMNT
COM
866674104
9779000
65150
SH
DFND
65150
0
0
SWITCHBA
COM
87105M102
341000
545916
SH
Call
DFND
545916
0
0
SWITCHBA
COMCL
87105M102
19070000
1938950
SH
DFND
1938950
0
0
SYNCHRON
COM
87165B103
1440000
40000
SH
DFND
40000
0
0
SYNTHORX
COM
87167A103
947000
13544
SH
DFND
13544
0
0
TAL EDUC
SPONS
874080104
4214000
87434
SH
DFND
87434
0
0
TELIGENT
NOTE4
87960WAA2
4400000
11000000
PRN
DFND
11000000
0
0
TERRENO
COM
88146M101
5907000
109100
SH
DFND
109100
0
0
TESLA IN
COM
88160R101
595000
98200
SH
Put
DFND
98200
0
0
TESLA IN
COM
88160R101
20707000
49500
SH
DFND
49500
0
0
TESLA IN
NOTE1
88160RAC5
12721000
10000000
PRN
DFND
10000000
0
0
TESLA IN
NOTE2
88160RAG6
69547000
46000000
PRN
DFND
46000000
0
0
360 FINA
ADS
88557W101
2141000
219156
SH
DFND
219156
0
0
TORTOISE
CLA
89154L100
6163000
617855
SH
DFND
617855
0
0
TRINE AC
COM
89628U108
134000
142150
SH
Call
DFND
142150
0
0
TRINE AC
COMCL
89628U108
12418000
1244300
SH
DFND
1244300
0
0
TRINE AC
UNIT0
89628U207
1306000
125000
SH
DFND
125000
0
0
TRIP COM
ADS
89677Q107
2228000
66443
SH
DFND
66443
0
0
TUSCAN H
COM
90069K104
15737000
1580000
SH
DFND
1580000
0
0
TWITTER
COM
90184L102
2404000
75000
SH
DFND
75000
0
0
UBER TEC
COM
90353T100
30000
200000
SH
Call
DFND
200000
0
0
UBER TEC
COM
90353T100
5000
200000
SH
Put
DFND
200000
0
0
UNIVAR S
COM
91336L107
3636000
150000
SH
DFND
150000
0
0
VERIZON
COM
92343V104
4298000
70000
SH
DFND
70000
0
0
VICI PPT
COM
925652109
8385000
328177
SH
DFND
328177
0
0
VIRGIN G
COM
92766K106
1368000
405990
SH
Call
DFND
405990
0
0
VISHAY I
NOTE2
928298AP3
1006000
1000000
PRN
DFND
1000000
0
0
WEINGART
SHBEN
948741103
3521000
112700
SH
DFND
112700
0
0
WELLCARE
COM
94946T106
513926000
1556362
SH
DFND
1556362
0
0
WORKHORS
COMNE
98138J206
94000
30864
SH
DFND
30864
0
0
WW INTL
COM
98262P101
212000
25000
SH
Call
DFND
25000
0
0
WW INTL
COM
98262P101
97000
170000
SH
Put
DFND
170000
0
0
WW INTL
COM
98262P101
573000
15000
SH
DFND
15000
0
0
WYNDHAM
COM
98311A105
8385000
133500
SH
DFND
133500
0
0
YEXT INC
COM
98585N106
11031000
765000
SH
DFND
765000
0
0
ZILLOW G
CLA
98954M101
4803000
105000
SH
DFND
105000
0
0
ACT II G
COM
G0080J104
337000
337000
SH
Call
DFND
337000
0
0
ACT II G
CLASH
G0080J104
17525000
1733443
SH
DFND
1733443
0
0
AFYA LTD
CLACO
G01125106
1498000
55223
SH
DFND
55223
0
0
ALUSSA E
UNIT1
G0232J127
11886000
1179200
SH
DFND
1179200
0
0
AXALTA C
COM
G0750C108
2356000
77500
SH
DFND
77500
0
0
MIMECAST
ORDSH
G14838109
6941000
160000
SH
DFND
160000
0
0
BROOGE H
COM
G1611B107
151000
204530
SH
Call
DFND
204530
0
0
CAPRI HO
SHS
G1890L107
1908000
50000
SH
DFND
50000
0
0
COLLIER
COM
G22707106
338000
246900
SH
Call
DFND
246900
0
0
COLLIER
COMCL
G22707106
12473000
1215700
SH
DFND
1215700
0
0
ENDO INT
COM
G30401106
2000
100000
SH
Call
DFND
100000
0
0
ENDO INT
COM
G30401106
2281000
1885000
SH
Put
DFND
1885000
0
0
ENDO INT
SHS
G30401106
1970000
420009
SH
DFND
420009
0
0
GALILEO
COM
G3770A102
24000
50000
SH
Call
DFND
50000
0
0
GALILEO
SHS
G3770A102
3920000
400000
SH
DFND
400000
0
0
HERBALIF
COMSH
G4412G101
4767000
100000
SH
DFND
100000
0
0
LEO HOLD
COMCL
G5463L105
13309000
1280321
SH
DFND
1280321
0
0
LIV CAP
UNIT9
G5510C124
4267000
425000
SH
DFND
425000
0
0
MALLINCK
COM
G5785G107
2555000
2008600
SH
Put
DFND
2008600
0
0
MALLINCK
SHS
G5785G107
436000
125000
SH
DFND
125000
0
0
ITERUM T
SHS
G6333L101
399000
88689
SH
DFND
88689
0
0
NABORS I
COM
G6359F103
63000
62000
SH
Put
DFND
62000
0
0
NETFIN A
SHSCL
G6455A107
15389000
1546595
SH
DFND
1546595
0
0
NIELSEN
COM
G6518L108
110000
20800
SH
Put
DFND
20800
0
0
REPLAY A
COM
G75130107
9880000
985000
SH
DFND
985000
0
0
SC HEALT
COM
G78516203
100000
100000
SH
Call
DFND
100000
0
0
SC HEALT
COMCL
G78516203
10437000
1050000
SH
DFND
1050000
0
0
SILVER S
COM
G8136L106
174000
377244
SH
Call
DFND
377244
0
0
SILVER S
CLASH
G8136L106
11486000
1157890
SH
DFND
1157890
0
0
THUNDER
COM
G8857S116
23000
25000
SH
Call
DFND
25000
0
0
THUNDER
CLASH
G8857S116
3592000
361000
SH
DFND
361000
0
0
UNION AC
COM
G9402Q100
490000
800000
SH
Call
DFND
800000
0
0
UNION AC
SHS
G9402Q100
7880000
800000
SH
DFND
800000
0
0
WILLIS T
SHS
G96629103
3029000
15000
SH
DFND
15000
0
0
XP INC
CLA
G98239109
1410000
36600
SH
DFND
36600
0
0
ALCON IN
ORDSH
H01301128
3394000
60000
SH
DFND
60000
0
0
TRANSOCE
COM
H8817H100
763000
1765000
SH
Put
DFND
1765000
0
0
TRANSOCE
REGSH
H8817H100
894000
130000
SH
DFND
130000
0
0
FIVERR I
ORDSH
M4R82T106
482000
20500
SH
DFND
20500
0
0
INTERXIO
SHS
N47279109
8179000
97600
SH
DFND
612731
0
0