0001132716-19-000018.txt : 20191114
0001132716-19-000018.hdr.sgml : 20191114
20191114161518
ACCESSION NUMBER: 0001132716-19-000018
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 191220354
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001132716
XXXXXXXX
09-30-2019
09-30-2019
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Michael Esposito
CCO
3125254009
Michael Esposito
Chicago
IL
11-13-2019
0
301
1873439
true
INFORMATION TABLE
2
ubsocQ3_19infotable.xml
ADT INC
COM
00090Q103
44000
51800
SH
Put
DFND
51800
0
0
ADT INC
COM
00090Q103
564000
90000
SH
DFND
90000
0
0
AMAG PHA
NOTE3
00163UAD8
24845000
30000000
PRN
DFND
30000000
0
0
ANGI HOM
COMCL
00183L102
248000
35000
SH
DFND
35000
0
0
ACAMAR P
CLA
004285102
19671000
1975000
SH
DFND
1975000
0
0
ACORDA T
NOTE1
00484MAA4
31402000
40000000
PRN
DFND
40000000
0
0
ALDER BI
COM
014339105
23537000
1248003
SH
DFND
1248003
0
0
ALDEYRA
COM
01438T106
487000
92500
SH
DFND
92500
0
0
ALEXANDR
COM
015271109
8996000
58400
SH
DFND
58400
0
0
ALIBABA
SPONS
01609W102
7551000
45153
SH
DFND
45153
0
0
ALLAKOS
COM
01671P100
1647000
20948
SH
DFND
20948
0
0
ALLEGHEN
COM
01741R102
75000
50000
SH
Put
DFND
50000
0
0
ALLSCRIP
NOTE1
01988PAD0
29850000
30000000
PRN
DFND
30000000
0
0
ALPHABET
CAPST
02079K305
366000
300
SH
DFND
300
0
0
ALTABA I
COM
021346101
72212000
3706994
SH
DFND
3706994
0
0
AMAZON C
COM
023135106
3211000
1850
SH
DFND
1850
0
0
AMERICAN
COM
024835100
5015000
104300
SH
DFND
104300
0
0
AMERICAN
CLA
02665T306
2630000
101600
SH
DFND
101600
0
0
AMERICOL
COM
03064D108
5572000
150300
SH
DFND
150300
0
0
APEX TEC
UNIT0
03768F201
25475000
2500000
SH
DFND
2500000
0
0
ASSERTIO
COM
04545L107
1920000
1500000
SH
DFND
1500000
0
0
AVALONBA
COM
053484101
7860000
36500
SH
DFND
36500
0
0
BHP GROU
SPONS
05545E209
28209000
658466
SH
DFND
658466
0
0
BAIDU IN
SPONA
056752108
1284000
12500
SH
DFND
12500
0
0
BEASLEY
CLA
074014101
227000
73105
SH
DFND
73105
0
0
BECTON D
COM
075887109
20237000
80000
SH
DFND
80000
0
0
BOXWOOD
COMCL
10319T101
13998000
1388720
SH
DFND
1388720
0
0
BRANDYWI
SHBEN
105368203
764000
50400
SH
DFND
50400
0
0
CDK GLOB
COM
12508E101
8175000
170000
SH
DFND
170000
0
0
CF FIN A
COMCL
12528N107
4056000
400000
SH
DFND
400000
0
0
CNX RESO
COM
12653C108
75000
51800
SH
Put
DFND
51800
0
0
CAESARS
NOTE5
127686AA1
34122000
51931000
PRN
DFND
71979000
0
0
CALIFORN
COM
13057Q206
12768000
3377700
SH
Put
DFND
3377700
0
0
CALIFORN
COMNE
13057Q206
1292000
126647
SH
DFND
126647
0
0
CAMDEN P
SHBEN
133131102
3630000
32700
SH
DFND
32700
0
0
CARDLYTI
COM
14161W105
6034000
180000
SH
DFND
180000
0
0
CARETRUS
COM
14174T107
11297000
480600
SH
DFND
480600
0
0
CHASERG
CLASS
16166A103
3776000
377180
SH
DFND
377180
0
0
CHESAPEA
NOTE5
165167CY1
660000
1000000
PRN
DFND
1000000
0
0
CHURCHIL
COM
17143G106
369000
250000
SH
Call
DFND
250000
0
0
CHURCHIL
CLA
17143G106
7515000
750000
SH
DFND
750000
0
0
CITRIX S
COM
177376100
24130000
250000
SH
DFND
250000
0
0
CLEAR CH
COM
18453H106
1386000
550000
SH
DFND
550000
0
0
CLOUDERA
COM
18914U100
6645000
750000
SH
DFND
750000
0
0
CLOUDFLA
CLACO
18915M107
2167000
116690
SH
DFND
116690
0
0
CLOVIS O
NOTE1
189464AC4
13469000
30000000
PRN
DFND
30000000
0
0
CONAGRA
COM
205887102
12272000
400000
SH
DFND
400000
0
0
CORESITE
COM
21870Q105
707000
5800
SH
DFND
5800
0
0
CORNERST
COM
21925D109
1210000
200000
SH
DFND
200000
0
0
COUSINS
COMNE
222795502
8725000
232100
SH
DFND
232100
0
0
CRESCENT
COMCL
22564L105
4691000
475000
SH
DFND
475000
0
0
CROWDSTR
CLA
22788C105
2090000
35850
SH
DFND
35850
0
0
CTRIP CO
SPONS
22943F100
1831000
62500
SH
DFND
62500
0
0
DFB HEAL
COM
23291E109
7216000
707425
SH
DFND
707425
0
0
DATADOG
CLACO
23804L103
3112000
91770
SH
DFND
91770
0
0
DAVITA I
COM
23918K108
2000
100000
SH
Put
DFND
100000
0
0
DERMIRA
NOTE3
24983LAB0
25238000
30000000
PRN
DFND
30000000
0
0
ASSERTIO
NOTE2
249908AA2
1564000
2100000
PRN
DFND
2100000
0
0
DIAMOND
COM
25258L109
121000
133332
SH
Call
DFND
133332
0
0
DIAMOND
COMCL
25258L109
5115000
517500
SH
DFND
517500
0
0
DIAMONDP
COM
25280H100
83000
99500
SH
Call
DFND
99500
0
0
DIAMONDP
COMCL
25280H100
1481000
150000
SH
DFND
150000
0
0
DISNEY W
COMDI
254687106
23458000
180000
SH
DFND
180000
0
0
DISH NET
NOTE3
25470MAB5
4600000
5000000
PRN
DFND
5000000
0
0
DISH NET
NOTE2
25470MAD1
44987000
51000000
PRN
DFND
51000000
0
0
DOUGLAS
COM
25960P109
5165000
120600
SH
DFND
120600
0
0
DROPBOX
CLA
26210C104
16830000
834432
SH
DFND
834432
0
0
DUKE REA
COMNE
264411505
3040000
89500
SH
DFND
89500
0
0
DYNATRAC
COM
268150109
1194000
63937
SH
DFND
63937
0
0
EPR PPTY
COMSH
26884U109
5495000
71500
SH
DFND
71500
0
0
EASTGROU
COM
277276101
6301000
50400
SH
DFND
50400
0
0
EBAY INC
COM
278642103
11694000
300000
SH
DFND
300000
0
0
EIGER BI
COM
28249U105
527000
51400
SH
DFND
51400
0
0
ELANCO A
COM
28414H103
12497000
470000
SH
DFND
470000
0
0
ELECTRAM
COM
284849205
126000
350000
SH
Call
DFND
350000
0
0
ENSCO JE
NOTE3
29359WAB1
845000
1000000
PRN
DFND
1000000
0
0
EQUINIX
COM
29444U700
2307000
4000
SH
DFND
4000
0
0
EQUITY L
COM
29472R108
9058000
67800
SH
DFND
67800
0
0
EXPERIEN
UNIT0
30217C208
26777000
2675000
SH
DFND
2675000
0
0
EXTRA SP
COM
30225T102
6156000
52700
SH
DFND
52700
0
0
FACEBOOK
CLA
30303M102
21815000
122500
SH
DFND
122500
0
0
FEDERAL
SHBEN
313747206
5677000
41700
SH
DFND
41700
0
0
58 COM I
SPONA
31680Q104
367000
7448
SH
DFND
7448
0
0
FINISAR
NOTE0
31787AAP6
997000
1000000
PRN
DFND
1000000
0
0
FINTECH
COMCL
31811A101
17001000
1690000
SH
DFND
1690000
0
0
FIRST IN
COM
32054K103
5574000
140900
SH
DFND
140900
0
0
FISERV I
COM
337738108
18646000
180000
SH
DFND
180000
0
0
FLEXSHOP
COM
33939J303
117000
200000
SH
Call
DFND
200000
0
0
FORD MTR
COM
345370860
2000
100000
SH
Call
DFND
100000
0
0
FOUR COR
COM
35086T109
8000000
282900
SH
DFND
282900
0
0
FREEPORT
COM
35671D857
22000
750000
SH
Call
DFND
750000
0
0
GEO GROU
COM
36162J106
47000
27700
SH
Put
DFND
27700
0
0
GTY TECH
COM
362409104
396000
650000
SH
Call
DFND
650000
0
0
GTY TECH
COM
362409104
11746000
1873426
SH
DFND
1873426
0
0
GAMING &
COM
36467J108
12034000
314700
SH
DFND
314700
0
0
GAMESTOP
COM
36467W109
212000
200000
SH
Put
DFND
200000
0
0
GAMESTOP
CLA
36467W109
3079000
557855
SH
DFND
557855
0
0
GENERAL
COM
369604103
165000
2000000
SH
Put
DFND
2000000
0
0
GENOCEA
COM
372427401
5000
1750000
SH
Call
DFND
1750000
0
0
GENOCEA
COMNE
372427401
56000
19460
SH
DFND
19460
0
0
GIGCAPIT
COM
375036100
8438000
858400
SH
DFND
858400
0
0
GIGCAPIT
COM
37518N106
2074000
200000
SH
DFND
200000
0
0
GOODRICH
COMPA
382410843
468000
44000
SH
DFND
44000
0
0
GOODYEAR
COM
382550101
200000
200000
SH
Call
DFND
200000
0
0
GORES HO
CLASS
38286G109
3087000
305333
SH
DFND
305333
0
0
GRAFTECH
COM
384313508
1483000
115857
SH
DFND
115857
0
0
GREENSKY
CLA
39572G100
12643000
1847083
SH
DFND
1847083
0
0
GRUBHUB
COM
400110102
7869000
140000
SH
DFND
140000
0
0
HARLEY D
COM
412822108
31000
50000
SH
Put
DFND
50000
0
0
HAYMAKER
COM
42087L101
66000
50000
SH
Call
DFND
50000
0
0
HAYMAKER
COMCL
42087L101
943000
95287
SH
DFND
95287
0
0
HEALTHCA
COM
421946104
697000
20800
SH
DFND
20800
0
0
HEALTHCA
CLANE
42225P501
6672000
227100
SH
DFND
227100
0
0
HEALTH C
COM
42225T107
1706000
53930
SH
DFND
53930
0
0
HENNESSY
CLACO
42589C104
2690000
267000
SH
DFND
267000
0
0
HERTZ GL
COM
42806J106
634000
295000
SH
Put
DFND
295000
0
0
HIGHWOOD
COM
431284108
3618000
80500
SH
DFND
80500
0
0
HOPE BAN
NOTE2
43940TAB5
11060000
12000000
PRN
DFND
12000000
0
0
ISTAR IN
COM
45031U101
3000
135300
SH
Put
DFND
135300
0
0
INSURANC
CLA
457867109
3694000
375000
SH
DFND
375000
0
0
INSURANC
UNIT0
457867307
4689000
450000
SH
DFND
450000
0
0
INTELSAT
NOTE4
45790VAB6
14876000
10000000
PRN
DFND
10000000
0
0
INTERNAT
COM
459200101
364000
2500
SH
DFND
2500
0
0
INVESCO
COM
46090E103
1000
20000
SH
Put
DFND
20000
0
0
INVESCO
COM
46138G508
25000
1000000
SH
Put
DFND
1000000
0
0
ISHARES
COM
464287432
132000
250000
SH
Put
DFND
250000
0
0
ISHARES
COM
464288513
1841000
4980000
SH
Put
DFND
4980000
0
0
JD COM I
SPONA
47215P106
3450000
122301
SH
DFND
122301
0
0
KNOWLES
COM
49926D109
3051000
150000
SH
DFND
150000
0
0
KOSMOS E
COM
500688106
285000
45693
SH
DFND
45693
0
0
LF CAP A
COM
50200K108
154000
375000
SH
Call
DFND
375000
0
0
LF CAP A
CLA
50200K108
513000
50000
SH
DFND
50000
0
0
LTC PPTY
COM
502175102
4825000
94200
SH
DFND
94200
0
0
LEGACY A
COM
524643103
179000
550000
SH
Call
DFND
550000
0
0
LEISURE
COM
52539T107
160000
210182
SH
Call
DFND
210182
0
0
LEISURE
COM
52539T107
4309000
420365
SH
DFND
420365
0
0
LENNAR C
COM
526057104
2000
20000
SH
Put
DFND
20000
0
0
LIBERTY
NOTE1
531229AF9
9404000
7500000
PRN
DFND
7500000
0
0
LIFE STO
COM
53223X107
3036000
28800
SH
DFND
28800
0
0
LITHIUM
COMNE
53680Q207
1220000
400000
SH
DFND
400000
0
0
LIVONGO
COM
539183103
2218000
127183
SH
DFND
127183
0
0
LUMENTUM
COM
55024U109
937000
17500
SH
DFND
17500
0
0
LYFT INC
CLACO
55087P104
510000
12500
SH
DFND
12500
0
0
MGM GROW
CLACO
55303A105
5451000
181400
SH
DFND
181400
0
0
MACQUARI
NOTE2
55608BAB1
913000
1000000
PRN
DFND
1000000
0
0
MARTIN M
COM
573331105
125000
45600
SH
Put
DFND
45600
0
0
MATTEL I
COM
577081102
3000
42500
SH
Call
DFND
42500
0
0
MATTEL I
COM
577081102
784000
1040000
SH
Put
DFND
1040000
0
0
MEDALLIA
COM
584021109
2375000
86600
SH
DFND
86600
0
0
MEDICINE
NOTE2
584688AE5
16596000
10912000
PRN
DFND
10912000
0
0
MEDICINE
NOTE2
584688AG0
34055000
28000000
PRN
DFND
28000000
0
0
MEGALITH
COM
58518F109
106000
300000
SH
Call
DFND
300000
0
0
MEGALITH
CLACO
58518F109
6288000
618636
SH
DFND
618636
0
0
MID AMER
COM
59522J103
7931000
61000
SH
DFND
61000
0
0
MOBILEIR
COMNE
60739U204
327000
50000
SH
DFND
50000
0
0
MOMO INC
ADR
60879B107
1796000
57989
SH
DFND
57989
0
0
MOSAIC A
COM
61946M100
225000
200000
SH
Call
DFND
200000
0
0
MOSAIC A
COMCL
61946M100
24911000
2411500
SH
DFND
2411500
0
0
NVR INC
COM
62944T105
2963000
797
SH
DFND
797
0
0
NATIONAL
COM
63633D104
6369000
77300
SH
DFND
77300
0
0
NATIONAL
COM
637417106
9114000
161600
SH
DFND
161600
0
0
NATIONAL
COM
63845R107
4814000
200000
SH
DFND
200000
0
0
NAVIENT
COM
63938C108
25000
84100
SH
Put
DFND
84100
0
0
NETFLIX
COM
64110L106
652000
50000
SH
Put
DFND
50000
0
0
NETFLIX
COM
64110L106
8296000
31000
SH
DFND
31000
0
0
NETEASE
SPONS
64110W102
974000
3659
SH
DFND
3659
0
0
NEW ORIE
SPONA
647581107
2298000
20747
SH
DFND
20747
0
0
NEW PROV
UNIT0
64822P205
22929000
2277000
SH
DFND
2277000
0
0
NEW RELI
NOTE0
64829BAB6
947000
1000000
PRN
DFND
1000000
0
0
NUANCE C
DBCV1
67020YAK6
949000
1000000
SH
DFND
1000000
0
0
OUTFRONT
COM
69007J106
4670000
168100
SH
DFND
168100
0
0
OWL ROCK
COM
69121K104
7673000
486582
SH
DFND
486582
0
0
PG&E COR
COM
69331C108
266000
399900
SH
Put
DFND
399900
0
0
PGT INNO
COM
69336V101
2012000
116520
SH
DFND
116520
0
0
PS BUSIN
COM
69360J107
5167000
28400
SH
DFND
28400
0
0
PARATEK
NOTE4
699374AB0
20019000
27750000
PRN
DFND
27750000
0
0
PAYPAL H
COM
70450Y103
2072000
20000
SH
DFND
20000
0
0
PHREESIA
COM
71944F106
380000
15687
SH
DFND
15687
0
0
PIEDMONT
COMCL
720190206
3888000
186200
SH
DFND
186200
0
0
PINDUODU
SPONS
722304102
2878000
89311
SH
DFND
89311
0
0
PING IDE
COM
72341T103
1618000
93800
SH
DFND
93800
0
0
PITNEY B
COM
724479100
99000
61600
SH
Put
DFND
61600
0
0
PIVOTAL
COM
72582K100
52000
50000
SH
Call
DFND
50000
0
0
PIVOTAL
COMCL
72582K100
3916000
400000
SH
DFND
400000
0
0
PIVOTAL
CLACO
72583A101
2189000
215000
SH
DFND
215000
0
0
PLAINS G
LTDPA
72651A207
3803000
179127
SH
DFND
179127
0
0
POST HLD
COM
737446104
37573000
355000
SH
DFND
355000
0
0
PROLOGIS
COM
74340W103
3341000
39200
SH
DFND
39200
0
0
PROOFPOI
COM
743424103
2562000
19852
SH
DFND
19852
0
0
PROTALIX
NOTE7
74365AAD3
7628000
8000000
PRN
DFND
8000000
0
0
PROVENTI
COM
74374N102
273000
40000
SH
DFND
40000
0
0
PURE STO
CLA
74624M102
2541000
150000
SH
DFND
150000
0
0
PURE STO
NOTE0
74624MAB8
987000
1000000
PRN
DFND
1000000
0
0
QEP RES
COM
74733V100
417000
93600
SH
Put
DFND
93600
0
0
PYXUS IN
COM
74737V106
800000
94800
SH
Put
DFND
94800
0
0
RMG ACQU
COM
749641106
145000
200000
SH
Call
DFND
200000
0
0
RPM INTL
COM
749685103
13074000
190000
SH
DFND
190000
0
0
RANGE RE
COM
75281A109
254000
54600
SH
Put
DFND
54600
0
0
REDHILL
SPONS
757468103
586000
83250
SH
DFND
83250
0
0
RENT A C
COM
76009N100
26000
341700
SH
Put
DFND
341700
0
0
RESTAURA
COM
76131D103
14228000
200000
SH
DFND
200000
0
0
RETAIL P
CLA
76131V202
6249000
507200
SH
DFND
507200
0
0
REVLON I
COM
761525609
147000
62500
SH
Put
DFND
62500
0
0
RINGCENT
CLA
76680R206
1257000
10000
SH
DFND
10000
0
0
RYMAN HO
COM
78377T107
9482000
115900
SH
DFND
115900
0
0
SPDR S&P
COM
78462F103
445000
3000000
SH
Call
DFND
3000000
0
0
SVMK INC
COM
78489X103
342000
20000
SH
DFND
20000
0
0
SABRE CO
COM
78573M104
9630000
430000
SH
DFND
430000
0
0
SALESFOR
COM
79466L302
9278000
62500
SH
DFND
62500
0
0
SANOFI
RIGHT
80105N113
657000
1162096
SH
DFND
1162096
0
0
SELECT S
SBIIN
81369Y605
16800000
600000
SH
DFND
600000
0
0
SENSEONI
COM
81727U105
791000
800000
SH
DFND
800000
0
0
SENTINEL
CLA
81728P105
14635000
1425000
SH
DFND
1425000
0
0
SERVICEN
COM
81762P102
3427000
13500
SH
DFND
13500
0
0
SILK ROA
COM
82710M100
1270000
39050
SH
DFND
39050
0
0
SKYWORKS
COM
83088M102
792000
10000
SH
DFND
10000
0
0
SMILEDIR
CLACO
83192H106
9716000
700000
SH
DFND
700000
0
0
SO YOUNG
SPONS
83356Q108
1713000
185625
SH
DFND
185625
0
0
SOTHEBYS
COM
835898107
3678000
64546
SH
DFND
64546
0
0
SOUTH MT
COM
838884104
200000
250000
SH
Call
DFND
250000
0
0
SOUTH MT
COMCL
838884104
15974000
1630000
SH
DFND
1630000
0
0
SPARTAN
COM
846784106
57000
88000
SH
Call
DFND
88000
0
0
SPARTAN
CLACO
846784106
6931000
686259
SH
DFND
686259
0
0
SPARTAN
UNIT9
846784114
2590000
250000
SH
DFND
250000
0
0
STARWOOD
COM
85571B105
3000
60000
SH
Put
DFND
60000
0
0
SUN CMNT
COM
866674104
10035000
67600
SH
DFND
67600
0
0
SURGERY
COM
86881A100
1292000
175000
SH
DFND
175000
0
0
SWITCHBA
COM
87105M102
578000
646316
SH
Call
DFND
646316
0
0
SWITCHBA
COMCL
87105M102
18827000
1938950
SH
DFND
1938950
0
0
SYNCHRON
COM
87165B103
1364000
40000
SH
DFND
40000
0
0
TAL EDUC
SPONS
874080104
1521000
44410
SH
DFND
44410
0
0
TAUBMAN
COM
876664103
1360000
33300
SH
DFND
33300
0
0
TELIGENT
NOTE4
87960WAA2
4649000
8000000
PRN
DFND
8000000
0
0
10X GENO
CLACO
88025U109
1091000
21644
SH
DFND
21644
0
0
TESLA IN
COM
88160R101
2924000
100700
SH
Put
DFND
100700
0
0
TESLA IN
COM
88160R101
15657000
65000
SH
DFND
65000
0
0
TESLA IN
NOTE1
88160RAC5
12710000
13000000
PRN
DFND
13000000
0
0
TESLA IN
NOTE2
88160RAG6
67221000
66000000
PRN
DFND
66000000
0
0
360 FINA
ADS
88557W101
1950000
219156
SH
DFND
219156
0
0
TORTOISE
CLA
89154L100
1650000
167855
SH
DFND
167855
0
0
TRINE AC
COM
89628U108
77000
99650
SH
Call
DFND
99650
0
0
TRINE AC
COMCL
89628U108
4780000
484300
SH
DFND
484300
0
0
TRINITY
COM
89653L106
315000
250000
SH
Call
DFND
250000
0
0
TRINITY
COMCL
89653L106
25554000
2450000
SH
DFND
2450000
0
0
TURNING
COM
90041T108
1466000
39000
SH
DFND
39000
0
0
TUSCAN H
COM
90069K104
15484000
1580000
SH
DFND
1580000
0
0
UBER TEC
COM
90353T100
620000
400000
SH
Put
DFND
400000
0
0
ULTA BEA
COM
90384S303
12532000
50000
SH
DFND
50000
0
0
UNITED S
COM
91232N108
132000
500000
SH
Put
DFND
500000
0
0
UNITED S
COM
912909108
58000
500000
SH
Put
DFND
500000
0
0
VERIZON
COM
92343V104
15090000
250000
SH
DFND
250000
0
0
VICI PPT
COM
925652109
7307000
322600
SH
DFND
322600
0
0
VISHAY I
NOTE2
928298AP3
936000
1000000
PRN
DFND
1000000
0
0
WABTEC C
COM
929740108
1590000
22120
SH
DFND
22120
0
0
WEINGART
SHBEN
948741103
5625000
193100
SH
DFND
193100
0
0
WORKHORS
COMNE
98138J206
108000
30864
SH
DFND
30864
0
0
WW INTL
COM
98262P101
251000
25000
SH
Call
DFND
25000
0
0
WW INTL
COM
98262P101
142000
205000
SH
Put
DFND
205000
0
0
WW INTL
COM
98262P101
567000
15000
SH
DFND
15000
0
0
WYNDHAM
COM
98311A105
1495000
28900
SH
DFND
28900
0
0
ZAYO GRO
COM
98919V105
21000
30000
SH
Put
DFND
30000
0
0
ZAYO GRO
COM
98919V105
6780000
200000
SH
DFND
3435778
0
0
ZSCALER
COM
98980G102
591000
12500
SH
DFND
12500
0
0
ACT II G
CLASH
G0080J104
11411000
1158443
SH
DFND
1158443
0
0
AFYA LTD
CLACO
G01125106
1230000
47983
SH
DFND
47983
0
0
AXALTA C
COM
G0750C108
30000
100000
SH
Put
DFND
100000
0
0
AXALTA C
COM
G0750C108
5653000
187500
SH
DFND
187500
0
0
MIMECAST
ORDSH
G14838109
3567000
100000
SH
DFND
100000
0
0
COLLIER
COM
G22707106
140000
100000
SH
Call
DFND
100000
0
0
ENDO INT
COM
G30401106
112000
1100000
SH
Call
DFND
1100000
0
0
ENDO INT
COM
G30401106
4244000
1915000
SH
Put
DFND
1915000
0
0
ENDO INT
SHS
G30401106
1573000
490009
SH
DFND
490009
0
0
HERBALIF
COMSH
G4412G101
10601000
280000
SH
DFND
280000
0
0
LEO HOLD
COMCL
G5463L105
13110000
1280321
SH
DFND
1280321
0
0
MALLINCK
COM
G5785G107
3739000
1243600
SH
Put
DFND
1243600
0
0
ITERUM T
SHS
G6333L101
523000
88689
SH
DFND
88689
0
0
NABORS I
COM
G6359F103
98000
62000
SH
Put
DFND
62000
0
0
NETFIN A
COM
G6455A107
236000
800000
SH
Call
DFND
800000
0
0
NETFIN A
SHSCL
G6455A107
16137000
1646595
SH
DFND
1646595
0
0
NETFIN A
UNIT0
G6455A123
1009000
100000
SH
DFND
100000
0
0
NEW FRON
COMCL
G6485P108
21312000
2092510
SH
DFND
2092510
0
0
NIELSEN
COM
G6518L108
124000
20800
SH
Put
DFND
20800
0
0
REGALWOO
COM
G74760102
254000
442012
SH
Call
DFND
442012
0
0
REGALWOO
COMCL
G74760102
16265000
1576036
SH
DFND
1576036
0
0
REPLAY A
COM
G75130107
3970000
400000
SH
DFND
400000
0
0
SC HEALT
COMCL
G78516203
4955000
500000
SH
DFND
500000
0
0
SILVER S
UNIT9
G8136L122
7439000
737290
SH
DFND
737290
0
0
SOCIAL C
CLA
G8250R103
13032000
1217970
SH
DFND
1217970
0
0
THUNDER
UNIT9
G8857S124
509000
50000
SH
DFND
50000
0
0
TKK SYMP
ORDSH
G88950103
19595000
1928609
SH
DFND
1928609
0
0
TPG PACE
COM
G89827128
650000
377000
SH
Call
DFND
377000
0
0
TPG PACE
CLA
G89827128
32074000
3120000
SH
DFND
3120000
0
0
TWELVE S
SHS
G9145A107
4403000
430000
SH
DFND
430000
0
0
VENATOR
SHS
G9329Z100
1098000
450000
SH
DFND
450000
0
0
WILLIS T
SHS
G96629103
25086000
130000
SH
DFND
130000
0
0
TRANSOCE
COM
H8817H100
3351000
1775000
SH
Put
DFND
1775000
0
0
TRANSOCE
REGSH
H8817H100
447000
100000
SH
DFND
100000
0
0
FIVERR I
ORDSH
M4R82T106
1135000
60670
SH
DFND
60670
0
0
CORE LAB
COM
N22717107
1399000
30000
SH
DFND
30000
0
0
INTERXIO
SHS
N47279109
6786000
83300
SH
DFND
83300
0
0
NXP SEMI
COM
N6596X109
2182000
20000
SH
DFND
20000
0
0