0001132716-18-000003.txt : 20180214
0001132716-18-000003.hdr.sgml : 20180214
20180214112637
ACCESSION NUMBER: 0001132716-18-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 18609106
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
06-30-2017
06-30-2017
true
2
NEW HOLDINGS
true
12-31-2017
06-30-2017
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
02-14-2018
0
9
700547
INFORMATION TABLE
2
ubsocq217a2infotable.xml
BARD C R
COM
067383109
280222000
886472
SH
DFND
886472
0
0
FIDELITY
COM
315785105
6187000
199264
SH
DFND
199264
0
0
HUNTSMAN
COM
447011107
4135000
160000
SH
DFND
160000
0
0
LEVEL 3
COMNE
52729N308
191335000
3226557
SH
DFND
3226557
0
0
STAPLES
COM
855030102
4028000
400000
SH
DFND
400000
0
0
SWIFT TR
CLA
87074U101
273000
10319
SH
DFND
10319
0
0
VCA INC
COM
918194101
198620000
2151662
SH
DFND
2151662
0
0
WHOLE FO
COM
966837106
14739000
350000
SH
DFND
350000
0
0
XCERRA C
COM
98400J108
1008000
103192
SH
DFND
103192
0
0