0001132716-17-000015.txt : 20170814
0001132716-17-000015.hdr.sgml : 20170814
20170814112059
ACCESSION NUMBER: 0001132716-17-000015
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 171028259
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001132716
XXXXXXXX
12-31-2016
12-31-2016
true
2
NEW HOLDINGS
true
06-30-2017
12-31-2016
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
08-14-2017
0
9
469932
INFORMATION TABLE
2
ubsocq416a2infotable.xml
ALERE IN
COM
01449J105
39192000
1005702
SH
DFND
1005702
0
0
DOW CHEM
COM
260543103
27125000
474050
SH
DFND
474050
0
0
HARMAN I
COM
413086109
14856000
133645
SH
DFND
133645
0
0
INTERSIL
CLA
46069S109
21193000
950352
SH
DFND
950352
0
0
JOY GLOB
COM
481165108
27994000
999783
SH
DFND
999783
0
0
LINEAR T
COM
535678106
19319000
309848
SH
DFND
309848
0
0
PRIVATEB
COM
742962103
70950000
1309280
SH
DFND
1309280
0
0
RITE AID
COM
767754104
62609000
7598181
SH
DFND
7598181
0
0
WHITEWAV
COM
966244105
186694000
3357805
SH
DFND
3357805
0
0