0001132716-17-000014.txt : 20170814
0001132716-17-000014.hdr.sgml : 20170814
20170814111702
ACCESSION NUMBER: 0001132716-17-000014
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 171028250
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001132716
XXXXXXXX
03-31-2017
03-31-2017
true
2
NEW HOLDINGS
true
06-30-2017
03-31-2017
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
08-14-2017
0
3
78346
INFORMATION TABLE
2
ubsocq117a2infotable.xml
CST BRAN
COM
12646R105
1092000
22688
SH
DFND
22688
0
0
EVERBANK
COM
29977G102
16870000
866004
SH
DFND
866004
0
0
VALSPAR
COM
920355104
60384000
544298
SH
DFND
544298
0
0