0001132716-17-000012.txt : 20170530
0001132716-17-000012.hdr.sgml : 20170530
20170530170622
ACCESSION NUMBER: 0001132716-17-000012
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170530
DATE AS OF CHANGE: 20170530
EFFECTIVENESS DATE: 20170530
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 17878298
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
03-31-2017
03-31-2017
true
1
NEW HOLDINGS
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
05-30-2017
0
3
48885
INFORMATION TABLE
2
ubsocq117a1infotable.xml
HALCON R
COMPA
40537Q605
30285000
4140000
SH
DFND
4140000
0
0
INTERNAP
COMPA
45885A300
18600000
5000000
SH
DFND
5000000
0
0
OREXIGEN
COMNE
686164302
0
33333
SH
DFND
33333
0
0