0001132716-17-000011.txt : 20170512
0001132716-17-000011.hdr.sgml : 20170512
20170512121222
ACCESSION NUMBER: 0001132716-17-000011
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 17837352
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
03-31-2016
03-31-2016
true
5
NEW HOLDINGS
true
03-31-2017
03-31-2016
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
05-12-2017
0
6
271845
INFORMATION TABLE
2
ubsocq116a5infotable.xml
ALERE IN
COM
01449J105
91478000
1807500
SH
DFND
1807500
0
0
INGRAM M
CLA
457153104
36871000
1026750
SH
DFND
1026750
0
0
ITC HLDG
COM
465685105
24595000
564501
SH
DFND
564501
0
0
MEDIA GE
COM
58441K100
29402000
1802702
SH
DFND
1802702
0
0
OFFICE D
COM
676220106
39273000
5531407
SH
DFND
5531407
0
0
RITE AID
COM
767754104
50226000
6162705
SH
DFND
6162705
0
0