0001132716-17-000003.txt : 20170214
0001132716-17-000003.hdr.sgml : 20170214
20170214122541
ACCESSION NUMBER: 0001132716-17-000003
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20170214
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 17605773
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
06-30-2016
06-30-2016
true
3
NEW HOLDINGS
true
12-31-2016
06-30-2016
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
02-14-2017
0
3
191918
INFORMATION TABLE
2
ubsocq216a3infotable.xml
AXIALL C
COM
05463D100
30613000
938746
SH
DFND
938746
0
0
CVENT IN
COM
23247G109
21734000
608450
SH
DFND
608450
0
0
EXAMWORK
COM
30066A105
8047000
230902
SH
DFND
230902
0
0
HUMANA I
COM
444859102
31678000
176105
SH
DFND
176105
0
0
INGRAM M
CLA
457153104
65456000
1881987
SH
DFND
1881987
0
0
MARKETO
COM
57063L107
12876000
369784
SH
DFND
369784
0
0
QLIK TEC
COM
74733T105
15512000
524400
SH
DFND
524400
0
0
VIRGIN A
COMVT
92765X208
6002000
106778
SH
DFND
106778
0
0