0001132716-16-000054.txt : 20161114
0001132716-16-000054.hdr.sgml : 20161111
20161114143036
ACCESSION NUMBER: 0001132716-16-000054
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 161993734
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2015
09-30-2015
true
5
NEW HOLDINGS
true
09-30-2016
09-30-2015
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
312-525-6064
Sal DiGangi
New York City
NY
11-14-2016
0
3
57114
INFORMATION TABLE
2
ubsocq315a5infotable.xml
AGL RES
COM
001204106
1978000
32397
SH
DFND
32397
0
0
CIGNA CO
COM
125509109
11070000
81989
SH
DFND
81989
0
0
CABLEVIS
CLANY
12686C109
44066000
1357125
SH
DFND
1357125
0
0