0001132716-16-000050.txt : 20161114 0001132716-16-000050.hdr.sgml : 20161111 20161114134612 ACCESSION NUMBER: 0001132716-16-000050 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 161993356 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001132716 XXXXXXXX 09-30-2016 09-30-2016 UBS OCONNOR LLC

ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL 60606

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398679 SH DFND 398679 0 0 WAL-MART COM 931142103 10457000 145000 SH DFND 145000 0 0 WEB COM COM 94733A104 25000 200000 SH Put DFND 200000 0 0 WERNER E COM 950755108 17368000 746355 SH DFND 746355 0 0 WESTLAKE COM 960413102 28979000 541656 SH DFND 541656 0 0 WESTROCK COM 96145D105 33948000 700251 SH DFND 700251 0 0 WEX INC COM 96208T104 754000 6980 SH DFND 6980 0 0 WEYERHAE COM 962166104 3943000 123453 SH DFND 123453 0 0 WHITING COM 966387102 4943000 565591 SH DFND 565591 0 0 WORLD AC COM 981419104 2452000 50000 SH DFND 50000 0 0 WPX ENER COM 98212B103 1350000 102335 SH DFND 102335 0 0 WYNN RES COM 983134107 1294000 13281 SH DFND 13281 0 0 YUM BRAN COM 988498101 8377000 92251 SH DFND 92251 0 0 ZILLOW G CLA 98954M101 16643000 483094 SH DFND 483094 0 0 ZILLOW G CLCCA 98954M200 18607000 536988 SH DFND 536988 0 0 EURONAV SHS B38564108 3626000 475165 SH DFND 475165 0 0 MIMECAST ORDSH G14838109 691000 36133 SH DFND 36133 0 0 COCA COL SHS G25839104 1995000 50000 SH DFND 50000 0 0 ENSCO PL SHSCL G3157S106 5670000 667071 SH DFND 667071 0 0 HERBALIF COM G4412G101 4395000 1060500 SH Call DFND 1060500 0 0 HERBALIF COMUS G4412G101 99337000 1602464 SH DFND 1602464 0 0 INNOCOLL SHS G4783X105 414000 70380 SH DFND 70380 0 0 WEATHERF ORDSH G48833100 20577000 3661324 SH DFND 3661324 0 0 JOHNSON SHS G51502105 38632000 830267 SH DFND 830267 0 0 LIBERTY SHSCL G5480U104 5737000 167843 SH DFND 167843 0 0 LIVANOVA SHS G5509L101 1746000 29042 SH DFND 29042 0 0 NABORS I SHS G6359F103 3750000 308377 SH DFND 308377 0 0 NIELSEN SHSEU G6518L108 116387000 2172609 SH DFND 2172609 0 0 NOBLE CO COM G65431101 50000 349400 SH Call DFND 349400 0 0 NOBLE CO SHSUS G65431101 6552000 1033516 SH DFND 1033516 0 0 ROWAN CO SHSCL G7665A101 3381000 223000 SH DFND 223000 0 0 VALIDUS COMSH G9319H102 4130000 82906 SH DFND 82906 0 0 WILLIS T SHS G96629103 82600000 622130 SH DFND 622130 0 0 XL GROUP COM G98294104 2779000 82629 SH DFND 82629 0 0 TRANSOCE REGSH H8817H100 5671000 532000 SH DFND 532000 0 0 STRATASY SHS M85548101 15659000 650000 SH DFND 650000 0 0 CIMPRESS SHSEU N20146101 47907000 473482 SH DFND 473482 0 0 CNH INDL SHS N20944109 10104000 1399415 SH DFND 1399415 0 0 CORE LAB COM N22717107 3819000 34000 SH DFND 34000 0 0 INTERXIO SHS N47279109 4284000 118273 SH DFND 118273 0 0 YANDEX N SHSCL N97284108 2254000 107076 SH DFND 107076 0 0 ROYAL CA COM V7780T103 10802000 144124 SH DFND 144124 0 0 BROADCOM SHS Y09827109 3234000 18744 SH DFND 18744 0 0 DHT HOLD SHSNE Y2065G121 1829000 436495 SH DFND 436495 0 0 DIANA SH COM Y2066G104 2148000 820000 SH DFND 820000 0 0 GENER8 M COM Y26889108 5202000 1016063 SH DFND 1016063 0 0 TEEKAY T CLA Y8565N102 2807000 1109403 SH DFND 1109403 0 0