0001132716-16-000049.txt : 20161006 0001132716-16-000049.hdr.sgml : 20161006 20161006152833 ACCESSION NUMBER: 0001132716-16-000049 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20161006 DATE AS OF CHANGE: 20161006 EFFECTIVENESS DATE: 20161006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 161924822 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001132716 XXXXXXXX 06-30-2016 06-30-2016 true 1 RESTATEMENT UBS OCONNOR LLC

ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL 60606

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WEATHERF ORDSH G48833100 11687000 2105696 SH DFND 2105696 0 0 LIVANOVA SHS G5509L101 6061000 120661 SH DFND 120661 0 0 NABORS I COM G6359F103 213000 133700 SH Call DFND 133700 0 0 NABORS I SHS G6359F103 815000 81101 SH DFND 81101 0 0 NIELSEN SHSEU G6518L108 130579000 2512575 SH DFND 2512575 0 0 NOBLE CO SHSUS G65431101 2571000 312000 SH DFND 312000 0 0 NORWEGIA SHS G66721104 3611000 90640 SH DFND 90640 0 0 OXFORD I ORDSH G6855A103 456000 50705 SH DFND 50705 0 0 PROTHENA SHS G72800108 1049000 30000 SH DFND 30000 0 0 SIGNET J COM G81276100 11000 27000 SH Call DFND 27000 0 0 SIGNET J SHS G81276100 4120000 50000 SH DFND 50000 0 0 TSAKOS E SHS G9108L108 469000 100000 SH DFND 100000 0 0 WILLIS T SHS G96629103 71051000 571566 SH DFND 571566 0 0 STRATASY SHS M85548101 13628000 595384 SH DFND 595384 0 0 ASML HOL NYREG N07059210 7698000 77598 SH DFND 77598 0 0 CIMPRESS SHSEU N20146101 48610000 525631 SH DFND 525631 0 0 CNH INDL SHS N20944109 4913000 687145 SH DFND 687145 0 0 CORE LAB COM N22717107 10946000 88351 SH DFND 88351 0 0 INTERXIO SHS N47279109 3760000 101963 SH DFND 101963 0 0 LYONDELL SHS-A N53745100 4790000 64370 SH DFND 64370 0 0 ROYAL CA COM V7780T103 6766000 100754 SH DFND 100754 0 0 ARDMORE COM Y0207T100 2152000 317825 SH DFND 317825 0 0 BROADCOM SHS Y09827109 2331000 15000 SH DFND 15000 0 0 DHT HOLD SHSNE Y2065G121 1932000 384058 SH DFND 384058 0 0 GENER8 M COM Y26889108 6241000 975111 SH DFND 975111 0 0 TEEKAY T COM Y8565N102 3000 138700 SH Call DFND 138700 0 0 TEEKAY T CLA Y8565N102 3306000 1109403 SH DFND 1109403 0 0