0001132716-16-000045.txt : 20161006 0001132716-16-000045.hdr.sgml : 20161006 20161006151237 ACCESSION NUMBER: 0001132716-16-000045 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20161006 DATE AS OF CHANGE: 20161006 EFFECTIVENESS DATE: 20161006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 161924788 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001132716 XXXXXXXX 06-30-2015 06-30-2015 true 5 RESTATEMENT UBS OCONNOR LLC

ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL 60606

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1465000 16500 SH DFND 16500 0 0 JPMORGAN COM 46625H100 847000 12495 SH DFND 12495 0 0 JETBLUE COM 477143101 586000 28207 SH DFND 28207 0 0 JOHNSON COM 478366107 29176000 589059 SH DFND 589059 0 0 JONES EN COMCL 48019R108 6897000 762079 SH DFND 762079 0 0 JONES LA COM 48020Q107 589000 3444 SH DFND 3444 0 0 KAR AUCT COM 48238T109 724000 19350 SH DFND 19350 0 0 K2M GROU COM 48273J107 1510000 62844 SH DFND 62844 0 0 KANSAS C COMNE 485170302 20874000 228877 SH DFND 228877 0 0 KELLOGG COM 487836108 64447000 1027858 SH DFND 1027858 0 0 KEY ENER COM 492914106 430000 239158 SH DFND 239158 0 0 KEYCORP COM 493267108 6759000 450000 SH DFND 450000 0 0 KEYW HLD COM 493723100 2420000 259697 SH DFND 259697 0 0 KEYW HLD NOTE2 493723AA8 3854000 4500000 PRN DFND 4500000 0 0 KILROY R COM 49427F108 4192000 62425 SH DFND 62425 0 0 KIMBERLY COM 494368103 28071000 264900 SH DFND 264900 0 0 KIMCO RL COM 49446R109 4366000 193713 SH DFND 193713 0 0 KINDER M COM 49456B101 380000 9901 SH DFND 9901 0 0 KITE RLT COMNE 49803T300 3250000 132808 SH DFND 132808 0 0 KNOLL IN COMNE 498904200 375000 14965 SH DFND 14965 0 0 KOHLS CO COM 500255104 29754000 475235 SH DFND 475235 0 0 KROGER C COM 501044101 217000 2989 SH DFND 2989 0 0 KULICKE COM 501242101 478000 40779 SH DFND 40779 0 0 L BRANDS COM 501797104 32000 10200 SH Call DFND 10200 0 0 L BRANDS COM 501797104 36039000 420380 SH DFND 420380 0 0 LAM RESE COM 512807108 5865000 72094 SH DFND 72094 0 0 LAMAR AD CLA 512816109 426000 7410 SH DFND 7410 0 0 LATTICE COM 518415104 421000 71483 SH DFND 71483 0 0 LAUDER E COM 518439104 100000 56100 SH Put DFND 56100 0 0 LEXINGTO COM 529043101 584000 68821 SH DFND 68821 0 0 LEXMARK CLA 529771107 415000 9378 SH DFND 9378 0 0 LIBERTY NOTE1 531229AB8 955000 1000000 PRN DFND 1000000 0 0 LITTELFU COM 537008104 375000 3948 SH DFND 3948 0 0 LYON WIL CLANE 552074700 693000 26999 SH DFND 26999 0 0 M & T BK COM 55261F104 13454000 107691 SH DFND 107691 0 0 MBIA INC COM 55262C100 784000 350000 SH Put DFND 350000 0 0 MGM RESO COM 552953101 21000 70000 SH Call DFND 70000 0 0 MRC GLOB COM 55345K103 17492000 1132886 SH DFND 1132886 0 0 MSC INDL CLA 553530106 1095000 15698 SH DFND 15698 0 0 MSCI INC COM 55354G100 592000 9625 SH DFND 9625 0 0 MACYS IN COM 55616P104 233000 56100 SH Put DFND 56100 0 0 MAGNA IN COM 559222401 6843000 122000 SH DFND 122000 0 0 MALIBU B COMCL 56117J100 988000 49199 SH DFND 49199 0 0 MANHATTA COM 562750109 275000 4610 SH DFND 4610 0 0 MARRIOTT CLA 571903202 12984000 174542 SH DFND 174542 0 0 MASTEC I COM 576323109 453000 22777 SH DFND 22777 0 0 MASTERCA CLA 57636Q104 2571000 27500 SH DFND 27500 0 0 MATSON I COM 57686G105 543000 12906 SH DFND 12906 0 0 MAXIM IN COM 57772K101 1556000 45000 SH DFND 45000 0 0 MAXIMUS COM 577933104 700000 10643 SH DFND 10643 0 0 MCDONALD COM 580135101 5039000 53000 SH DFND 53000 0 0 MCGRAW H COM 580645109 460000 4578 SH DFND 4578 0 0 MEMORIAL COM 58605Q109 668000 35190 SH DFND 35190 0 0 MENTOR G COM 587200106 273000 10329 SH DFND 10329 0 0 METHODE COM 591520200 404000 14702 SH DFND 14702 0 0 MICHAELS COM 59408Q106 5382000 200000 SH DFND 200000 0 0 MICROSOF COM 594918104 32646000 739429 SH DFND 739429 0 0 MICRON T COM 595112103 19086000 1013049 SH DFND 1013049 0 0 MICRON T NOTE2 595112AW3 16982000 8380000 PRN DFND 8380000 0 0 MICRON T NOTE3 595112AY9 7232000 8000000 PRN DFND 8000000 0 0 MID-AMER COM 59522J103 5704000 78346 SH DFND 78346 0 0 MILLER H COM 600544100 449000 15536 SH DFND 15536 0 0 MOBILEIR COMNE 60739U204 2439000 412750 SH DFND 412750 0 0 MOHAWK I COM 608190104 21838000 114397 SH DFND 114397 0 0 MOLINA H NOTE1 60855RAC4 17685000 10000000 PRN DFND 10000000 0 0 MOLSON C CLB 60871R209 321000 4599 SH DFND 4599 0 0 MONDELEZ COM 609207105 394000 326600 SH Call DFND 326600 0 0 MONDELEZ CLA 609207105 28394000 690173 SH DFND 690173 0 0 MONSANTO COM 61166W101 20136000 188910 SH DFND 188910 0 0 MOSAIC C COM 61945C103 8433000 180000 SH DFND 180000 0 0 MURPHY U COM 626755102 700000 12543 SH DFND 12543 0 0 NRG ENER COMNE 629377508 4822000 210748 SH DFND 210748 0 0 NATIONAL COM 637417106 273000 7803 SH DFND 7803 0 0 NAVISTAR NOTE4 63934EAS7 16301000 19000000 PRN DFND 19000000 0 0 NAVIENT COM 63938C108 772000 42403 SH DFND 42403 0 0 NEOTHETI COM 64066G101 195000 21698 SH DFND 21698 0 0 NETAPP I COM 64110D104 580000 18378 SH DFND 18378 0 0 NETSUITE COM 64118Q107 1202000 13102 SH DFND 13102 0 0 NETSUITE NOTE0 64118QAB3 1046000 1000000 PRN DFND 1000000 0 0 NEWFIELD COM 651290108 6178000 171042 SH DFND 171042 0 0 NEXSTAR CLA 65336K103 641000 11439 SH DFND 11439 0 0 NEXTERA COM 65339F101 19882000 202811 SH DFND 202811 0 0 NEXTERA UNIT0 65339F887 14204000 230000 SH DFND 230000 0 0 NIKE INC CLB 654106103 24332000 225258 SH DFND 225258 0 0 NIVALIS COM 65481J109 758000 50000 SH DFND 50000 0 0 NORDSTRO COM 655664100 29189000 391797 SH DFND 391797 0 0 NORFOLK COM 655844108 22857000 261644 SH DFND 261644 0 0 NORTHSTA COM 66705Y104 1011000 54690 SH DFND 54690 0 0 NUANCE C NOTE2 67020YAF7 1017000 1000000 PRN DFND 1000000 0 0 NUCOR CO COM 670346105 34375000 780000 SH DFND 780000 0 0 NVIDIA C COM 67066G104 1102000 54780 SH DFND 54780 0 0 NVIDIA C NOTE1 67066GAC8 1151000 1000000 PRN DFND 1000000 0 0 OSI SYST COM 671044105 378000 5337 SH DFND 5337 0 0 OCATA TH COM 67457L100 526000 99800 SH DFND 99800 0 0 OLD DOMI COM 679580100 663000 9671 SH DFND 9671 0 0 OLIN COR COMPA 680665205 637000 23635 SH DFND 23635 0 0 OMNICARE NOTE3 681904AQ1 101539000 71000000 PRN DFND 71000000 0 0 OMNICARE DBCV3 681904AR9 13714000 11000000 SH DFND 11000000 0 0 OMEGA HE COM 681936100 830000 24175 SH DFND 24175 0 0 ON SEMIC COM 682189105 3368000 288100 SH DFND 288100 0 0 ORACLE C COM 68389X105 3022000 75000 SH DFND 75000 0 0 ORBCOMM COM 68555P100 68000 10000 SH DFND 10000 0 0 ORCHIDS COM 68572N104 963000 40000 SH DFND 40000 0 0 OREXIGEN NOTE2 686164AB0 14928000 16075000 PRN DFND 16075000 0 0 ORION EN COM 686275108 376000 150000 SH DFND 150000 0 0 OTONOMY COM 68906L105 623000 27106 SH DFND 27106 0 0 PBF ENER CLA 69318G106 557000 19601 SH DFND 19601 0 0 PDC ENER COM 69327R101 5738000 106975 SH DFND 106975 0 0 PNC FINL COM 693475105 8130000 85000 SH DFND 85000 0 0 PNM RES COM 69349H107 494000 20075 SH DFND 20075 0 0 PPG INDS COM 693506107 14554000 126868 SH DFND 126868 0 0 PRA GROU COM 69354N106 946000 15182 SH DFND 15182 0 0 PVH CORP COM 693656100 2713000 23554 SH DFND 23554 0 0 PACKAGIN COM 695156109 17553000 280889 SH DFND 280889 0 0 PALO ALT COM 697435105 20483000 117245 SH DFND 117245 0 0 PANDORA COM 698354107 3936000 253260 SH DFND 253260 0 0 PANERA B CLA 69840W108 8458000 48395 SH DFND 48395 0 0 PAPA JOH COM 698813102 1246000 16485 SH DFND 16485 0 0 PARSLEY CLA 701877102 6227000 357442 SH DFND 357442 0 0 PATTERSO COM 703481101 942000 50054 SH DFND 50054 0 0 PENNSYLV SHBEN 709102107 829000 38848 SH DFND 38848 0 0 PEPSICO COM 713448108 48000 265100 SH Call DFND 265100 0 0 PEPSICO COM 713448108 63866000 684235 SH DFND 684235 0 0 PHILIP M COM 718172109 47297000 589954 SH DFND 589954 0 0 PIEDMONT COMCL 720190206 924000 52550 SH DFND 52550 0 0 PINNACLE COM 723484101 703000 12355 SH DFND 12355 0 0 PINNACLE COM 72348P104 8968000 196925 SH DFND 196925 0 0 PIONEER COM 723787107 7525000 54255 SH DFND 54255 0 0 PLUG POW COMNE 72919P202 1152000 470000 SH DFND 470000 0 0 POLARIS COM 731068102 460000 3103 SH DFND 3103 0 0 POLYONE COM 73179P106 13508000 344867 SH DFND 344867 0 0 POST HLD COM 737446104 54521000 1010959 SH DFND 1010959 0 0 POST PPT COM 737464107 211000 3874 SH DFND 3874 0 0 POTLATCH COM 737630103 3228000 91400 SH DFND 91400 0 0 POWERSHS DOLLI 73936D107 939000 37500 SH DFND 37500 0 0 PRAXAIR COM 74005P104 10616000 88800 SH DFND 88800 0 0 PRECISIO COM 740189105 28794000 144065 SH DFND 144065 0 0 PRICELIN DEBT1 741503AQ9 19928000 15000000 SH DFND 15000000 0 0 PRINCIPA COM 74251V102 412000 8030 SH DFND 8030 0 0 PROCTER COM 742718109 6259000 80000 SH DFND 80000 0 0 PROGRESS COM 743315103 13823000 496700 SH DFND 496700 0 0 PROLOGIS COM 74340W103 10599000 285680 SH DFND 285680 0 0 PROSHARE ULTRA 74347W882 29700000 1200000 SH DFND 1200000 0 0 PROTALIX NOTE4 74365AAB7 7929000 10000000 PRN DFND 10000000 0 0 PUBLIC S COM 74460D109 292000 1584 SH DFND 1584 0 0 QTS RLTY COMCL 74736A103 1288000 35324 SH DFND 35324 0 0 QORVO IN COM 74736K101 468000 5829 SH DFND 5829 0 0 QUALCOMM COM 747525103 2035000 32500 SH DFND 32500 0 0 QUANTA S COM 74762E102 9931000 344583 SH DFND 344583 0 0 RLJ LODG COM 74965L101 9485000 318502 SH DFND 318502 0 0 RPM INTL COM 749685103 437000 8929 SH DFND 8929 0 0 RTI INTL NOTE1 74973WAB3 35127000 32300000 PRN DFND 32300000 0 0 RSP PERM COM 74978Q105 843000 29999 SH DFND 29999 0 0 RAMBUS I NOTE1 750917AE6 1332000 1000000 PRN DFND 1000000 0 0 RAYMOND COM 754730109 1311000 22000 SH DFND 22000 0 0 REALOGY COM 75605Y106 450000 9634 SH DFND 9634 0 0 RECEPTOS COM 756207106 1402000 7377 SH DFND 7377 0 0 RED ROBI COM 75689M101 438000 5106 SH DFND 5106 0 0 REGIONS COM 7591EP100 398000 38432 SH DFND 38432 0 0 RELYPSA COM 759531106 2538000 76700 SH DFND 76700 0 0 REPUBLIC COM 760759100 22343000 570410 SH DFND 570410 0 0 RESOLUTE COM 76117W109 7589000 674542 SH DFND 674542 0 0 RESTORAT DBCV7 761283AB6 13397000 13500000 SH DFND 13500000 0 0 RETAIL O COM 76131N101 881000 56409 SH DFND 56409 0 0 RETAIL P CLA 76131V202 1009000 72425 SH DFND 72425 0 0 REX ENER COM 761565100 6518000 1166075 SH DFND 1166075 0 0 REYNOLDS COM 761713106 1159000 15527 SH DFND 15527 0 0 RICE ENE COM 762760106 1291000 61975 SH DFND 61975 0 0 RING ENE COM 76680V108 807000 72100 SH DFND 72100 0 0 RITE AID COM 767754104 2907000 348187 SH DFND 348187 0 0 ROCK-TEN CLA 772739207 24079000 399987 SH DFND 399987 0 0 ROCKWELL COM 774374102 24154000 1498408 SH DFND 1498408 0 0 ROGERS C COM 775133101 453000 6847 SH DFND 6847 0 0 RUCKUS W COM 781220108 7577000 732790 SH DFND 732790 0 0 RYLAND G NOTE1 783764AQ6 13635000 9000000 PRN DFND 9000000 0 0 RYMAN HO COM 78377T107 9126000 171837 SH DFND 171837 0 0 SL GREEN COM 78440X101 7683000 69911 SH DFND 69911 0 0 SPDR S&P COM 78462F103 115000 75000 SH Call DFND 75000 0 0 SPDR S&P COM 78462F103 566000 155000 SH Put DFND 155000 0 0 SPDR S&P TRUNI 78462F103 2058000 10000 SH DFND 10000 0 0 SPX CORP COM 784635104 17032000 235288 SH DFND 235288 0 0 SPS COMM COM 78463M107 239000 3632 SH DFND 3632 0 0 SPDR SER COM 78464A698 121000 100000 SH Put DFND 100000 0 0 SPDR SER S&PRE 78464A698 1766000 40000 SH DFND 40000 0 0 SPDR SER COM 78464A870 13000 18400 SH Put DFND 18400 0 0 SPDR S&P UTSER 78467Y107 10771000 39425 SH DFND 39425 0 0 SVB FINL COM 78486Q101 608000 4226 SH DFND 4226 0 0 SAIA INC COM 78709Y105 608000 15472 SH DFND 15472 0 0 SALESFOR COM 79466L302 10913000 156732 SH DFND 156732 0 0 SALESFOR NOTE0 79466LAD6 1218000 1000000 PRN DFND 1000000 0 0 SALLY BE COM 79546E104 614000 19457 SH DFND 19457 0 0 SANCHEZ COM 79970Y105 4420000 451000 SH DFND 451000 0 0 SANDISK COM 80004C101 13864000 238138 SH DFND 238138 0 0 SANDISK NOTE1 80004CAD3 22637000 17500000 PRN DFND 17500000 0 0 SANDISK NOTE0 80004CAF8 974000 1000000 PRN DFND 1000000 0 0 SANOFI RIGHT 80105N113 848000 1211660 SH DFND 1211660 0 0 SANTANDE COM 80283M101 6443000 251977 SH DFND 251977 0 0 SCHWAB C COM 808513105 16000 32700 SH Put DFND 32700 0 0 SCHWAB C COM 808513105 111724000 3421873 SH DFND 3421873 0 0 SCHWEITZ COM 808541106 235000 5904 SH DFND 5904 0 0 SCOTTS M CLA 810186106 10702000 180741 SH DFND 180741 0 0 SEACOR H NOTE2 811904AM3 13940000 13600000 PRN DFND 13600000 0 0 SELECT S COM 81369Y605 21000 50000 SH Put DFND 50000 0 0 SELECT S SBIIN 81369Y605 244000 10000 SH DFND 10000 0 0 SELECT C COM 81616X103 678000 22547 SH DFND 22547 0 0 SEMTECH COM 816850101 424000 21372 SH DFND 21372 0 0 SEMPRA E COM 816851109 3153000 31867 SH DFND 31867 0 0 SENIOR H SHBEN 81721M109 808000 46039 SH DFND 46039 0 0 SEQUENOM COM 817337405 58000 500000 SH Call DFND 500000 0 0 SEQUENOM NOTE5 817337AB4 4854000 5000000 PRN DFND 5000000 0 0 SEQUENOM NOTE5 817337AC2 11770000 12000000 PRN DFND 12000000 0 0 SERVICEM COM 81761R109 259000 7167 SH DFND 7167 0 0 SERVICEN COM 81762P102 6174000 83079 SH DFND 83079 0 0 SERVICEN NOTE1 81762PAB8 17622000 15000000 PRN DFND 15000000 0 0 SHUTTERF NOTE0 82568PAB2 1011000 1000000 PRN DFND 1000000 0 0 SIENTRA COM 82621J105 1088000 43129 SH DFND 43129 0 0 SIGNATUR COM 82669G104 769000 5252 SH DFND 5252 0 0 SILGAN H COM 827048109 12207000 231365 SH DFND 231365 0 0 SIMON PP COM 828806109 3077000 17786 SH DFND 17786 0 0 SINCLAIR CLA 829226109 543000 19457 SH DFND 19457 0 0 SKECHERS CLA 830566105 529000 4822 SH DFND 4822 0 0 SKYWORKS COM 83088M102 3554000 34144 SH DFND 34144 0 0 SMUCKER COMNE 832696405 22555000 208050 SH DFND 208050 0 0 SNYDERS- COM 833551104 8633000 267510 SH DFND 267510 0 0 SONIC CO COM 835451105 1004000 34871 SH DFND 34871 0 0 SONOCO P COM 835495102 15430000 360000 SH DFND 360000 0 0 SONUS NE COMNE 835916503 503000 72678 SH DFND 72678 0 0 SOUTHWES COM 844895102 5244000 98550 SH DFND 98550 0 0 SOUTHWES COM 845467109 822000 36155 SH DFND 36155 0 0 SOVRAN S COM 84610H108 624000 7179 SH DFND 7179 0 0 SPARTANN COM 847215100 744000 22871 SH DFND 22871 0 0 SPRINGLE COM 85172J101 3593000 78271 SH DFND 78271 0 0 SPROUTS COM 85208M102 8638000 320148 SH DFND 320148 0 0 STAG IND COM 85254J102 921000 46068 SH DFND 46068 0 0 STANDARD NOTE1 85375CBC4 12241000 10000000 PRN DFND 10000000 0 0 STARWOOD COM 85571B105 3908000 181181 SH DFND 181181 0 0 STARWOOD COM 85590A401 153000 171500 SH Call DFND 171500 0 0 STARWOOD COM 85590A401 8402000 103614 SH DFND 103614 0 0 STEEL DY COM 858119100 8000 161200 SH Call DFND 161200 0 0 STEEL DY COM 858119100 20745000 1001457 SH DFND 1001457 0 0 STEPAN C COM 858586100 924000 17073 SH DFND 17073 0 0 STERLING COM 85917A100 1029000 70000 SH DFND 70000 0 0 STRATEGI COM 86272T106 481000 39649 SH DFND 39649 0 0 SUMMIT H COM 866082100 146000 11186 SH DFND 11186 0 0 SUNCOR E COM 867224107 3016000 109600 SH DFND 109600 0 0 SUNSTONE COM 867892101 256000 17037 SH DFND 17037 0 0 SUPERIOR COM 868157108 3201000 152129 SH DFND 152129 0 0 SUPERVAL COM 868536103 184000 22705 SH DFND 22705 0 0 SUSQUEHA COM 869099101 21152000 1498052 SH DFND 1498052 0 0 SYNERGY COM 87164P103 7496000 655858 SH DFND 655858 0 0 TJX COS COM 872540109 20717000 313089 SH DFND 313089 0 0 T MOBILE COM 872590104 1356000 34972 SH DFND 34972 0 0 TTM TECH COM 87305R109 431000 43102 SH DFND 43102 0 0 TAIWAN S SPONS 874039100 5019000 221000 SH DFND 221000 0 0 TAKE-TWO COM 874054109 867000 31446 SH DFND 31446 0 0 TAKE-TWO NOTE1 874054AD1 20734000 15000000 PRN DFND 15000000 0 0 TASER IN COM 87651B104 498000 14965 SH DFND 14965 0 0 TECK RES CLB 878742204 8562000 864000 SH DFND 864000 0 0 TELEPHON COMNE 879433829 808000 27469 SH DFND 27469 0 0 TELETECH COM 879939106 258000 9522 SH DFND 9522 0 0 TENNECO COM 880349105 8480000 147627 SH DFND 147627 0 0 TESCO CO COM 88157K101 137000 12598 SH DFND 12598 0 0 TESLA MT COM 88160R101 1073000 4000 SH DFND 4000 0 0 TESLA MT NOTE1 88160RAA9 55633000 25500000 PRN DFND 25500000 0 0 TETRA TE COM 88162F105 461000 72300 SH DFND 72300 0 0 TESSERA COM 88164L100 543000 14295 SH DFND 14295 0 0 TETRAPHA COM 88165N105 1898000 40000 SH DFND 40000 0 0 THERAPEU COM 88338N107 2287000 291000 SH DFND 291000 0 0 THERMO F COM 883556102 458000 3533 SH DFND 3533 0 0 TOWERS W CLA 891894107 36827000 292741 SH DFND 292741 0 0 TOTAL SY COM 891906109 626000 14981 SH DFND 14981 0 0 TRACTOR COM 892356106 335000 3723 SH DFND 3723 0 0 TRANSENT COMNE 89366M201 788000 262558 SH DFND 262558 0 0 TRAVELER COM 89417E109 219000 2266 SH DFND 2266 0 0 TREEHOUS COM 89469A104 498000 6144 SH DFND 6144 0 0 TRIMBLE COM 896239100 468000 19964 SH DFND 19964 0 0 TRIUMPH COM 896818101 859000 13022 SH DFND 13022 0 0 TRIPADVI COM 896945201 1355000 15552 SH DFND 15552 0 0 TRUECAR COM 89785L107 7124000 594192 SH DFND 594192 0 0 TUTOR PE COM 901109108 891000 41300 SH DFND 41300 0 0 TWITTER COM 90184L102 130000 104000 SH Call DFND 104000 0 0 TWITTER COM 90184L102 19289000 532541 SH DFND 532541 0 0 TYSON FO CLA 902494103 30939000 725758 SH DFND 725758 0 0 UDR INC COM 902653104 569000 17776 SH DFND 17776 0 0 UGI CORP COM 902681105 219000 6354 SH DFND 6354 0 0 USA TRUC COM 902925106 315000 14821 SH DFND 14821 0 0 US BANCO COMNE 902973304 5389000 124175 SH DFND 124175 0 0 U S SILI COM 90346E103 3486000 118727 SH DFND 118727 0 0 UBIQUITI COM 90347A100 26453000 828867 SH DFND 828867 0 0 ULTA SAL COM 90384S303 1115000 7216 SH DFND 7216 0 0 UMPQUA H COM 904214103 640000 35562 SH DFND 35562 0 0 UNION PA COM 907818108 462000 4844 SH DFND 4844 0 0 UNITED R COM 911363109 13669000 156000 SH DFND 156000 0 0 UNITED S COM 91232N108 37000 1450000 SH Call DFND 1450000 0 0 UNITED S UNITS 91232N108 1417000 71278 SH DFND 71278 0 0 UNITED T COM 913017109 13906000 125356 SH DFND 125356 0 0 UNITEDHE COM 91324P102 592000 4852 SH DFND 4852 0 0 UNIVERSA CLB 913903100 613000 4315 SH DFND 4315 0 0 V F CORP COM 918204108 41547000 595736 SH DFND 595736 0 0 VAIL RES COM 91879Q109 818000 7491 SH DFND 7491 0 0 VALE S A ADRRE 91912E204 4402000 871600 SH DFND 871600 0 0 VALERO E COM 91913Y100 3900000 62300 SH DFND 62300 0 0 VANTIV I CLA 92210H105 796000 20837 SH DFND 20837 0 0 VECTREN COM 92240G101 690000 17928 SH DFND 17928 0 0 VENTAS I COM 92276F100 5229000 84223 SH DFND 84223 0 0 VERIFONE COM 92342Y109 2026000 59669 SH DFND 59669 0 0 VERISIGN SDCV3 92343EAD4 13817000 7500000 SH DFND 7500000 0 0 VERIZON COM 92343V104 649000 13927 SH DFND 13927 0 0 VERISK A COM 92345Y106 614000 8437 SH DFND 8437 0 0 VIACOM I CLB 92553P201 585000 9052 SH DFND 9052 0 0 VISA INC COMCL 92826C839 6178000 92000 SH DFND 92000 0 0 VITAMIN COM 92849E101 5663000 151954 SH DFND 151954 0 0 VMWARE I COM 928563402 17000 40000 SH Call DFND 40000 0 0 VMWARE I CLACO 928563402 8737000 101901 SH DFND 101901 0 0 VONAGE H COM 92886T201 706000 143693 SH DFND 143693 0 0 VOYA FIN COM 929089100 806000 17345 SH DFND 17345 0 0 WABASH N NOTE3 929566AH0 4458000 3550000 PRN DFND 3550000 0 0 WABTEC C COM 929740108 269000 2854 SH DFND 2854 0 0 WAL-MART COM 931142103 18063000 254664 SH DFND 254664 0 0 WEINGART SHBEN 948741103 6959000 212890 SH DFND 212890 0 0 WERNER E COM 950755108 11812000 450000 SH DFND 450000 0 0 WESCO IN DBCV6 95082PAH8 36360000 15000000 SH DFND 15000000 0 0 WEST COR COM 952355204 214000 7116 SH DFND 7116 0 0 WESTERN COM 957638109 414000 12276 SH DFND 12276 0 0 WESTERN COM 958102105 4475000 57062 SH DFND 57062 0 0 WESTERN COM 959319104 449000 10290 SH DFND 10290 0 0 WESTLAKE COM 960413102 975000 14212 SH DFND 14212 0 0 WHIRLPOO COM 963320106 509000 2942 SH DFND 2942 0 0 WHITEWAV COM 966244105 8523000 174358 SH DFND 174358 0 0 WHITING COM 966387102 9190000 273515 SH DFND 273515 0 0 WILLIAMS COM 969457100 993000 17295 SH DFND 17295 0 0 WINTRUST COM 97650W108 2875000 53868 SH DFND 53868 0 0 WORKDAY NOTE0 98138HAC5 4516000 4000000 PRN DFND 4000000 0 0 WRIGHT M NOTE2 98235TAC1 19541000 16485000 PRN DFND 16485000 0 0 WYNN RES COM 983134107 2120000 21484 SH DFND 21484 0 0 XEROX CO COM 984121103 497000 46675 SH DFND 46675 0 0 XOOM COR COM 98419Q101 21210000 1007342 SH DFND 1007342 0 0 YAHOO IN NOTE1 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