0001132716-16-000044.txt : 20161006 0001132716-16-000044.hdr.sgml : 20161006 20161006150906 ACCESSION NUMBER: 0001132716-16-000044 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20161006 DATE AS OF CHANGE: 20161006 EFFECTIVENESS DATE: 20161006 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 161924779 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001132716 XXXXXXXX 03-31-2015 03-31-2015 true 6 RESTATEMENT UBS OCONNOR LLC

ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL 60606

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3143 SH DFND 3143 0 0 KROGER C COM 501044101 11960000 156008 SH DFND 156008 0 0 KYTHERA COM 501570105 1268000 25278 SH DFND 25278 0 0 L BRANDS COM 501797104 22454000 238133 SH DFND 238133 0 0 LCNB COR COM 50181P100 206000 13449 SH DFND 13449 0 0 LKQ CORP COM 501889208 1282000 50144 SH DFND 50144 0 0 LA QUINT COM 50420D108 873000 36848 SH DFND 36848 0 0 LAM RESE COM 512807108 382000 5442 SH DFND 5442 0 0 LAREDO P COM 516806106 3642000 279266 SH DFND 279266 0 0 LASALLE COMSH 517942108 263000 6779 SH DFND 6779 0 0 LAUDER E CLA 518439104 7069000 85000 SH DFND 85000 0 0 LEAR COR COMNE 521865204 10012000 90345 SH DFND 90345 0 0 LEGG MAS COM 524901105 2438000 44162 SH DFND 44162 0 0 LEVEL 3 COMNE 52729N308 443000 8219 SH DFND 8219 0 0 LEXINGTO COM 529043101 2399000 244000 SH DFND 244000 0 0 LEXMARK CLA 529771107 280000 6617 SH DFND 6617 0 0 LIBERTY SHBEN 531172104 1428000 40000 SH DFND 40000 0 0 LIBERTY NOTE1 531229AB8 1003000 1000000 PRN DFND 1000000 0 0 LIFEPOIN COM 53219L109 463000 6297 SH DFND 6297 0 0 LYON WIL CLANE 552074700 2066000 80000 SH DFND 80000 0 0 M & T BK COM 55261F104 3789000 29834 SH DFND 29834 0 0 MGM RESO COM 552953101 4801000 228276 SH DFND 228276 0 0 MGM RESO NOTE4 55303QAE0 15517000 13693000 PRN DFND 13693000 0 0 MRC GLOB COM 55345K103 11963000 1009509 SH DFND 1009509 0 0 MSC INDL CLA 553530106 9870000 136700 SH DFND 136700 0 0 MACERICH COM 554382101 14000 10100 SH Put DFND 10100 0 0 MACYS IN COM 55616P104 22879000 352477 SH DFND 352477 0 0 MAGNA IN COM 559222401 21571000 402000 SH DFND 402000 0 0 MARRIOTT CLA 571903202 865000 10765 SH DFND 10765 0 0 MASCO CO COM 574599106 281000 10531 SH DFND 10531 0 0 MASTEC I COM 576323109 609000 31529 SH DFND 31529 0 0 MASTERCA CLA 57636Q104 6273000 72617 SH DFND 72617 0 0 MATSON I COM 57686G105 396000 9390 SH DFND 9390 0 0 MATTEL I COM 577081102 12377000 541643 SH DFND 541643 0 0 MAXIMUS COM 577933104 483000 7237 SH DFND 7237 0 0 MCDONALD COM 580135101 12000 25300 SH Call DFND 25300 0 0 MCDONALD COM 580135101 26700000 274013 SH DFND 274013 0 0 MEAD JOH COM 582839106 1244000 12375 SH DFND 12375 0 0 MEMORIAL COM 58605Q109 3597000 202765 SH DFND 202765 0 0 MERCADOL COM 58733R102 1197000 9770 SH DFND 9770 0 0 MEREDITH COM 589433101 343000 6156 SH DFND 6156 0 0 METHODE COM 591520200 995000 21161 SH DFND 21161 0 0 MICROSOF COM 594918104 23265000 572243 SH DFND 572243 0 0 MICRON T COM 595112103 27000 70800 SH Call DFND 70800 0 0 MICRON T COM 595112103 62696000 2310958 SH DFND 2310958 0 0 MICRON T NOTE2 595112AW3 91955000 32500000 PRN DFND 32500000 0 0 MID-AMER COM 59522J103 1663000 21526 SH DFND 21526 0 0 MIDDLEBY COM 596278101 7777000 75761 SH DFND 75761 0 0 MILLER H COM 600544100 379000 13643 SH DFND 13643 0 0 MOBILEIR COMNE 60739U204 5821000 628671 SH DFND 628671 0 0 MOHAWK I COM 608190104 19025000 102423 SH DFND 102423 0 0 MOLSON C CLB 60871R209 1861000 25000 SH DFND 25000 0 0 MONDELEZ COM 609207105 524000 452300 SH Call DFND 452300 0 0 MONDELEZ CLA 609207105 30119000 834542 SH DFND 834542 0 0 MONSANTO COM 61166W101 304000 94100 SH Put DFND 94100 0 0 MONSANTO COM 61166W101 39307000 349268 SH DFND 349268 0 0 MOSAIC C COM 61945C103 11595000 251747 SH DFND 251747 0 0 MURPHY U COM 626755102 617000 8529 SH DFND 8529 0 0 MYRIAD G COM 62855J104 7332000 207132 SH DFND 207132 0 0 NRG ENER COMNE 629377508 641000 25452 SH DFND 25452 0 0 NASDAQ O COM 631103108 1112000 21838 SH DFND 21838 0 0 NATIONAL COM 637417106 900000 21957 SH DFND 21957 0 0 NATIONST COM 63861C109 566000 22853 SH DFND 22853 0 0 NAVISTAR COM 63934E108 38001000 1288180 SH DFND 1288180 0 0 NEOTHETI COM 64066G101 548000 66698 SH DFND 66698 0 0 NETSUITE COM 64118Q107 4562000 49177 SH DFND 49177 0 0 NETSUITE NOTE0 64118QAB3 19214000 18500000 PRN DFND 18500000 0 0 NEUSTAR CLA 64126X201 534000 21699 SH DFND 21699 0 0 NEWFIELD COM 651290108 5500000 156751 SH DFND 156751 0 0 NEWPARK COMPA 651718504 3197000 350953 SH DFND 350953 0 0 NEWS COR CLB 65249B208 494000 31155 SH DFND 31155 0 0 NEXTERA COM 65339F101 4199000 40352 SH DFND 40352 0 0 NEXTERA COMUN 65341B106 1204000 27478 SH DFND 27478 0 0 NIKE INC CLB 654106103 20464000 203965 SH DFND 203965 0 0 NIMBLE S COM 65440R101 1939000 86901 SH DFND 86901 0 0 NORFOLK COM 655844108 71000 104500 SH Put DFND 104500 0 0 NORFOLK COM 655844108 25677000 249484 SH DFND 249484 0 0 NORTHERN COM 665859104 1045000 15000 SH DFND 15000 0 0 NORTHROP COM 666807102 895000 5563 SH DFND 5563 0 0 NORTHWES COMNE 668074305 3905000 72597 SH DFND 72597 0 0 NUANCE C NOTE2 67020YAF7 998000 1000000 PRN DFND 1000000 0 0 NVIDIA C COM 67066G104 4827000 230669 SH DFND 230669 0 0 NVIDIA C NOTE1 67066GAC8 1184000 1000000 PRN DFND 1000000 0 0 OFG BANC COM 67103X102 445000 27252 SH DFND 27252 0 0 OSI SYST COM 671044105 301000 4058 SH DFND 4058 0 0 OCH ZIFF CLA 67551U105 265000 21000 SH DFND 21000 0 0 OLD DOMI COM 679580100 508000 6576 SH DFND 6576 0 0 OMEGA HE COM 681936100 1726000 42548 SH DFND 42548 0 0 ON SEMIC COM 682189105 125000 10315 SH DFND 10315 0 0 ONEOK IN COM 682680103 256000 5309 SH DFND 5309 0 0 ORACLE C COM 68389X105 11755000 272429 SH DFND 272429 0 0 ORBCOMM COM 68555P100 925000 155000 SH DFND 155000 0 0 OREXIGEN NOTE2 686164AB0 17219000 15000000 PRN DFND 15000000 0 0 ORION EN COM 686275108 314000 100000 SH DFND 100000 0 0 OTONOMY COM 68906L105 707000 20000 SH DFND 20000 0 0 OWENS IL COMNE 690768403 1041000 44630 SH DFND 44630 0 0 OXFORD I COM 691497309 509000 6752 SH DFND 6752 0 0 PDC ENER COM 69327R101 3056000 56554 SH DFND 56554 0 0 PG&E COR COM 69331C108 2077000 39139 SH DFND 39139 0 0 PNM RES COM 69349H107 5233000 179210 SH DFND 179210 0 0 PPG INDS COM 693506107 297000 1315 SH DFND 1315 0 0 PPL CORP COM 69351T106 11672000 346760 SH DFND 346760 0 0 PRA GROU COM 69354N106 302000 5556 SH DFND 5556 0 0 PVH CORP COM 693656100 325000 73300 SH Call DFND 73300 0 0 PVH CORP COM 693656100 17310000 162440 SH DFND 162440 0 0 PACKAGIN COM 695156109 25440000 325360 SH DFND 325360 0 0 PACWEST COM 695263103 3817000 81399 SH DFND 81399 0 0 PANDORA COM 698354107 1209000 74575 SH DFND 74575 0 0 PAPA JOH COM 698813102 318000 5142 SH DFND 5142 0 0 PARSLEY CLA 701877102 5287000 330862 SH DFND 330862 0 0 PATTERSO COM 703481101 7492000 399016 SH DFND 399016 0 0 PENN NAT COM 707569109 1440000 91979 SH DFND 91979 0 0 PENN VA COM 707882106 2517000 388439 SH DFND 388439 0 0 PEPSICO COM 713448108 70000 105500 SH Call DFND 105500 0 0 PEPSICO COM 713448108 21818000 228178 SH DFND 228178 0 0 PIEDMONT COMCL 720190206 561000 30126 SH DFND 30126 0 0 PILGRIMS COM 72147K108 264000 11688 SH DFND 11688 0 0 PINNACLE COM 723456109 28974000 802821 SH DFND 802821 0 0 PINNACLE COM 723484101 3751000 58836 SH DFND 58836 0 0 PINNACLE COM 72348P104 32851000 804975 SH DFND 804975 0 0 PIONEER COM 723787107 2289000 14000 SH DFND 14000 0 0 PLUG POW COMNE 72919P202 1217000 470000 SH DFND 470000 0 0 POLARIS COM 731068102 298000 2110 SH DFND 2110 0 0 POLYONE COM 73179P106 11931000 319428 SH DFND 319428 0 0 PORTLAND COMNE 736508847 4325000 116605 SH DFND 116605 0 0 POST HLD COM 737446104 27353000 583969 SH DFND 583969 0 0 POTLATCH COM 737630103 1502000 37500 SH DFND 37500 0 0 PRAXAIR COM 74005P104 24225000 200641 SH DFND 200641 0 0 PRICELIN DEBT1 741503AQ9 20074000 15000000 SH DFND 15000000 0 0 PROCTER COM 742718109 16388000 200000 SH DFND 200000 0 0 PROTALIX NOTE4 74365AAB7 8619000 11000000 PRN DFND 11000000 0 0 PULTE GR COM 745867101 1778000 80000 SH DFND 80000 0 0 QAD INC CLA 74727D306 834000 34467 SH DFND 34467 0 0 QUAD / G COMCL 747301109 389000 16944 SH DFND 16944 0 0 QEP RES COM 74733V100 363000 17399 SH DFND 17399 0 0 QTS RLTY COMCL 74736A103 1638000 45000 SH DFND 45000 0 0 QUALCOMM COM 747525103 1151000 16606 SH DFND 16606 0 0 QUANTA S COM 74762E102 10817000 379131 SH DFND 379131 0 0 QUANTUM NOTE4 747906AJ4 5263000 4500000 PRN DFND 4500000 0 0 RLJ LODG COM 74965L101 263000 8394 SH DFND 8394 0 0 RPM INTL COM 749685103 15596000 324986 SH DFND 324986 0 0 RPX CORP COM 74972G103 481000 33447 SH DFND 33447 0 0 RTI INTL NOTE1 74973WAB3 30984000 27000000 PRN DFND 27000000 0 0 RAMBUS I NOTE1 750917AE6 1216000 1000000 PRN DFND 1000000 0 0 REALTY I COM 756109104 872000 16906 SH DFND 16906 0 0 RED ROBI COM 75689M101 1292000 14854 SH DFND 14854 0 0 REDWOOD COM 758075402 20334000 1137864 SH DFND 1137864 0 0 REGAL BE COM 758750103 1214000 15184 SH DFND 15184 0 0 REGIONS COM 7591EP100 316000 33389 SH DFND 33389 0 0 RELYPSA COM 759531106 1279000 35452 SH DFND 35452 0 0 REPUBLIC COM 760759100 29678000 731694 SH DFND 731694 0 0 RESOLUTE COM 76117W109 6684000 387462 SH DFND 387462 0 0 RESTORAT COM 761283100 3608000 36379 SH DFND 36379 0 0 RETAIL P CLA 76131V202 1299000 81064 SH DFND 81064 0 0 REX ENER COM 761565100 3125000 839950 SH DFND 839950 0 0 RICE ENE COM 762760106 969000 44512 SH DFND 44512 0 0 RIO TINT COM 767204100 149000 470200 SH Put DFND 470200 0 0 RIO TINT SPONS 767204100 22956000 554499 SH DFND 554499 0 0 RITE AID COM 767754104 1954000 224867 SH DFND 224867 0 0 RIVERBED COM 768573107 29185000 1395757 SH DFND 1395757 0 0 ROCK-TEN CLA 772739207 643000 9974 SH DFND 9974 0 0 ROCKWELL COM 774374102 2716000 248525 SH DFND 248525 0 0 ROSETTA COM 777779307 519000 30481 SH DFND 30481 0 0 ROVI COR COM 779376102 2832000 155514 SH DFND 155514 0 0 RUCKUS W COM 781220108 3102000 240996 SH DFND 240996 0 0 RUSH ENT CLA 781846209 237000 8666 SH DFND 8666 0 0 RYLAND G NOTE1 783764AQ6 12683000 8000000 PRN DFND 8000000 0 0 SPDR S&P COM 78462F103 3000 60000 SH Call DFND 60000 0 0 SPDR S&P COM 78462F103 874000 281500 SH Put DFND 281500 0 0 SPDR S&P TRUNI 78462F103 1858000 9000 SH DFND 9000 0 0 SPX CORP COM 784635104 16120000 189869 SH DFND 189869 0 0 SPDR SER COM 78464A698 18000 50000 SH Put DFND 50000 0 0 SPDR SER S&PRE 78464A714 4648000 46000 SH DFND 46000 0 0 SPDR SER COM 78464A730 178000 625000 SH Put DFND 625000 0 0 SPDR S&P UTSER 78467Y107 10202000 36800 SH DFND 36800 0 0 ST JUDE COM 790849103 282000 4306 SH DFND 4306 0 0 SALESFOR COM 79466L302 3780000 56573 SH DFND 56573 0 0 SALESFOR NOTE0 79466LAD6 1200000 1000000 PRN DFND 1000000 0 0 SALIX PH COM 795435106 135870000 786238 SH DFND 786238 0 0 SANCHEZ COM 79970Y105 3031000 232981 SH DFND 232981 0 0 SANDISK NOTE0 80004CAF8 12304000 12279000 PRN DFND 12279000 0 0 SANGAMO COM 800677106 784000 50000 SH DFND 50000 0 0 SANOFI RIGHT 80105N113 822000 1211660 SH DFND 1211660 0 0 SAP SE SPONA 803054204 902000 12500 SH DFND 12500 0 0 SCHLUMBE COM 806857108 2339000 28035 SH DFND 28035 0 0 SCHWAB C COM 808513105 96033000 3154840 SH DFND 3154840 0 0 SCOTTS M CLA 810186106 7663000 114080 SH DFND 114080 0 0 SCRIPPS CLACO 811065101 15021000 219094 SH DFND 219094 0 0 SEACOR H COM 811904101 263000 3768 SH DFND 3768 0 0 SELECT S COM 81369Y886 166000 50000 SH Put DFND 50000 0 0 SEQUENOM NOTE5 817337AB4 14703000 14000000 PRN DFND 14000000 0 0 SERVICEN NOTE1 81762PAB8 9771000 7968000 PRN DFND 7968000 0 0 SHERWIN COM 824348106 607000 2133 SH DFND 2133 0 0 SHUTTERF NOTE0 82568PAB2 992000 1000000 PRN DFND 1000000 0 0 SIENTRA COM 82621J105 1313000 68400 SH DFND 68400 0 0 SIGNATUR COM 82669G104 1101000 8500 SH DFND 8500 0 0 SIMON PP COM 828806109 1565000 8000 SH DFND 8000 0 0 SINCLAIR CLA 829226109 385000 12264 SH DFND 12264 0 0 SKECHERS CLA 830566105 386000 5374 SH DFND 5374 0 0 SMUCKER COMNE 832696405 22599000 195277 SH DFND 195277 0 0 SNYDERS- COM 833551104 6929000 216801 SH DFND 216801 0 0 SOLERA H COM 83421A104 459000 8885 SH DFND 8885 0 0 SONOCO P COM 835495102 14856000 326782 SH DFND 326782 0 0 SOUTHWES COM 844741108 1608000 36300 SH DFND 36300 0 0 SOUTHWES COM 844895102 234000 4015 SH DFND 4015 0 0 SOUTHWES COM 845467109 748000 32274 SH DFND 32274 0 0 SPARTANN COM 847215100 643000 20377 SH DFND 20377 0 0 SPRINGLE COM 85172J101 820000 15830 SH DFND 15830 0 0 SPROUTS COM 85208M102 12353000 350627 SH DFND 350627 0 0 STAGE ST COMNE 85254C305 260000 11359 SH DFND 11359 0 0 STANDARD COM 85375C101 1866000 207279 SH DFND 207279 0 0 STANDARD NOTE1 85375CBC4 11121000 9000000 PRN DFND 9000000 0 0 STANDEX COM 854231107 482000 5867 SH DFND 5867 0 0 STANLEY COM 854502101 21229000 222620 SH DFND 222620 0 0 STARWOOD COM 85590A401 4462000 53440 SH DFND 53440 0 0 STEEL DY COM 858119100 29291000 1457281 SH DFND 1457281 0 0 STEIN MA COM 858375108 136000 10961 SH DFND 10961 0 0 STEPAN C COM 858586100 516000 12379 SH DFND 12379 0 0 STERLING COM 85917A100 1158000 86362 SH DFND 86362 0 0 STILLWAT COM 86074Q102 387000 29966 SH DFND 29966 0 0 STRATEGI COM 86272T106 154000 12400 SH DFND 12400 0 0 SUNSHINE COM 86782U106 106000 25000 SH DFND 25000 0 0 SUNSTONE COM 867892101 231000 13864 SH DFND 13864 0 0 SUNTRUST COM 867914103 11000 10100 SH Put DFND 10100 0 0 SUNTRUST COM 867914103 8187000 199255 SH DFND 199255 0 0 SUPERIOR COM 868157108 1085000 48550 SH DFND 48550 0 0 SUSQUEHA COM 869099101 6499000 474036 SH DFND 474036 0 0 SWIFT TR CLA 87074U101 288000 11062 SH DFND 11062 0 0 SYKES EN COM 871237103 228000 9183 SH DFND 9183 0 0 SYNTA PH COM 87162T206 970000 500000 SH DFND 500000 0 0 SYNERGY COM 87164P103 4880000 411836 SH DFND 411836 0 0 SYSCO CO COM 871829107 9940000 263451 SH DFND 263451 0 0 TCF FINL COM 872275102 236000 15000 SH DFND 15000 0 0 TJX COS COM 872540109 15838000 226098 SH DFND 226098 0 0 TRI POIN COM 87265H109 386000 25000 SH DFND 25000 0 0 TABLEAU CLA 87336U105 612000 6613 SH DFND 6613 0 0 TAKE-TWO COM 874054109 903000 35485 SH DFND 35485 0 0 TAKE-TWO NOTE1 874054AD1 19671000 15000000 PRN DFND 15000000 0 0 TALISMAN COM 87425E103 9587000 1248352 SH DFND 1248352 0 0 TANDEM D COM 875372104 597000 47300 SH DFND 47300 0 0 TARGA RE COM 87612G101 378000 3949 SH DFND 3949 0 0 TECK RES COM 878742204 357000 418000 SH Put DFND 418000 0 0 TECK RES CLB 878742204 13684000 996651 SH DFND 996651 0 0 TELEPHON COMNE 879433829 440000 17665 SH DFND 17665 0 0 TEMPUR S COM 88023U101 428000 7419 SH DFND 7419 0 0 TERADYNE COM 880770102 263000 13957 SH DFND 13957 0 0 TERRAFOR CLACO 88104R100 606000 16607 SH DFND 16607 0 0 TERRENO COM 88146M101 927000 40654 SH DFND 40654 0 0 TESORO C COM 881609101 5616000 61513 SH DFND 61513 0 0 TESLA MT NOTE1 88160RAA9 36130000 22500000 PRN DFND 22500000 0 0 TETRA TE COM 88162F105 90000 14500 SH DFND 14500 0 0 TETRAPHA COM 88165N105 1257000 34300 SH DFND 34300 0 0 THERAPEU COM 88338N107 1463000 241838 SH DFND 241838 0 0 THERAVAN NOTE2 88338TAB0 8781000 10307000 PRN DFND 10307000 0 0 THERMO F COM 883556102 209000 1553 SH DFND 1553 0 0 3M CO COM 88579Y101 14621000 88636 SH DFND 88636 0 0 TIME WAR COM 88732J207 60142000 401268 SH DFND 401268 0 0 TIMKEN C COM 887389104 267000 6330 SH DFND 6330 0 0 TOWERS W CLA 891894107 29364000 222140 SH DFND 222140 0 0 TRIMAS C COMNE 896215209 327000 10630 SH DFND 10630 0 0 TRIMBLE COM 896239100 10080000 400000 SH DFND 400000 0 0 TRINITY COM 896522109 5214000 146837 SH DFND 146837 0 0 TRIUMPH COM 896818101 497000 8328 SH DFND 8328 0 0 TRIPADVI COM 896945201 1766000 21228 SH DFND 21228 0 0 TRUECAR COM 89785L107 271000 15199 SH DFND 15199 0 0 TUTOR PE COM 901109108 1200000 51412 SH DFND 51412 0 0 TWENTY F CLA 90130A101 325000 9616 SH DFND 9616 0 0 TWITTER COM 90184L102 455000 9076 SH DFND 9076 0 0 UDR INC COM 902653104 1691000 49690 SH DFND 49690 0 0 UGI CORP COM 902681105 444000 13634 SH DFND 13634 0 0 US BANCO COMNE 902973304 2620000 60000 SH DFND 60000 0 0 UBIQUITI COM 90347A100 30745000 1040442 SH DFND 1040442 0 0 ULTRAGEN COM 90400D108 1242000 20000 SH DFND 20000 0 0 UMPQUA H COM 904214103 415000 24182 SH DFND 24182 0 0 UNITED C COM 910047109 12380000 184085 SH DFND 184085 0 0 UNITED R COM 911363109 2335000 25619 SH DFND 25619 0 0 UNITED S COM 91232N108 158000 250000 SH Put DFND 250000 0 0 UNITED S UNITS 91232N108 1684000 100000 SH DFND 100000 0 0 UNITED T COM 913017109 32966000 281278 SH DFND 281278 0 0 UNITEDHE COM 91324P102 390000 3299 SH DFND 3299 0 0 UNIVERSA CLB 913903100 345000 2934 SH DFND 2934 0 0 UNUM GRO COM 91529Y106 300000 8881 SH DFND 8881 0 0 VAALCO E COMNE 91851C201 1272000 519000 SH DFND 519000 0 0 VALE S A ADRRE 91912E204 6432000 1326250 SH DFND 1326250 0 0 VALERO E COM 91913Y100 552000 8680 SH DFND 8680 0 0 VALMONT COM 920253101 777000 6320 SH DFND 6320 0 0 VANTIV I CLA 92210H105 504000 13374 SH DFND 13374 0 0 VECTREN COM 92240G101 501000 11341 SH DFND 11341 0 0 VENTAS I COM 92276F100 2191000 30000 SH DFND 30000 0 0 VERIFONE COM 92342Y109 2617000 75000 SH DFND 75000 0 0 VERIZON COM 92343V104 23310000 479335 SH DFND 479335 0 0 VIACOM I CLB 92553P201 420000 6155 SH DFND 6155 0 0 VIPSHOP SPONS 92763W103 8263000 280680 SH DFND 280680 0 0 VISHAY I COM 928298108 380000 27527 SH DFND 27527 0 0 VISTEON COMNE 92839U206 11839000 122807 SH DFND 122807 0 0 VITAL TH COM 92847R104 375000 15000 SH DFND 15000 0 0 VMWARE I CLACO 928563402 15682000 191226 SH DFND 191226 0 0 VONAGE H COM 92886T201 443000 90183 SH DFND 90183 0 0 VOYA FIN COM 929089100 456000 10583 SH DFND 10583 0 0 WCI CMNT COMPA 92923C807 368000 15368 SH DFND 15368 0 0 WAL-MART COM 931142103 19170000 233074 SH DFND 233074 0 0 WEB COM NOTE1 94733AAA2 17905000 19500000 PRN DFND 19500000 0 0 WEBMD HE COM 94770V102 685000 15637 SH DFND 15637 0 0 WEBSTER 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