0001132716-16-000038.txt : 20160812 0001132716-16-000038.hdr.sgml : 20160812 20160812123914 ACCESSION NUMBER: 0001132716-16-000038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS OCONNOR LLC CENTRAL INDEX KEY: 0001132716 IRS NUMBER: 061569842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06327 FILM NUMBER: 161827274 BUSINESS ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125256000 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001132716 XXXXXXXX 06-30-2016 06-30-2016 UBS OCONNOR LLC

ONE NORTH WACKER DRIVE 32ND FLOOR CHICAGO IL 60606

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Call DFND 352100 0 0 WEATHERF ORDSH G48833100 11064000 1993502 SH DFND 1993502 0 0 LIVANOVA SHS G5509L101 5734000 114145 SH DFND 114145 0 0 NABORS I COM G6359F103 203000 127400 SH Call DFND 127400 0 0 NABORS I SHS G6359F103 773000 76965 SH DFND 76965 0 0 NIELSEN SHSEU G6518L108 123182000 2370244 SH DFND 2370244 0 0 NOBLE CO SHSUS G65431101 2440000 296088 SH DFND 296088 0 0 NORWEGIA SHS G66721104 3438000 86290 SH DFND 86290 0 0 OXFORD I ORDSH G6855A103 439000 48826 SH DFND 48826 0 0 PROTHENA SHS G72800108 992000 28380 SH DFND 28380 0 0 SIGNET J COM G81276100 11000 25800 SH Call DFND 25800 0 0 SIGNET J SHS G81276100 3914000 47500 SH DFND 47500 0 0 TSAKOS E SHS G9108L108 444000 94600 SH DFND 94600 0 0 WILLIS T SHS G96629103 67027000 539189 SH DFND 539189 0 0 STRATASY SHS M85548101 12856000 561657 SH DFND 561657 0 0 ASML HOL NYREG N07059210 7283000 73408 SH DFND 73408 0 0 CIMPRESS SHSEU N20146101 45870000 495994 SH DFND 495994 0 0 CNH INDL SHS N20944109 4655000 651091 SH DFND 651091 0 0 CORE LAB COM N22717107 10388000 83845 SH DFND 83845 0 0 INTERXIO SHS N47279109 3576000 96967 SH DFND 96967 0 0 LYONDELL SHS-A N53745100 4533000 60912 SH DFND 60912 0 0 ROYAL CA COM V7780T103 6440000 95899 SH DFND 95899 0 0 ARDMORE COM Y0207T100 2035000 300663 SH DFND 300663 0 0 BROADCOM SHS Y09827109 2210000 14220 SH DFND 14220 0 0 DHT HOLD SHSNE Y2065G121 1833000 364471 SH DFND 364471 0 0 GENER8 M COM Y26889108 5928000 926211 SH DFND 926211 0 0 TEEKAY T COM Y8565N102 3000 132700 SH Call DFND 132700 0 0 TEEKAY T CLA Y8565N102 3138000 1053010 SH DFND 1053010 0 0