0001132716-16-000035.txt : 20160812
0001132716-16-000035.hdr.sgml : 20160812
20160812112123
ACCESSION NUMBER: 0001132716-16-000035
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160812
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 161826932
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
12-31-2015
12-31-2015
true
2
NEW HOLDINGS
true
06-30-2016
12-31-2015
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
08-12-2016
0
7
173330
INFORMATION TABLE
2
ubsocq415a2infotable.xml
CABLEVIS
CLANY
12686C109
7871000
246750
SH
DFND
246750
0
0
DIAMOND
COM
252603105
5801000
150476
SH
DFND
150476
0
0
HEALTH N
COM
42222G108
61496000
898273
SH
DFND
898273
0
0
HEARTLAN
COM
42235N108
16762000
176772
SH
DFND
176772
0
0
JARDEN C
COM
471109108
21266000
372296
SH
DFND
372296
0
0
KEURIG G
COM
49271M100
30195000
335580
SH
DFND
335580
0
0
OFFICE D
COM
676220106
29939000
5308317
SH
DFND
5308317
0
0