0001132716-16-000028.txt : 20160210
0001132716-16-000028.hdr.sgml : 20160210
20160210144629
ACCESSION NUMBER: 0001132716-16-000028
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20160210
DATE AS OF CHANGE: 20160210
EFFECTIVENESS DATE: 20160210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 161405111
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001132716
XXXXXXXX
12-31-2014
12-31-2014
true
4
NEW HOLDINGS
true
12-31-2015
12-31-2014
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
Chicago
IL
02-10-2016
0
4
192515
INFORMATION TABLE
2
ubsocq414a4infotable.xml
DRESSER-
COM
261608103
56581000
691695
SH
DFND
691695
0
0
HUDSON C
COM
443683107
45169000
4463300
SH
DFND
4463300
0
0
TIME WAR
COM
88732J207
1350000
300000
SH
Call
DFND
300000
0
0
TIME WAR
COM
88732J207
89415000
588022
SH
DFND
588022
0
0