0001132716-15-000021.txt : 20151113
0001132716-15-000021.hdr.sgml : 20151113
20151113122349
ACCESSION NUMBER: 0001132716-15-000021
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 151227975
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
03-31-2015
03-31-2015
true
2
NEW HOLDINGS
true
09-30-2015
03-31-2015
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal Digangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
11-13-2015
0
5
365302
INFORMATION TABLE
2
ubsocq115a2infotable.xml
DIRECTV
COM
25490A309
112503000
1322012
SH
DFND
1322012
0
0
DRESSER-
COM
261608103
55578000
691695
SH
DFND
691695
0
0
EXELIS I
COM
30162A108
55163000
2263544
SH
DFND
2263544
0
0
LORILLAR
COM
544147101
39187000
599650
SH
DFND
599650
0
0
SIGMA AL
COM
826552101
102871000
744093
SH
DFND
744093
0
0