0001132716-15-000009.txt : 20150514
0001132716-15-000009.hdr.sgml : 20150514
20150514104422
ACCESSION NUMBER: 0001132716-15-000009
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150514
DATE AS OF CHANGE: 20150514
EFFECTIVENESS DATE: 20150514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 15861053
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
12-31-2014
12-31-2014
true
1
NEW HOLDINGS
true
03-31-2015
12-31-2014
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Sal DiGangi
CCO
212-821-6206
Sal DiGangi
New York City
NY
05-14-2015
0
4
243726
INFORMATION TABLE
2
ubsocq414a1infotable.xml
CAREFUSI
COM
14170T101
128675000
2168433
SH
DFND
2168433
0
0
COVANCE
COM
222816100
84121000
810100
SH
DFND
810100
0
0
VOLCANO
COM
928645100
5096000
285000
SH
DFND
285000
0
0
VOLCANO
NOTE1
928645AB6
25834000
26095000
PRN
DFND
26095000
0
0