0001132716-13-000050.txt : 20130813
0001132716-13-000050.hdr.sgml : 20130813
20130813141108
ACCESSION NUMBER: 0001132716-13-000050
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20130813
DATE AS OF CHANGE: 20130813
EFFECTIVENESS DATE: 20130813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: UBS OCONNOR LLC
CENTRAL INDEX KEY: 0001132716
IRS NUMBER: 061569842
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06327
FILM NUMBER: 131032567
BUSINESS ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3125256000
MAIL ADDRESS:
STREET 1: ONE NORTH WACKER DRIVE 32ND FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001132716
XXXXXXXX
09-30-2012
09-30-2012
true
3
NEW HOLDINGS
true
06-30-2013
09-30-2012
Confidential Treatment Expired
UBS OCONNOR LLC
ONE NORTH WACKER DRIVE 32ND FLOOR
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-06327
N
Frank Pluchino
CCO
212-821-6053
Frank Pluchino
Chicago
IL
08-13-2013
0
2
50019
INFORMATION TABLE
2
ubsocq312a3infotable.xml
COVENTRY
COM
222862104
31816000
763158
SH
DFND
763158
0
0
SHAW GRO
COM
820280105
18203000
417307
SH
DFND
417307
0
0