Executive Officer

0001144204-17-009036.txt : 20170214 0001144204-17-009036.hdr.sgml : 20170214 20170214173811 ACCESSION NUMBER: 0001144204-17-009036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Itau Unibanco Holding S.A. CENTRAL INDEX KEY: 0001132597 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 STATE OF INCORPORATION: D5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17515 FILM NUMBER: 17611011 BUSINESS ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 BUSINESS PHONE: 55-11-5019-1723 MAIL ADDRESS: STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100 STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902 CITY: SAO PAULO STATE: D5 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Itau Unibanco Banco Multiplo S.A. DATE OF NAME CHANGE: 20090226 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU HOLDING FINANCEIRA S A DATE OF NAME CHANGE: 20030319 FORMER COMPANY: FORMER CONFORMED NAME: BANCO ITAU SA DATE OF NAME CHANGE: 20010117 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001132597 XXXXXXXX 12-31-2016 12-31-2016 false Itau Unibanco Holding S.A.

Pc. Alfredo Egydio De Souza Aranha, 100 Torre Ae, 3 Andar, Cep 04344-902 Sao Paulo D5 00000

13F HOLDINGS REPORT 028-17515 N Matias Granata Executive Officer 55-11-50199208 /s/ Matias Granata Sao Paulo D5 02-14-2017 1 439 825941 1 0001541597 028-14678 Itau USA Asset Management Inc. 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67 290 SH DFND 0 0 290 ORACLE CORP COM 68389X105 19 507 SH DFND 507 0 0 OSHKOSH CORP COM 688239201 6 100 SH DFND 0 0 100 OWENS & MINOR INC NEW COM 690732102 6 160 SH DFND 0 0 160 OXFORD INDS INC COM 691497309 4 60 SH DFND 0 0 60 PAPA JOHNS INTL INC COM 698813102 5 60 SH DFND 0 0 60 PARKER HANNIFIN CORP COM 701094104 55 390 SH DFND 0 0 390 PEPSICO INC COM 713448108 112 1070 SH DFND 0 0 1070 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 12499 1418697 SH DFND 1 902100 0 516597 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 45704 5187730 SH DFND 0 0 5187730 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 18810 1860527 SH DFND 1 1137800 0 722727 PG&E CORP COM 69331C108 44 720 SH DFND 0 0 720 PIPER JAFFRAY COS COM 724078100 9 130 SH DFND 0 0 130 PLANTRONICS INC NEW COM 727493108 5 90 SH DFND 0 0 90 PLEXUS CORP COM 729132100 4 80 SH DFND 0 0 80 PNC FINL SVCS GROUP INC COM 693475105 68 580 SH DFND 0 0 580 POWERSHARES ETF TR II FDM HG YLD RAFI 73936T557 75 4000 SH DFND 0 0 4000 PRICELINE GRP INC COM NEW 741503403 29 20 SH DFND 20 0 0 PRIMERICA INC COM 74164M108 3 50 SH DFND 0 0 50 PROCTER AND GAMBLE CO COM 742718109 109 1300 SH DFND 0 0 1300 PUBLIC SVC ENTERPRISE GROUP COM 744573106 96 2190 SH DFND 0 0 2190 PVH CORP COM 693656100 81 900 SH DFND 0 0 900 QUALITY SYS INC COM 747582104 3 260 SH DFND 0 0 260 QUANTA SVCS INC COM 74762E102 57 1640 SH DFND 0 0 1640 QUEST DIAGNOSTICS INC COM 74834L100 92 1000 SH DFND 0 0 1000 RALPH LAUREN CORP CL A 751212101 53 590 SH DFND 0 0 590 RE MAX HLDGS INC CL A 75524W108 6 110 SH DFND 0 0 110 REGAL BELOIT CORP COM 758750103 6 80 SH DFND 0 0 80 REINSURANCE GROUP AMER INC COM NEW 759351604 9 70 SH DFND 0 0 70 RELIANCE STEEL & ALUMINUM CO COM 759509102 10 130 SH DFND 0 0 130 RENT A CTR INC NEW COM 76009N100 10 860 SH DFND 0 0 860 REX AMERICAN RESOURCES CORP COM 761624105 6 60 SH DFND 0 0 60 ROCKWELL AUTOMATION INC COM 773903109 50 370 SH DFND 0 0 370 ROGERS CORP COM 775133101 5 60 SH DFND 0 0 60 ROSS STORES INC COM 778296103 42 640 SH DFND 0 0 640 ROWAN COMPANIES PLC SHS CL A G7665a101 8 400 SH DFND 0 0 400 RUDOLPH TECHNOLOGIES INC COM 781270103 4 190 SH DFND 0 0 190 SAIA INC COM 78709Y105 5 110 SH DFND 0 0 110 SANDERSON FARMS INC COM 800013104 11 120 SH DFND 0 0 120 SANMINA CORPORATION COM 801056102 7 180 SH DFND 0 0 180 SCANA CORP NEW COM 80589M102 62 840 SH DFND 0 0 840 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 632 20544 SH DFND 0 0 20544 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 6297 77355 SH DFND 0 0 77355 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2171 41980 SH DFND 0 0 41980 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3123 45300 SH DFND 0 0 45300 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 5206 69115 SH DFND 0 0 69115 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3985 171400 SH DFND 0 0 171400 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2382 38290 SH DFND 0 0 38290 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1086 22360 SH DFND 0 0 22360 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 655 13180 SH DFND 0 0 13180 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5604 115879 SH DFND 0 0 115879 SHOE CARNIVAL INC COM 824889109 4 140 SH DFND 0 0 140 SKECHERS U S A INC CL A 830566105 6 250 SH DFND 0 0 250 SMITH A O COM 831865209 10 210 SH DFND 0 0 210 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 3468 121045 SH DFND 1 78427 0 42618 SONOCO PRODS CO COM 835495102 8 160 SH DFND 0 0 160 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 1768 23534 SH DFND 0 0 23534 SPDR INDEX SHS FDS EUROPE ETF 78463X608 472 17014 SH DFND 0 0 17014 SPDR S&P 500 ETF TR TR UNIT 78462F103 1864 1000 SH Put DFND 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 95268 426199 SH DFND 1 426199 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 13461 60219 SH DFND 0 0 60219 SPDR S&P 500 ETF TR TR UNIT 78462F103 37319 168100 SH SOLE 0 0 168100 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 2029 59836 SH DFND 1 0 0 59836 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 47 1300 SH DFND 0 0 1300 SPDR SERIES TRUST DJ REIT ETF 78464A607 186 1993 SH DFND 0 0 1993 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 207 5000 SH SOLE 0 0 5000 STANDARD MTR PRODS INC COM 853666105 4 70 SH DFND 0 0 70 STANLEY BLACK & DECKER INC COM 854502101 60 520 SH DFND 0 0 520 STEEL DYNAMICS INC COM 858119100 10 290 SH DFND 0 0 290 STRAYER ED INC COM 863236105 6 80 SH DFND 0 0 80 SUPERVALU INC COM 868536103 4 860 SH DFND 0 0 860 SYNCHRONY FINL COM 87165B103 84 2320 SH DFND 0 0 2320 SYNGENTA AG SPONSORED ADR 87160A100 2769 6999 SH DFND 0 0 6999 SYNNEX CORP COM 87162W100 11 90 SH DFND 0 0 90 SYNOPSYS INC COM 871607107 6 100 SH DFND 0 0 100 SYSCO CORP COM 871829107 45 810 SH DFND 0 0 810 TECH DATA CORP COM 878237106 10 120 SH DFND 0 0 120 TELEDYNE TECHNOLOGIES INC COM 879360105 4 30 SH DFND 0 0 30 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 7267 543100 SH DFND 1 296700 0 246400 TERADATA CORP DEL COM 88076W103 37 1380 SH DFND 0 0 1380 TERADYNE INC COM 880770102 11 420 SH DFND 0 0 420 TEXAS INSTRS INC COM 882508104 32 440 SH DFND 0 0 440 THOR INDS INC COM 885160101 10 100 SH DFND 0 0 100 TJX COS INC NEW COM 872540109 29 380 SH DFND 0 0 380 TOPBUILD CORP COM 89055F103 4 110 SH DFND 0 0 110 TORO CO COM 891092108 3 60 SH DFND 0 0 60 TTM TECHNOLOGIES INC COM 87305R109 7 500 SH DFND 0 0 500 TYSON FOODS INC CL A 902494103 117 1890 SH DFND 0 0 1890 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 7270 350541 SH DFND 1 218241 0 132300 UNITED CONTL HLDGS INC COM 910047109 114 1560 SH DFND 0 0 1560 UNITED NAT FOODS INC COM 911163103 5 110 SH DFND 0 0 110 UNITED THERAPEUTICS CORP DEL COM 91307C102 11 80 SH DFND 0 0 80 UNITEDHEALTH GROUP INC COM 91324P102 88 550 SH DFND 0 0 550 UNIVERSAL CORP VA COM 913456109 4 70 SH DFND 0 0 70 URBAN OUTFITTERS INC COM 917047102 48 1670 SH DFND 0 0 1670 VALE S A ADR 91912E105 11318 1485350 SH DFND 1 916400 0 568950 VALE S A ADR REPSTG PFD 91912E204 3525 511665 SH DFND 1 476400 0 35265 VALE S A ADR REPSTG PFD 91912E204 3069 446682 SH DFND 0 0 446682 VALERO ENERGY CORP NEW COM 91913Y100 99 1450 SH DFND 0 0 1450 VANECK VECTORS ETF TR BRAZIL SMALL CP 92189F825 402 25317 SH DFND 0 0 25317 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 2536 119500 SH DFND 0 0 119500 VANGUARD INDEX FDS GROWTH ETF 922908736 190 1708 SH DFND 0 0 1708 VANGUARD INDEX FDS REIT ETF 922908553 248 3000 SH DFND 0 0 3000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 4547 22148 SH DFND 0 0 22148 VANGUARD INDEX FDS SMALL CP ETF 922908751 431 3339 SH DFND 0 0 3339 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1326 37050 SH DFND 0 0 37050 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 31394 654869 SH DFND 1 654869 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 5481 114337 SH DFND 0 0 114337 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 49 840 SH DFND 0 0 840 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2227 36500 SH DFND 0 0 36500 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 601 4482 SH DFND 0 0 4482 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 3845 30330 SH DFND 0 0 30330 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 3336 27973 SH DFND 0 0 27973 VANGUARD WORLD FDS INF TECH ETF 92204A702 3633 29904 SH DFND 0 0 29904 VERA BRADLEY INC COM 92335C106 7 620 SH DFND 0 0 620 VIAD CORP COM NEW 92552R406 4 100 SH DFND 0 0 100 VISHAY INTERTECHNOLOGY INC COM 928298108 9 570 SH DFND 0 0 570 WAL-MART STORES INC COM 931142103 62 900 SH DFND 0 0 900 WATSCO INC COM 942622200 3 20 SH DFND 0 0 20 WELLCARE HEALTH PLANS INC COM 94946T106 11 80 SH DFND 0 0 80 WILEY JOHN & SONS INC CL A 968223206 5 100 SH DFND 0 0 100 WISDOMTREE TR DIV EX-FINL FD 97717W406 365 4549 SH DFND 0 0 4549 WISDOMTREE TR EMER MKT HIGH FD 97717W315 253 6766 SH DFND 0 0 6766 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1237 21548 SH DFND 0 0 21548 WISDOMTREE TR INDIA ERNGS FD 97717W422 1543 76400 SH DFND 0 0 76400 WISDOMTREE TR INTL EQUITY FD 97717W703 340 7325 SH DFND 0 0 7325 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1887 38099 SH DFND 0 0 38099 WORLD ACCEP CORP DEL COM 981419104 10 150 SH DFND 0 0 150 WORLD FUEL SVCS CORP COM 981475106 6 120 SH DFND 0 0 120 WORTHINGTON INDS INC COM 981811102 8 160 SH DFND 0 0 160 XEROX CORP COM 984121103 70 7980 SH DFND 0 0 7980 YAMANA GOLD INC COM 98462Y100 711 253000 SH DFND 0 0 253000 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 3199 193858 SH DFND 1 120047 0 73811 ZUMIEZ INC COM 989817101 4 180 SH DFND 0 0 180