0001104659-20-124876.txt : 20201113
0001104659-20-124876.hdr.sgml : 20201113
20201113130632
ACCESSION NUMBER: 0001104659-20-124876
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Itau Unibanco Holding S.A.
CENTRAL INDEX KEY: 0001132597
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D5
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17515
FILM NUMBER: 201310402
BUSINESS ADDRESS:
STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100
STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902
CITY: SAO PAULO
STATE: D5
ZIP: 00000
BUSINESS PHONE: 55-11-5019-1723
MAIL ADDRESS:
STREET 1: PC. ALFREDO EGYDIO DE SOUZA ARANHA, 100
STREET 2: TORRE AE, 3 ANDAR, CEP 04344-902
CITY: SAO PAULO
STATE: D5
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Itau Unibanco Banco Multiplo S.A.
DATE OF NAME CHANGE: 20090226
FORMER COMPANY:
FORMER CONFORMED NAME: BANCO ITAU HOLDING FINANCEIRA S A
DATE OF NAME CHANGE: 20030319
FORMER COMPANY:
FORMER CONFORMED NAME: BANCO ITAU SA
DATE OF NAME CHANGE: 20010117
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001132597
XXXXXXXX
09-30-2020
09-30-2020
false
Itau Unibanco Holding S.A.
Pc. Alfredo Egydio De Souza Aranha, 100
Torre Ae, 3 Andar, Cep 04344-902
Sao Paulo
D5
00000
13F HOLDINGS REPORT
028-17515
N
Tatiana Grecco
Executive Officer
55-11-36312510
/s/ Tatiana Grecco
Sao Paulo
D5
11-13-2020
1
169
1950460
1
0001541597
028-14678
Itau USA Asset Management Inc.
INFORMATION TABLE
2
infotable.xml
ADOBE SYSTEMS INCORPORATED
COM
00724F101
2207
4500
SH
SOLE
4500
0
0
Advanced Micro Devices Inc
COM
007903107
653
7950
SH
SOLE
7950
0
0
AFYA LTD
CL A COM
G01125106
12616
463153
SH
SOLE
74439
0
388714
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
7766
26326
SH
SOLE
26326
0
0
ALLY FINL INC
COM
02005N100
2131
85000
SH
SOLE
85000
0
0
ALPHABET INC
CAP STK CL A
02079K305
24917
16984
SH
SOLE
16984
0
0
ALPHABET INC
CAP STK CL C
02079K107
4180
2840
SH
SOLE
2840
0
0
AMAZON COM INC
COM
023135106
22330
7082
SH
SOLE
7082
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
93085
7452791
SH
SOLE
1296292
0
6156499
APPLE INC
COM
037833100
9225
79421
SH
SOLE
79421
0
0
ARCO PLATFORM LTD
COM CL A
G04553106
1108
27091
SH
SOLE
27091
0
0
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
8656
2111128
SH
SOLE
2111128
0
0
ASSURANT INC
COM
04621X108
2414
19900
SH
SOLE
19900
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
157
2874
SH
SOLE
2874
0
0
BAIDU INC
SPON ADR REP A
056752108
4655
36575
SH
SOLE
36575
0
0
BALL CORP
COM
058498106
180
2170
SH
SOLE
2170
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
73595
21456088
SH
SOLE
7111653
0
14344435
BANCO DE CHILE
SPONSORED ADS
059520106
2255
149148
SH
SOLE
16502
0
132646
BANCO DE CHILE
SPONSORED ADS
059520106
99
6552
SH
DFND
0
0
6552
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
27
5400
SH
SOLE
5400
0
0
BANCO SANTANDER CHILE NEW
SP ADR REP COM
05965X109
16215
1169941
SH
SOLE
88740
0
1081201
BANCO SANTANDER MEXICO AS
SPONSORED ADS B
05969B103
2117
661580
SH
SOLE
207926
0
453654
BANCOLOMBIA S A
SPON ADR PREF
05968L102
1737
68000
SH
SOLE
0
0
68000
BEST BUY INC
COM
086516101
116
1045
SH
SOLE
1045
0
0
BLOOMIN BRANDS INC
COM
094235108
9327
610805
SH
SOLE
610805
0
0
BOOKING HOLDINGS INC
COM
09857L108
9912
5794
SH
SOLE
5794
0
0
BOYD GAMING CORP
COM
103304101
480
15656
SH
SOLE
15656
0
0
BRF SA
SPONSORED ADR
10552T107
12
3600
SH
SOLE
3600
0
0
BROADCOM INC
COM
11135F101
2915
8000
SH
SOLE
8000
0
0
BURLINGTON STORES INC
COM
122017106
2917
14156
SH
SOLE
14156
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
5438
97007
SH
SOLE
97007
0
0
CATERPILLAR INC DEL
COM
149123101
3207
21500
SH
SOLE
21500
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
25203
6632441
SH
SOLE
1292147
0
5340294
CENTRAIS ELETRICAS BRASILEIR
SPONSORED ADR
15234Q207
1
137
SH
SOLE
137
0
0
CHEVRON CORP NEW
COM
166764100
541
7500
SH
SOLE
7500
0
0
COCA COLA CO
COM
191216100
21128
427944
SH
SOLE
427944
0
0
COMCAST CORP NEW
CL A
20030N101
1760
38055
SH
SOLE
38055
0
0
COMPANHIA BRASILEIRA DE DIST
SPONSORED ADR
20440T300
10732
869655
SH
SOLE
202740
0
666915
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
2418
291329
SH
SOLE
195722
0
95607
COMPANHIA PARANAENSE ENERG C
SPON ADR PFD
20441B407
2
175
SH
SOLE
175
0
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
8543
699098
SH
SOLE
116519
0
582579
COSAN LTD
SHS A
G25343107
23967
1613940
SH
SOLE
1613940
0
0
CREDICORP LTD
COM
G2519Y108
10204
82298
SH
SOLE
0
0
82298
CSX Corp
COM
126408103
3107
40000
SH
SOLE
40000
0
0
CVS HEALTH CORP
COM
126650100
18
302
SH
SOLE
302
0
0
DARDEN RESTAURANTS INC
COM
237194105
6916
68654
SH
SOLE
68654
0
0
DBX ETF TR
XTRACK HRVST CSI
233051879
1074
31151
SH
SOLE
31151
0
0
DEERE & CO
COM
244199105
1995
9000
SH
SOLE
9000
0
0
DISNEY WALT CO
COM DISNEY
254687106
1272
10238
SH
SOLE
10238
0
0
ECOPETROL S A
SPONSORED ADS
279158109
4723
480000
SH
SOLE
0
0
480000
EMBRAER S A
SP ADR REP 4 COM
29082A107
2
522
SH
SOLE
522
0
0
EXXON MOBIL CORP
COM
30231G102
550
16000
SH
SOLE
16000
0
0
FACEBOOK INC
CL A
30303M102
101881
391556
SH
SOLE
391556
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1250
8490
SH
SOLE
8490
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
10271
182794
SH
SOLE
41519
0
141275
FREEPORT-MCMORAN INC
CL B
35671D857
115
7300
SH
SOLE
7300
0
0
GENERAL MTRS CO
COM
37045V100
985
33292
SH
SOLE
33292
0
0
GERDAU SA
SPON ADR REP PFD
373737105
17107
4623547
SH
SOLE
848985
0
3774562
GILEAD SCIENCES INC
COM
375558103
179
2836
SH
SOLE
2836
0
0
GLOBANT S A
COM
L44385109
51490
287167
SH
SOLE
29030
0
258137
GRUPO AEROPORTUARIO DEL CENT
SPON ADR
400501102
2121
57693
SH
SOLE
8316
0
49377
GRUPO AEROPUERTO DEL PACIFIC
SPON ADR B
400506101
11299
140119
SH
SOLE
20456
0
119663
INVESCO QQQ TR
UNIT SER 1
46090E103
19465
70060
SH
SOLE
70060
0
0
ISHARES INC
MSCI BRAZIL ETF
464286400
478
2000
SH
Put
SOLE
2000
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
58373
988196
SH
SOLE
988196
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
4997
84590
SH
DFND
0
0
84590
ISHARES INC
MSCI PAC JP ETF
464286665
321
7900
SH
DFND
0
0
7900
ISHARES INC
MSCI CDA ETF
464286509
2867
104600
SH
DFND
0
0
104600
ISHARES INC
MSCI MEXICO ETF
464286822
589
17650
SH
DFND
0
0
17650
ISHARES INC
MSCI STH KOR ETF
464286772
1601
24500
SH
DFND
0
0
24500
ISHARES INC
CORE MSCI EMKT
46434G103
2524
47800
SH
DFND
0
0
47800
ISHARES INC
MSCI EM ASIA ETF
464286426
2315
31000
SH
DFND
0
0
31000
ISHARES INC
MSCI GERMANY ETF
464286806
54
1852
SH
DFND
0
0
1852
ISHARES INC
MSCI EURZONE ETF
464286608
452
11933
SH
DFND
0
0
11933
ISHARES TR
CHINA LG-CAP ETF
464287184
26680
634831
SH
SOLE
634831
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
101
2400
SH
DFND
0
0
2400
ISHARES TR
MSCI EMG MKT ETF
464287234
21088
478284
SH
SOLE
478284
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
10599
70757
SH
SOLE
70757
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
105
700
SH
DFND
0
0
700
ISHARES TR
MSCI ACWI ETF
464288257
5216
65270
SH
DFND
0
0
65270
ISHARES TR
MSCI EURO FL ETF
464289180
60
4400
SH
DFND
0
0
4400
ISHARES TR
MSCI CHINA ETF
46429B671
3560
48000
SH
DFND
0
0
48000
ISHARES TR
JPMORGAN USD EMG
464288281
1663
15000
SH
DFND
0
0
15000
ISHARES TR
IBOXX INV CP ETF
464287242
15174
112640
SH
SOLE
112640
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
3317
29500
SH
DFND
0
0
29500
ISHARES TR
SHORT TREAS BD
464288679
13321
120336
SH
SOLE
120336
0
0
ISHARES TR
10-20 YR TRS ETF
464288653
6098
36627
SH
SOLE
36627
0
0
ISHARES TR
US TREAS BD ETF
46429B267
4912
175759
SH
SOLE
175759
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
6036
119012
SH
SOLE
119012
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
296
2505
SH
SOLE
2505
0
0
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
33900
8517660
SH
SOLE
1740795
0
6776865
JD.COM INC
SPON ADR CL A
47215P106
1595
20554
SH
SOLE
20554
0
0
JOHNSON & JOHNSON
COM
478160104
279
1875
SH
SOLE
1875
0
0
JPMORGAN CHASE & CO
COM
46625H100
730
7583
SH
SOLE
7583
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
368
200
SH
Call
SOLE
200
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
3579
52500
SH
SOLE
52500
0
0
LAS VEGAS SANDS CORP
COM
517834107
8062
172773
SH
SOLE
172773
0
0
LENNAR CORP
CL A
526057104
3267
40000
SH
SOLE
40000
0
0
LINX SA
SPONSORED ADS
53619W101
1
198
SH
SOLE
198
0
0
LOWES COS INC
COM
548661107
870
5246
SH
SOLE
5246
0
0
LPL FINL HLDGS INC
COM
50212V100
2101
27400
SH
SOLE
27400
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
1330
3930
SH
SOLE
3930
0
0
MATCH GROUP INC NEW
COM
57667L107
4352
39332
SH
SOLE
39332
0
0
MERCADOLIBRE INC
COM
58733R102
27274
25195
SH
SOLE
7079
0
18116
MICRON TECHNOLOGY INC
COM
595112103
3757
80000
SH
SOLE
80000
0
0
MICROSOFT CORP
COM
594918104
20752
98645
SH
SOLE
98645
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
1014
30206
SH
SOLE
30206
0
0
NATURA &CO HLDG S A
ADS
63884N108
7
397
SH
SOLE
397
0
0
NETFLIX INC
COM
64110L106
5666
11279
SH
SOLE
11279
0
0
NEXTERA ENERGY INC
COM
65339F101
2937
10580
SH
SOLE
10580
0
0
NIKE INC
CL B
654106103
1306
10406
SH
SOLE
10406
0
0
NVIDIA CORP
COM
67066G104
5158
9479
SH
SOLE
9479
0
0
OGE ENERGY CORP
COM
670837103
3
100
SH
SOLE
100
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
6537
632772
SH
SOLE
0
0
632772
PARKER-HANNIFIN CORP
COM
701094104
2023
10000
SH
SOLE
10000
0
0
PAYPAL HLDGS INC
COM
70450Y103
1356
6880
SH
SOLE
6880
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
22992
3265868
SH
SOLE
3195212
0
70656
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
56862
7986233
SH
SOLE
2114420
0
5871813
PILGRIMS PRIDE CORP
COM
72147K108
884
59000
SH
SOLE
59000
0
0
ROSS STORES INC
COM
778296103
3480
37286
SH
SOLE
37286
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
39
1300
SH
DFND
0
0
1300
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
26584
1104444
SH
SOLE
1104444
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
96
4000
SH
DFND
0
0
4000
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
3676
31500
SH
SOLE
31500
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1848
24000
SH
SOLE
24000
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
980
15400
SH
SOLE
15400
0
0
SERVICENOW INC
COM
81762P102
1029
2121
SH
SOLE
2121
0
0
SHAKE SHACK INC
CL A
819047101
5262
81605
SH
SOLE
81605
0
0
SOUTHERN COPPER CORP
COM
84265V105
7217
159000
SH
SOLE
78000
0
81000
SPDR GOLD TR
GOLD SHS
78463V107
57382
323950
SH
SOLE
323950
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
1297
35670
SH
SOLE
35670
0
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
2283
20500
SH
DFND
0
0
20500
SPDR S&P 500 ETF TR
TR UNIT
78462F103
19418
350
SH
Call
SOLE
350
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2630
155
SH
Put
SOLE
155
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
269182
803794
SH
SOLE
803794
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
1900
5673
SH
DFND
0
0
5673
SPDR SER TR
S&P OILGAS EXP
78468R556
905
21500
SH
DFND
0
0
21500
SPDR SER TR
S&P REGL BKG
78464A698
197
5500
SH
SOLE
5500
0
0
SPDR SER TR
S&P HOMEBUILD
78464A888
14054
260832
SH
SOLE
260832
0
0
STAMPS COM INC
COM NEW
852857200
748
3100
SH
SOLE
3100
0
0
StoneCo Ltd
COM CL A
G85158106
795
15000
SH
SOLE
15000
0
0
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
21961
2863237
SH
SOLE
443500
0
2419737
TESLA INC
COM
88160R101
4448
10312
SH
SOLE
10312
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
3974
9000
SH
SOLE
9000
0
0
TIM PARTICIPACOES S A
SPONSORED ADR
88706P205
13932
1208359
SH
SOLE
245364
0
962995
TIMKEN CO
COM
887389104
2006
37000
SH
SOLE
37000
0
0
TJX COS INC NEW
COM
872540109
4452
80001
SH
SOLE
80001
0
0
TWITTER INC
COM
90184L102
6941
155372
SH
SOLE
155372
0
0
UNION PAC CORP
COM
907818108
5020
25500
SH
SOLE
25500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
3741
12000
SH
SOLE
12000
0
0
US FOODS HLDG CORP
COM
912008109
2513
113118
SH
SOLE
113118
0
0
VALE S A
SPONSORED ADS
91912E105
106407
10057367
SH
SOLE
2518939
0
7538428
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
10446
498619
SH
SOLE
498619
0
0
VANECK VECTORS ETF TR
RUSSIA ETF
92189F403
419
20000
SH
DFND
0
0
20000
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
198509
642962
SH
SOLE
642962
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
2184
7100
SH
DFND
0
0
7100
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
249
4756
SH
SOLE
4756
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
542
10330
SH
DFND
0
0
10330
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
15647
194038
SH
DFND
0
0
194038
VASTA PLATFORM LTD
CL A
G9440A109
853
55300
SH
SOLE
55300
0
0
VERTIV HOLDINGS CO
COM CL A
92537N108
2078
120000
SH
SOLE
120000
0
0
VISA INC
COM CL A
92826C839
8327
41633
SH
SOLE
41633
0
0
WABTEC CORP
COM
929740108
3063
49500
SH
SOLE
49500
0
0
Walmart Inc
COM
931142103
646
4610
SH
SOLE
4610
0
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
826
35000
SH
DFND
0
0
35000
WYNN RESORTS LTD
COM
983134107
621
8648
SH
SOLE
8648
0
0
XP INC
CL A
G98239109
28966
691039
SH
SOLE
691039
0
0
XP INC
CL A
G98239109
632
15165
SH
DFND
0
0
15165
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
1328
2825
SH
SOLE
2825
0
0