0001132556-13-000005.txt : 20130506 0001132556-13-000005.hdr.sgml : 20130506 20130506123246 ACCESSION NUMBER: 0001132556-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130506 DATE AS OF CHANGE: 20130506 EFFECTIVENESS DATE: 20130506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WADE G W & INC CENTRAL INDEX KEY: 0001132556 IRS NUMBER: 042914190 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06161 FILM NUMBER: 13815167 BUSINESS ADDRESS: STREET 1: 93 WORCESTER STREET CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812391188 MAIL ADDRESS: STREET 1: 93 WORCESTER STREET CITY: WELLESLEY STATE: MA ZIP: 02481 13F-HR 1 gww03312013.txt GWW 13F 03312013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GW & Wade, LLC Address: 93 Worcester Street Wellesley, MA 02481 Form 13F File Number: 28-6161 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Beth Lehman Title: Chief Compliance Officer and General Counsel Phone: 781-239-1188 Signature, Place, and Date of Signing: Beth Lehman Wellesley, MA 5/6/2013 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.) [ ]13F COMBINATION REPORT. (Check here it a portion of the holdings for this reorting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 80 Form 13F Information Table Value Total: $295,308 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE Name of Issuer Title of Class CUSIP Value SH/ Sh/ Put/ Inv Voting authority (x$1000) Prn PRN Call Dscrtn None amt 3m Company COM 88579Y101 4459 41940 SH SOLE 41940 Abbvie Inc. COM 00287Y109 2107 51666 SH SOLE 51666 Acme Packet Inc COM 004764106 15571 532626 SH SOLE 532626 AT&T Inc. COM 00206R102 3965 108070 SH SOLE 108070 Bank of America Corp COM 060505104 271 22269 SH SOLE 22269 Blackrock Inc COM 09247X101 4601 17911 SH SOLE 17911 Bristol Myers Squibb COM 110122108 4596 111572 SH SOLE 111572 Chevron Texaco Corp COM 166764100 5513 46397 SH SOLE 46397 Cisco Sys Inc COM 17275r102 393 18828 SH SOLE 18828 Citigroup Inc COM NEW 172967424 575 13002 SH SOLE 13002 Clorox COM 189054109 4676 52818 SH SOLE 52818 Coca Cola COM 191216100 910 22501 SH SOLE 22501 Colgate Palmolive COM 194162103 4836 40974 SH SOLE 40974 Conocophillips COM 20825C104 3280 54582 SH SOLE 54582 Consolidated Edison Hldg Co Inc COM 209115104 2996 49088 SH SOLE 49088 CVS Caremark Corp. COM 126650100 674 12262 SH SOLE 12262 Dean Foods COM 242370104 1095 60380 SH SOLE 60380 Dell Inc COM 24702R101 341 23784 SH SOLE 23784 Dupont COM 263534109 3461 70395 SH SOLE 70395 Eaton Vance Tax Managed Global COM 27829F108 287 30832 SH SOLE 30832 Energy Transfer Partners LP UT Ltd UNIT LTD PARTN 29273R109 3637 71753 SH SOLE 71753 Exxon Mobil Corp COM 30231G102 2410 26750 SH SOLE 26750 Fifth Third Bancorp COM 316773100 224 13745 SH SOLE 13745 General Dynamics COM 369550108 2984 42317 SH SOLE 42317 General Electric COM 369604103 4442 192146 SH SOLE 192146 Heinz COM 423074103 2623 36296 SH SOLE 36296 Honeywell Intl Inc. COM 438516106 4923 65331 SH SOLE 65331 Intel Corp COM 458140100 3228 147816 SH SOLE 147816 International Business Machines COM 459200101 7121 33385 SH SOLE 33385 International Paper Co COM 460146103 5387 115644 SH SOLE 115644 Ishares S&P GSCI Commodity Indexed DJ SEL DIV INX 464287168 746 22681 SH SOLE 22681 Ishares Tr Dow Jones Epac Select DJ INTL SEL DIVD 464288448 5075 148615 SH SOLE 148615 Ishares Tr Dow Jones Select Divid Ind DJ SEL DIV INX 464287168 22319 352040 SH SOLE 352040 Ishares Tr Dow Jones US Real Estate DJ US REAL EST 464287739 1193 17174 SH SOLE 17174 Ishares Tr MSCI Eafe Index Fd MSCI EAFE INDEX 464287465 3708 62876 SH SOLE 62876 Ishares Tr MSCI Emerging Mkts MSCI EMERG MKT 464287234 2561 59868 SH SOLE 59868 Ishares Tr Russell 1000 Grth Index Fd RUSSELL1000GRW 464287614 16295 228319 SH SOLE 228319 Ishares Tr Russell 1000 Index Fd RUSSELL 1000 464287622 3123 35810 SH SOLE 35810 Ishares Tr Russell 1000 Vlue Index Fd RUSSELL1000VAL 464287598 8562 105485 SH SOLE 105485 Ishares Tr Russell 2000 Grth Index Fd RUSL 2000 GROW 464287648 2621 24350 SH SOLE 24350 Ishares Tr Russell 2000 Index Fd RUSSELL 2000 464287655 2746 29079 SH SOLE 29079 Ishares Tr Russell 2000 Value RUSL 2000 VALU 464287630 2887 34451 SH SOLE 34451 Ishares Tr Russell Midcap Grth Index RUSSELL MCP GR 464287481 1678 24012 SH SOLE 24012 Ishares Tr Russell Midcap Value Index RUSSELL MCP VL 464287473 947 16622 SH SOLE 16622 Ishares Tr S&P 500 Index Fd PUT 464287953 1705 10833 SH SOLE 10833 Ishares Tr S&P US Pfd Stk Index US PFD STK IDX 464288687 15203 375195 SH SOLE 375195 Johnson & Johnson COM 478160104 5095 62490 SH SOLE 62490 JP Morgan Chase & Co COM 46625H100 603 12714 SH SOLE 12714 Kimberly-Clark COM 494368103 4414 45054 SH SOLE 45054 McDonalds Corp. COM 580135101 3430 34407 SH SOLE 34407 Microsoft Corp. COM 594918104 3625 126725 SH SOLE 126725 Nasdaq Prem Income & Growth Fd Inc COM 63110r105 3111 192407 SH SOLE 192407 Oracle Corp COM 68389X105 763 23605 SH SOLE 23605 Paychex COM 704326107 3097 88323 SH SOLE 88323 Pepsico Inc COM 713448108 3976 50259 SH SOLE 50259 Phillips 66 COM 718546104 1108 15835 SH SOLE 15835 Powershares Db Commodity Index UNIT BEN INT 73935s105 284 10406 SH SOLE 10406 Powershares QQQ Tr Unit Ser 1 UNIT SER 1 73935A104 1852 26847 SH SOLE 26847 Procter & Gamble COM 742718109 5663 73482 SH SOLE 73482 Qualcomm Inc. COM 747525103 1310 19576 SH SOLE 19576 Rydex ETF Tr S&P 500 Equal GUG S&P500 EQ WT 78355W106 1128 18921 SH SOLE 18921 S&P 500 Depository Receipt TR UNIT 78462F103 5525 35266 SH SOLE 35266 Seagate Technology PLC SHS G7945M107 3357 91834 SH SOLE 91834 Select Sector SPDR Financial SBI INT-FINL 81369Y605 642 35275 SH SOLE 35275 Select Sector SPDR Technology TECHNOLOGY 81369Y803 322 10648 SH SOLE 10648 Southern Co. COM 842587107 2921 62257 SH SOLE 62257 Sysco Corp. COM 871829107 4154 118110 SH SOLE 118110 Unilever N V New N Y SHS NEW 904784709 711 17350 SH SOLE 17350 Unilever Plc New Sons ADR SPON ADR NEW 904767704 3418 80915 SH SOLE 80915 United Parcel Svc Inc CL B 911312106 4167 48506 SH SOLE 48506 United Technologies COM 913017109 3497 37427 SH SOLE 37427 Waste Management Inc COM 94106L109 3822 97466 SH SOLE 97466 WisdomTree Tr Defa Fd DEFA FD 97717W703 546 11363 SH SOLE 11363 WisdomTree Tr Divid Top 100 Fd DIV EX-FINL FD 97717W406 1434 23141 SH SOLE 23141 WisdomTree Tr High Yielding Equity Fd EQTY INC ETF 97717W208 775 15140 SH SOLE 15140 WisdomTree Tr Intl Largecap Divid Fd INTL LRGCAP DV 97717W794 763 16575 SH SOLE 16575 WisdomTree Tr Intl Midcap Divid Fd INTL MIDCAP DV 97717W778 835 16065 SH SOLE 16065 WisdomTree Tr Largecap Divid Fd LARGECAP DIVID 97717W307 23302 395628 SH SOLE 395628 WisdomTree Tr Midcap Divid Fd INTL MIDCAP DV 97717W778 1352 20727 SH SOLE 20727 WisdomTree Tr Total Divid Fd TOTAL DIVID FD 97717W109 1351 22796 SH SOLE 22796