0001132556-11-000009.txt : 20111102 0001132556-11-000009.hdr.sgml : 20111102 20111102150242 ACCESSION NUMBER: 0001132556-11-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WADE G W & INC CENTRAL INDEX KEY: 0001132556 IRS NUMBER: 042914190 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06161 FILM NUMBER: 111174231 BUSINESS ADDRESS: STREET 1: 93 WORCESTER STREET CITY: WELLESLEY STATE: MA ZIP: 02481 BUSINESS PHONE: 7812391188 MAIL ADDRESS: STREET 1: 93 WORCESTER STREET CITY: WELLESLEY STATE: MA ZIP: 02481 13F-HR 1 13F093011.txt GW & WADE LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended:09/30/2011 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ]is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GW & Wade, LLC Address: 93 Worcester Street Wellesley, MA 02481 Form 13F File Number: 28-6161 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas Drozdowski Title: Chief Compliance Officer Phone: 781-239-1188 Signature, Place, and Date of Signing: Douglas Drozdowski Wellesley, MA 11/02/2011 [Signature] [City, State] [Date] Report Type (Check only one.): [x]13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ]13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s.) [ ]13F COMBINATION REPORT. (Check here it a portion of the holdings for this reorting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-_______________ ________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 107 Form 13F Information Table Value Total: $213061 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s)of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ______ 28-_________________ ___________________ [Repeat as necessary.] Quantity Security Cusip Value 34336 3m Company 88579Y101 2465000 59833 Abbott Lab 002824100 3060000 532626 Acme Packet 004764106 22685000 2845 Allergan Inc 008252108 234000 4330 Amgen 018490102 238000 4490 Anadarko Pete 032511107 283000 7862 Apple Computer 037833100 2998000 5260 Aptargroup Inc 038336103 235000 88119 AT&T Inc Com 00206R102 2513000 13344 Bank of America 060505104 82000 4 Berkshire Hthwy 084670207 427000 25297 Bhp BillitonADR 088606958 1681000 106375 Bristol Myers 110122108 3338000 7205 Campbell's Soup 134429109 233000 4837 Caterpillar 149123101 357000 45550 Chevron Texaco 166764100 4217000 25987 Cisco Sys Inc 17275r102 403000 9347 Citigroup Inc 172967101 239000 41404 Clorox 189054109 2746000 52744 Coca Cola 191216100 3563000 42638 Colgate Palm 194162103 3781000 38729 Conocophillips 20825C104 2452000 43594 Consol Edison 209115104 2486000 15900 CSX Corp 126408ga5 297000 12697 CVS Caremark 126650100 426000 60380 Dean Foods 242370104 536000 8155 Disney Walt Co. 254687106 246000 60566 Dupont 263534109 2421000 11805 EV Risk Mgd Div 27829g106 129000 33612 EV Tax Mgd Glbl 27829F108 269000 55359 Energy Transfer 29273R109 2270000 30725 Exxon Mobil 30231G102 2232000 29665 General Dyn 369550108 1688000 170033 General Elec 369604103 2588000 486 Google Inc 38259p508 250000 10000 Hnghm Inst Svgs 433323102 477000 85446 Home Depot 437076102 2809000 60670 Honeywell 438516106 2664000 150574 Intel Corp 458140100 3212000 36269 IBM 459200101 6342000 77904 Intl Paper 464285105 1811000 12400 Ishr Comex Gold 464285105 196000 30050 Ishr MSCI Japan 464286848 284000 22741 Ishr S&PGSCICom 464287168 687000 219898 Ishr DJ Sel Div 464287168 10608000 10797 Ishr DJ US Egy 464287796 366000 61458 Ishr MSCI Eafe 464287465 2936000 42100 Ishr MSCI Em Mk 464287234 1478000 171035 IshrRsl 1000 Gr 464287614 8993000 21110 IshrRsl 1000Idx 464287622 1320000 71436 IshrRsl 1000Val 464287598 4043000 31989 IshrRsl 2000Gr 464287648 2350000 30212 IshrRsl 2000Idx 464287655 1943000 17227 IshrRsl 2000Val 464287630 982000 9844 IshrRsl 3000Idx 464287689 657000 19947 IshrRsl MC Grw 464287481 990000 16660 IshrRsl MC Val 464287473 642000 9737 IshrS&P 500 Idx 464287953 1107000 16637 IshrS&P MC 400 464287507 1298000 359777 IshrS&P US Pfd 464288687 12812000 66042 Johnson&Johnson 478160104 4206000 11832 JP Morgan Chase 46625H100 356000 38680 Kimberly-Clark 494368103 2747000 6533 Kinder Morgan 494550106 447000 7430 Lexmark Intl 529771107 201000 45061 McDonalds Corp. 580135101 3957000 11535 Merck & Co. 589331107 377000 208967 Nasdaq Prem Inc 63110r105 2702000 10240 Occidental Pet 674599105 732000 26547 Oracle Corp 68389X105 763000 66737 Paychex 704326107 1760000 11184 Pwrshr Db Com 73935s105 288000 15470 Pwrshr ETF Wil 73935x161 84000 24507 Pwrshr QQQ Tr 73935A104 1286000 87558 Procter& Gamble 742718109 5532000 6780 Prshr Ultra QQQ 74347r206 495000 6879 RoyalDutch Rp A 780259206 423000 4555 RoyalDutch ADR 780259107 283000 20894 Rydex ETFS&P500 78355W106 865000 27764 Sanmina Corp 800907206 185000 31780 Spdr BenInt Fin 78355W205 375000 13658 Spdr BenIntTech 81369Y803 322000 47909 Southern Co. 842587107 2030000 8214 SPDR DJ 78467x109 895000 7054 SPDR S&P MC 400 78467Y107 1003000 22599 SPDR DJ Wilshr 78464A805 1902000 5445 SPDR S&P Div 78464A763 264000 95074 Sysco Corp. 871829107 2462000 8500 Thomas & Betts 884315102 339000 44687 Travelers Inc. 89417E109 2178000 22037 Unilever NV New 904784709 694000 68451 Unilever ADR 904767704 2135000 39185 UnitedParcelSvc 911312106 2475000 31918 United Techn 913017109 2246000 6253 Vgd Emg Mkts 922042858 224000 4301 Vgd Idx Fds 922908736 219000 64901 Waste Mgmtt 94106l109 2113000 11511 WT Defa Fd 97717W695 458000 24416 WT Div 100 97717W406 1145000 15698 WT HY Equity 97717W208 605000 5950 WT Intl Div100 97717W786 227000 20201 WT Intl LC Div 97717W794 767000 16173 WT Intl MC Div 97717W778 690000 282483 WT LC Div 97717w309 12421000 22725 WT MC Div 97717W778 1048000 24159 WT Total Div 97717W109 1060000